We are live on ! Find out more
GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+19.29%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$5.58M
Cap. Flow
-$53.6M
Cap. Flow %
-13.65%
Top 10 Hldgs %
30.59%
Holding
308
New
40
Increased
61
Reduced
131
Closed
66

Top Buys

Rank Stock Value
1
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$12.2M
2
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$9.01M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$6.37M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.48M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$5.22M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$15.3M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$7.55M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$6.09M
4
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$5.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.81M

Sector Composition

Rank Sector Weight
1 Technology 4.82%
2 Healthcare 4.19%
3 Consumer Discretionary 2.54%
4 Communication Services 2.36%
5 Energy 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
251
Blackstone
BX
$102B
– –
-5,311
Closed -$242K
CIBR icon
252
First Trust NASDAQ Cybersecurity ETF
CIBR
$14.4B
– –
-9,081
Closed -$234K
CL icon
253
Colgate-Palmolive
CL
$73.1B
– –
-3,699
Closed -$246K
CMCSA icon
254
Comcast
CMCSA
$85B
– –
-11,933
Closed -$410K
CNC icon
255
Centene
CNC
$30.7B
– –
-3,522
Closed -$210K
COST icon
256
Costco
COST
$422B
– –
-738
Closed -$210K
D icon
257
Dominion Energy
D
$60.8B
– –
-7,153
Closed -$516K
DOW icon
258
Dow Inc
DOW
$21.9B
– –
-8,843
Closed -$258K
DUK icon
259
Duke Energy
DUK
$97.8B
– –
-2,724
Closed -$220K
ED icon
260
Consolidated Edison
ED
$40.1B
– –
-2,709
Closed -$211K
EW icon
261
Edwards Lifesciences
EW
$49.6B
– –
-4,128
Closed -$259K
FDL icon
262
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.74B
– –
-77,016
Closed -$1.72M
FE icon
263
FirstEnergy
FE
$28B
– –
-5,086
Closed -$203K
FEM icon
264
First Trust Emerging Markets AlphaDEX Fund
FEM
$739M
– –
-101,742
Closed -$1.79M
FIS icon
265
Fidelity National Information Services
FIS
$23.1B
– –
-1,863
Closed -$226K
FIW icon
266
First Trust Water ETF
FIW
$1.85B
– –
-4,401
Closed -$210K
FLOT icon
267
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-6,195
Closed -$302K
FNY icon
268
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$578M
– –
-71,335
Closed -$2.64M
FTXL icon
269
First Trust Nasdaq Semiconductor ETF
FTXL
$2.09B
– –
-6,578
Closed -$217K
FVC icon
270
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
– –
-16,033
Closed -$360K
FYC icon
271
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
– –
-6,467
Closed -$211K
FYX icon
272
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
– –
-7,941
Closed -$327K
HACK icon
273
Amplify Cybersecurity ETF
HACK
$2.68B
– –
-6,600
Closed -$235K
HYS icon
274
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-10,101
Closed -$866K
IEF icon
275
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-2,543
Closed -$309K
9 10
11
12 13

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q2 2020 Portfolio in Review

As of Q2 2020, Gladstone Institutional Advisory held 308 positions worth $393M, up 1.4% from $388M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory withdrew a net $53.6M in Q2 2020, closing 66 positions and reducing 131 holdings. Its most notable exit was First Trust Mid Cap Growth AlphaDEX Fund, an estimated $2.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Gladstone Institutional Advisory opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $1.87M.

  • Gladstone Institutional Advisory's largest Q2 2020 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 36,107 shares worth $1.87M.
  • Gladstone Institutional Advisory added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2020, an estimated $12.2M increase.
  • Gladstone Institutional Advisory's biggest Q2 2020 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $15.3M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Growth AlphaDEX Fund in Q2 2020, selling an estimated $2.64M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q2 2020.
  • Gladstone Institutional Advisory opened 40 new positions and closed 66 in Q2 2020.
  • Gladstone Institutional Advisory's portfolio value rose 1.4% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2020, filed 17 Aug 2020.