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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
251
Consolidated Edison
ED
$40.1B
$204K 0.05%
+2,628
New +$194K
BNDX icon
252
Vanguard Total International Bond ETF
BNDX
$81.9B
$200K 0.05%
+3,443
New +$200K
FSR
253
DELISTED
Fisker Inc.
FSR
$191K 0.05%
+13,250
New +$181K
SMB icon
254
VanEck Short Muni ETF
SMB
$312M
$183K 0.04%
10,126
-2,500
-20% -$45.1K
FIRY
255
Firy Inc
FIRY
$148M
$155K 0.04%
+638
New +$147K
GE icon
256
GE Aerospace
GE
$374B
$147K 0.04%
4,743
-305
-6% -$9.91K
TRIL
257
DELISTED
Trillium Therapeutics Inc.
TRIL
$144K 0.03%
+10,150
New +$101K
ANY icon
258
Sphere 3D
ANY
$18.5M
$143K 0.03%
+828
New +$169K
BGIO
259
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$143K 0.03%
16,500
+1,000
+6% +$8.51K
EOSE icon
260
Eos Energy Enterprises
EOSE
$1.22B
$110K 0.03%
+11,000
New +$114K
PHK
261
PIMCO High Income Fund
PHK
$867M
$107K 0.03%
19,590
+1,129
+6% +$6.01K
KNDI
262
Kandi Technologies Group
KNDI
$67.5M
$84K 0.02%
+13,555
New +$86.5K
VVR icon
263
Invesco Senior Income Trust
VVR
$457M
$59K 0.01%
16,000
– –
FBIO icon
264
Fortress Biotech
FBIO
$104M
$46K 0.01%
763
+67
+10% +$3.41K
BKCC
265
DELISTED
BlackRock Capital Investment Corporation
BKCC
$42K 0.01%
17,295
+961
+6% +$2.54K
OPK icon
266
Opko Health
OPK
$985M
$41K 0.01%
11,122
– –
NVNO
267
enVVeno Medical
NVNO
$7.08M
$17K ﹤0.01%
46
– –
SDOT icon
268
Sadot Group
SDOT
$14M
$16K ﹤0.01%
6
-14
-70% -$64.1K
NDRA icon
269
ENDRA Life Sciences
NDRA
$5.97M
$15K ﹤0.01%
1
– –
AXON
270
Axon Enterprise
AXON
$42.5B
– –
-2,040
Closed -$200K
CDNA icon
271
CareDx
CDNA
$2.26B
– –
-12,205
Closed -$432K
CGC
272
Canopy Growth
CGC
$387M
– –
-1,411
Closed -$228K
CRON
273
Cronos Group
CRON
$1.06B
– –
-17,787
Closed -$107K
CVX icon
274
Chevron
CVX
$392B
– –
-3,050
Closed -$272K
CWB icon
275
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
– –
-3,767
Closed -$228K
9 10
11
12 13

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.