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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$182M
Cap. Flow
+$206M
Cap. Flow %
20.08%
Top 10 Hldgs %
17.88%
Holding
619
New
101
Increased
300
Reduced
122
Closed
75

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$6.98M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.67M
3
AAPL icon
Apple
AAPL
+$5.91M
4
META icon
Meta Platforms (Facebook)
META
+$4.95M
5
AMZN icon
Amazon
AMZN
+$4.86M

Top Sells

Rank Stock Value
1
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$2.88M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.85M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$2.56M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$2.56M
5
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 10.99%
2 Healthcare 6.26%
3 Consumer Discretionary 5.84%
4 Financials 5.62%
5 Communication Services 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMH icon
251
VanEck Semiconductor ETF
SMH
$65.2B
$799K 0.08%
6,234
+570
+10% +$75.1K
XLP icon
252
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$799K 0.08%
11,611
+2,163
+23% +$154K
VFC icon
253
VF Corp
VFC
$5.63B
$786K 0.08%
11,739
+6,268
+115% +$481K
MOON
254
DELISTED
Direxion Moonshot Innovators ETF
MOON
$781K 0.08%
+24,450
New +$811K
VNQ icon
255
Vanguard Real Estate ETF
VNQ
$39.2B
$775K 0.08%
7,611
+1,574
+26% +$167K
SCHF icon
256
Schwab International Equity ETF
SCHF
$66.6B
$770K 0.08%
39,796
-10,522
-21% -$209K
VOT icon
257
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$745K 0.07%
3,153
+831
+36% +$201K
RSG icon
258
Republic Services
RSG
$64.8B
$736K 0.07%
6,134
+3,837
+167% +$459K
IXUS icon
259
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
$735K 0.07%
10,350
+4
+0% +$292
DOW icon
260
Dow Inc
DOW
$21.9B
$732K 0.07%
12,723
-6,933
-35% -$424K
PANW icon
261
Palo Alto Networks
PANW
$270B
$730K 0.07%
9,144
+3,726
+69% +$262K
VO icon
262
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$730K 0.07%
12,336
+2,284
+23% +$138K
C icon
263
Citigroup
C
$222B
$726K 0.07%
10,339
+3,725
+56% +$260K
DINT icon
264
Davis Select International ETF
DINT
$290M
$726K 0.07%
+36,904
New +$764K
FIS icon
265
Fidelity National Information Services
FIS
$23.1B
$724K 0.07%
5,947
+3,346
+129% +$449K
HDMV icon
266
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.6M
$716K 0.07%
+23,216
New +$746K
SHY icon
267
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$713K 0.07%
+8,281
New +$714K
VYM icon
268
Vanguard High Dividend Yield ETF
VYM
$80.9B
$702K 0.07%
6,794
+813
+14% +$85.9K
PNC icon
269
PNC Financial Services
PNC
$99.7B
$697K 0.07%
3,565
-3,248
-48% -$614K
FDRR icon
270
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
$684K 0.07%
16,530
-103
-0.6% -$4.4K
SUB icon
271
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$683K 0.07%
6,347
– –
ESGU icon
272
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$676K 0.07%
6,861
+31
+0.5% +$3.14K
DD icon
273
DuPont de Nemours
DD
$18.5B
$671K 0.07%
7,864
+2,400
+44% +$222K
HYG icon
274
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$664K 0.06%
7,584
-1,111
-13% -$97.4K
MDLZ icon
275
Mondelez International
MDLZ
$79.5B
$664K 0.06%
11,416
+4,176
+58% +$260K
9 10
11
12 13

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Gladstone Institutional Advisory held 619 positions worth $1.02B, up 22% from $842M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Gladstone Institutional Advisory deployed $206M of net new capital in Q3 2021, opening 101 new positions and adding to 300 existing holdings. Its largest new stake was Ginkgo Bioworks: 7,369 shares worth $3.42M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was ARK Genomic Revolution ETF, an estimated $2.85M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2021 buy was Ginkgo Bioworks: 7,369 shares worth $3.42M.
  • Gladstone Institutional Advisory added most to Microsoft in Q3 2021, an estimated $6.98M increase.
  • Gladstone Institutional Advisory's biggest Q3 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $2.85M.
  • Gladstone Institutional Advisory fully exited Soaring Eagle Acquisition Corp. Class A Ordinary Share in Q3 2021, selling an estimated $2.88M.
  • Gladstone Institutional Advisory's ten largest holdings make up 18% of its $1.02B portfolio in Q3 2021.
  • Gladstone Institutional Advisory opened 101 new positions and closed 75 in Q3 2021.
  • Gladstone Institutional Advisory's portfolio value rose 22% quarter-over-quarter to $1.02B.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2021, filed 15 Nov 2021.