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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWI icon
276
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
– –
-22,673
Closed -$514K
DVY icon
277
iShares Select Dividend ETF
DVY
$23.5B
– –
-2,579
Closed -$208K
DXCM icon
278
DexCom
DXCM
$31.5B
– –
-4,156
Closed -$421K
EA icon
279
Electronic Arts
EA
$53B
– –
-3,362
Closed -$444K
FATE icon
280
Fate Therapeutics
FATE
$286M
– –
-11,614
Closed -$398K
FBT icon
281
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
– –
-7,942
Closed -$1.33M
FXH icon
282
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
– –
-15,802
Closed -$1.43M
ILCG icon
283
iShares Morningstar Growth ETF
ILCG
$3.11B
– –
-17,940
Closed -$841K
INO icon
284
Inovio Pharmaceuticals
INO
$55.7M
– –
-1,875
Closed -$606K
IOVA icon
285
Iovance Biotherapeutics
IOVA
$1.82B
– –
-17,223
Closed -$473K
ITA icon
286
iShares US Aerospace & Defense ETF
ITA
$14.2B
– –
-2,524
Closed -$208K
IWO icon
287
iShares Russell 2000 Growth ETF
IWO
$14.3B
– –
-1,118
Closed -$231K
CYPH
288
Cypherpunk Technologies Inc
CYPH
$62.9M
– –
-3,100
Closed -$65K
NET icon
289
Cloudflare
NET
$99B
– –
-5,590
Closed -$201K
QUIK icon
290
QuickLogic
QUIK
$232M
– –
-10,905
Closed -$34K
SCHC icon
291
Schwab International Small-Cap Equity ETF
SCHC
$5.39B
– –
-9,799
Closed -$290K
SCHE icon
292
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
– –
-114,801
Closed -$2.79M
SCHH icon
293
Schwab US REIT ETF
SCHH
$11.5B
– –
-140,420
Closed -$2.47M
SCHK icon
294
Schwab 1000 Index ETF
SCHK
$5.71B
– –
-46,216
Closed -$701K
SCHM icon
295
Schwab US Mid-Cap ETF
SCHM
$14.5B
– –
-24,306
Closed -$426K
SCHO icon
296
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-12,272
Closed -$317K
SNAP icon
297
Snap
SNAP
$7.89B
– –
-8,855
Closed -$208K
SPMB icon
298
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
– –
-63,863
Closed -$1.71M
NSLR
299
Neostellar Capital Corp
NSLR
$269M
– –
-24,213
Closed -$172K
STAA icon
300
STAAR Surgical
STAA
$1.21B
– –
-8,132
Closed -$500K
9 10 11
12
13

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.