We are live on ! Find out more
GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
251
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$225K 0.06%
5,593
-3,716
-40% -$153K
NOC icon
252
Northrop Grumman
NOC
$77.1B
$223K 0.06%
+594
New +$210K
TEL icon
253
TE Connectivity
TEL
$59.6B
$223K 0.06%
2,387
-76
-3% -$6.99K
GM icon
254
General Motors
GM
$80.4B
$221K 0.06%
5,894
-433
-7% -$16.7K
ICVT icon
255
iShares Convertible Bond ETF
ICVT
$7.2B
$220K 0.06%
3,780
-3,929
-51% -$234K
DVY icon
256
iShares Select Dividend ETF
DVY
$23.5B
$216K 0.05%
+2,121
New +$211K
ACN icon
257
Accenture
ACN
$102B
$215K 0.05%
+1,119
New +$217K
COF icon
258
Capital One
COF
$128B
$213K 0.05%
2,337
-98
-4% -$8.81K
HMOP icon
259
Hartford Municipal Opportunities ETF
HMOP
$777M
$212K 0.05%
5,067
-59
-1% -$2.48K
NSC icon
260
Norfolk Southern
NSC
$75.4B
$209K 0.05%
+1,164
New +$214K
DGRO icon
261
iShares Core Dividend Growth ETF
DGRO
$42.7B
$207K 0.05%
5,295
-18,254
-78% -$703K
MTCH icon
262
Match Group
MTCH
$9.19B
$207K 0.05%
+2,902
New +$226K
NFLX icon
263
Netflix
NFLX
$299B
$207K 0.05%
7,720
+1,420
+23% +$44.4K
SDS icon
264
ProShares UltraShort S&P500
SDS
$415M
$207K 0.05%
+280
New +$211K
ADSK icon
265
Autodesk
ADSK
$49.5B
$206K 0.05%
1,398
-23
-2% -$3.58K
SBIO icon
266
ALPS Medical Breakthroughs ETF
SBIO
$201M
$203K 0.05%
6,445
-333
-5% -$11.7K
RDS.B
267
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$203K 0.05%
+3,392
New +$202K
SPSB icon
268
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$201K 0.05%
+6,500
New +$200K
BKCC
269
DELISTED
BlackRock Capital Investment Corporation
BKCC
$169K 0.04%
+33,775
New +$186K
BGIO
270
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$168K 0.04%
17,500
– –
IHIT
271
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$130K 0.03%
12,500
– –
PHK
272
PIMCO High Income Fund
PHK
$867M
$110K 0.03%
14,194
-6,371
-31% -$50.3K
VVR icon
273
Invesco Senior Income Trust
VVR
$457M
$67K 0.02%
+16,000
New +$67.1K
NCV
274
Virtus Convertible & Income Fund
NCV
$378M
$63K 0.02%
2,788
-587
-17% -$13.4K
ACB
275
Aurora Cannabis
ACB
$173M
$59K 0.02%
112
+7
+7% +$5.19K
9 10
11
12 13

Similar funds

BFA
Bragg Financial Advisors Charlotte, North Carolina $3.16B AUM 26% 1-Year Est. Return
FTUS
Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return
EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
Ceredex Value Advisors Orlando, Florida $3.18B AUM 35.23% 1-Year Est. Return
BP
BNP Paribas Paris, France $3.15B AUM 22.54% 1-Year Est. Return
GKWIM
Gerber Kawasaki Wealth & Investment Management Santa Monica, California $3.14B AUM 22.62% 1-Year Est. Return
FAM
Foxhaven Asset Management Charlottesville, Virginia $3.19B AUM 12.34% 1-Year Est. Return
BI
BVF Inc San Francisco, California $3.14B AUM 249.53% 1-Year Est. Return

Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.