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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
276
Nokia
NOK
$51B
$56K 0.01%
+10,973
New +$56.6K
MUFG icon
277
Mitsubishi UFJ Financial
MUFG
$253B
$54K 0.01%
+10,643
New +$52.2K
QUIK icon
278
QuickLogic
QUIK
$232M
$32K 0.01%
6,481
+5,470
+541% +$33.8K
PER
279
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$27K 0.01%
+16,080
New +$27.5K
OPK icon
280
Opko Health
OPK
$985M
$23K 0.01%
+11,122
New +$22.7K
NVNO
281
enVVeno Medical
NVNO
$7.08M
$17K ﹤0.01%
+23
New +$20K
MTNB icon
282
Matinas BioPharma
MTNB
$1.88M
$6K ﹤0.01%
+200
New +$7.23K
ABT icon
283
Abbott
ABT
$183B
– –
-2,385
Closed -$201K
ACWV icon
284
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
– –
-7,987
Closed -$736K
ADBE icon
285
Adobe
ADBE
$99.5B
– –
-751
Closed -$221K
BLK icon
286
Blackrock
BLK
$169B
– –
-490
Closed -$231K
FXG icon
287
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
– –
-5,542
Closed -$253K
HUBS icon
288
HubSpot
HUBS
$12.2B
– –
-1,422
Closed -$242K
HYG icon
289
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-2,814
Closed -$245K
IGD
290
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
– –
-14,900
Closed -$97K
JNK icon
291
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
– –
-2,290
Closed -$250K
KMI icon
292
Kinder Morgan
KMI
$71.7B
– –
-10,698
Closed -$223K
LLY icon
293
Eli Lilly
LLY
$1.02T
– –
-1,850
Closed -$205K
LVS icon
294
Las Vegas Sands
LVS
$31.7B
– –
-3,596
Closed -$212K
MLPX icon
295
Global X MLP & Energy Infrastructure ETF
MLPX
$3.61B
– –
-8,489
Closed -$329K
PPL
296
PPL Corp
PPL
$26.5B
– –
-6,603
Closed -$204K
PPT
297
Franklin Premier Income Trust
PPT
$324M
– –
-11,061
Closed -$57K
REGL icon
298
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.75B
– –
-3,788
Closed -$221K
SKYY icon
299
First Trust Cloud Computing ETF
SKYY
$2.92B
– –
-18,092
Closed -$1.04M
SRLN icon
300
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
– –
-9,650
Closed -$446K
9 10 11
12
13

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
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GKWIM
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FAM
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BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.