We are live on ! Find out more
GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+5.14%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$141M
Cap. Flow
+$127M
Cap. Flow %
19.76%
Top 10 Hldgs %
21.52%
Holding
450
New
154
Increased
172
Reduced
79
Closed
36

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.37M
2
AAPL icon
Apple
AAPL
+$5.54M
3
AMZN icon
Amazon
AMZN
+$4.35M
4
DMTK
DermTech, Inc. Common Stock
DMTK
+$4.28M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.01M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$21.4M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$5.84M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$3.33M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.45M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.2M

Sector Composition

Rank Sector Weight
1 Technology 7.32%
2 Consumer Discretionary 4.86%
3 Healthcare 4.23%
4 Financials 3.56%
5 Communication Services 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOR icon
251
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$448K 0.07%
+8,360
New +$445K
GOVT icon
252
iShares US Treasury Bond ETF
GOVT
$43.6B
$446K 0.07%
17,035
-90
-0.5% -$2.4K
DOCU
253
DocuSign
DOCU
$10.5B
$444K 0.07%
2,195
-1,037
-32% -$240K
VB icon
254
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$442K 0.07%
2,067
+336
+19% +$70.8K
TER icon
255
Teradyne
TER
$57.6B
$437K 0.07%
+3,592
New +$451K
MDT icon
256
Medtronic
MDT
$109B
$430K 0.07%
+3,639
New +$426K
BLK icon
257
Blackrock
BLK
$169B
$425K 0.07%
+564
New +$409K
SCHE icon
258
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$421K 0.07%
+13,252
New +$432K
SWKS icon
259
Skyworks Solutions
SWKS
$9.37B
$419K 0.07%
2,284
+386
+20% +$67.1K
FDL icon
260
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
$415K 0.06%
+12,677
New +$393K
TAN icon
261
Invesco Solar ETF
TAN
$1.42B
$413K 0.06%
+4,497
New +$473K
EEM icon
262
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$412K 0.06%
7,727
+1,251
+19% +$68.5K
TMO icon
263
Thermo Fisher Scientific
TMO
$213B
$412K 0.06%
903
+272
+43% +$130K
VMBS icon
264
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$412K 0.06%
7,724
-924
-11% -$49.7K
EFG icon
265
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$406K 0.06%
4,041
+81
+2% +$8.24K
XLC icon
266
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$405K 0.06%
+5,525
New +$393K
LMBS icon
267
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$403K 0.06%
7,883
+434
+6% +$22.3K
BSJL
268
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$403K 0.06%
17,479
-6,868
-28% -$158K
IXN icon
269
iShares Global Tech ETF
IXN
$8.32B
$402K 0.06%
7,830
-630
-7% -$32.2K
PPL
270
PPL Corp
PPL
$26.5B
$401K 0.06%
+13,915
New +$390K
EEMV icon
271
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.44B
$400K 0.06%
6,330
-1,118
-15% -$70.6K
QCOM icon
272
Qualcomm
QCOM
$155B
$400K 0.06%
3,017
-3,270
-52% -$472K
VWO icon
273
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$393K 0.06%
7,544
+842
+13% +$44.8K
EFA icon
274
iShares MSCI EAFE ETF
EFA
$78B
$392K 0.06%
5,164
-457
-8% -$34.4K
HPQ icon
275
HP
HPQ
$24.9B
$392K 0.06%
+12,361
New +$341K
9 10
11
12 13

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q1 2021 Portfolio in Review

As of Q1 2021, Gladstone Institutional Advisory held 450 positions worth $643M, up 28% from $502M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Gladstone Institutional Advisory deployed $127M of net new capital in Q1 2021, opening 154 new positions and adding to 172 existing holdings. Its largest new stake was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $21.4M trimmed.

  • Gladstone Institutional Advisory's largest Q1 2021 buy was DermTech, Inc. Common Stock: 81,745 shares worth $4.15M.
  • Gladstone Institutional Advisory added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $6.37M increase.
  • Gladstone Institutional Advisory's biggest Q1 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $21.4M.
  • Gladstone Institutional Advisory fully exited First Trust Global Wind Energy ETF in Q1 2021, selling an estimated $883K.
  • Gladstone Institutional Advisory's ten largest holdings make up 22% of its $643M portfolio in Q1 2021.
  • Gladstone Institutional Advisory opened 154 new positions and closed 36 in Q1 2021.
  • Gladstone Institutional Advisory's portfolio value rose 28% quarter-over-quarter to $643M.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2021, filed 17 May 2021.