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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+12.85%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$502M
AUM Growth
+$83.4M
Cap. Flow
+$38.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
30.28%
Holding
329
New
60
Increased
108
Reduced
123
Closed
33

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.1M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.75M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$5.11M
4
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$4.83M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$4.32M

Top Sells

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.87M
2
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.32M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.06M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.88M
5
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 5.88%
2 Consumer Discretionary 4.19%
3 Healthcare 3.13%
4 Communication Services 2.4%
5 Industrials 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DON icon
226
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$301K 0.06%
8,647
-498
-5% -$16.2K
CRWD icon
227
CrowdStrike
CRWD
$194B
$300K 0.06%
+5,668
New +$221K
MUB icon
228
iShares National Muni Bond ETF
MUB
$45.1B
$300K 0.06%
2,561
-54
-2% -$6.27K
IGIB icon
229
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$299K 0.06%
4,843
-300
-6% -$18.4K
TMO icon
230
Thermo Fisher Scientific
TMO
$213B
$294K 0.06%
+631
New +$296K
EXG icon
231
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$291K 0.06%
+33,199
New +$269K
SWKS icon
232
Skyworks Solutions
SWKS
$9.37B
$290K 0.06%
1,898
-632
-25% -$92.5K
VOOG icon
233
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
$288K 0.06%
7,500
+1,200
+19% +$43.8K
IBM icon
234
IBM
IBM
$211B
$281K 0.06%
2,332
-360
-13% -$41.6K
HMOP icon
235
Hartford Municipal Opportunities ETF
HMOP
$777M
$280K 0.06%
6,696
-470
-7% -$19.4K
HYD icon
236
VanEck High Yield Muni ETF
HYD
$4.43B
$279K 0.06%
4,538
-150
-3% -$9.06K
MGM icon
237
MGM Resorts International
MGM
$11.4B
$279K 0.06%
+8,855
New +$228K
HYRE
238
DELISTED
HyreCar Inc. Common Stock
HYRE
$279K 0.06%
+39,145
New +$214K
NVCR icon
239
NovoCure
NVCR
$1.73B
$277K 0.06%
+1,600
New +$219K
SPHD icon
240
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$271K 0.05%
7,218
-3,674
-34% -$132K
NVAX icon
241
Novavax
NVAX
$1.2B
$268K 0.05%
2,405
-831
-26% -$88.3K
DHR icon
242
Danaher
DHR
$137B
$267K 0.05%
1,355
-282
-17% -$56.5K
IUSV icon
243
iShares Core S&P US Value ETF
IUSV
$27.2B
$267K 0.05%
4,300
+73
+2% +$4.28K
SPLK
244
DELISTED
Splunk Inc
SPLK
$267K 0.05%
+1,574
New +$301K
INMD icon
245
InMode
INMD
$870M
$266K 0.05%
+11,200
New +$237K
FNX icon
246
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$265K 0.05%
3,190
+15
+0.5% +$1.14K
INTC icon
247
Intel
INTC
$455B
$265K 0.05%
5,319
-4,492
-46% -$219K
VNQ icon
248
Vanguard Real Estate ETF
VNQ
$39.2B
$265K 0.05%
3,125
+176
+6% +$14.6K
MBB icon
249
iShares MBS ETF
MBB
$38.9B
$262K 0.05%
2,375
+66
+3% +$7.27K
MMM icon
250
3M
MMM
$90.9B
$260K 0.05%
1,777
-94
-5% -$13.3K
8 9
10
11 12

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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q4 2020 Portfolio in Review

As of Q4 2020, Gladstone Institutional Advisory held 329 positions worth $502M, up 20% from $419M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gladstone Institutional Advisory deployed $38.4M of net new capital in Q4 2020, opening 60 new positions and adding to 108 existing holdings. Its largest new stake was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Smith Opportunistic Fixed Income ETF, an estimated $4.87M trimmed.

  • Gladstone Institutional Advisory's largest Q4 2020 buy was First Trust Mid Cap Growth AlphaDEX Fund: 37,496 shares worth $2.45M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $11.1M increase.
  • Gladstone Institutional Advisory's biggest Q4 2020 reduction was First Trust Smith Opportunistic Fixed Income ETF, cutting an estimated $4.87M.
  • Gladstone Institutional Advisory fully exited Desktop Metal, Inc. in Q4 2020, selling an estimated $701K.
  • Gladstone Institutional Advisory's ten largest holdings make up 30% of its $502M portfolio in Q4 2020.
  • Gladstone Institutional Advisory opened 60 new positions and closed 33 in Q4 2020.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $502M.

Based on Gladstone Institutional Advisory's 13F filing for Q4 2020, filed 16 Feb 2021.