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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+7.37%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$419M
AUM Growth
+$25.5M
Cap. Flow
+$2.1M
Cap. Flow %
0.5%
Top 10 Hldgs %
33.41%
Holding
308
New
66
Increased
106
Reduced
92
Closed
39

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$10.1M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.38M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$4.34M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.26M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.77M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$12.9M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.48M
3
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$6.89M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$3.05M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 6.03%
2 Consumer Discretionary 3.76%
3 Healthcare 3.63%
4 Communication Services 2.61%
5 Financials 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWO icon
226
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$254K 0.06%
+5,873
New +$255K
MMM icon
227
3M
MMM
$90.9B
$251K 0.06%
1,871
-168
-8% -$22.6K
SCHD icon
228
Schwab US Dividend Equity ETF
SCHD
$103B
$251K 0.06%
+13,620
New +$251K
ARKF icon
229
ARK Blockchain & Fintech Innovation ETF
ARKF
$710M
$243K 0.06%
+6,123
New +$227K
QS icon
230
QuantumScape Corp
QS
$3.21B
$243K 0.06%
+14,500
New +$215K
VBK icon
231
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$240K 0.06%
+1,117
New +$236K
ARKQ icon
232
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.89B
$239K 0.06%
+4,156
New +$228K
HON icon
233
Honeywell
HON
$77B
$237K 0.06%
1,528
-151
-9% -$22.4K
KO icon
234
Coca-Cola
KO
$377B
$235K 0.06%
4,760
-382
-7% -$18.4K
SLV icon
235
iShares Silver Trust
SLV
$28B
$234K 0.06%
+10,817
New +$246K
VNQ icon
236
Vanguard Real Estate ETF
VNQ
$39.2B
$233K 0.06%
2,949
-368
-11% -$29.5K
NEE icon
237
NextEra Energy
NEE
$181B
$231K 0.06%
+3,332
New +$230K
IUSV icon
238
iShares Core S&P US Value ETF
IUSV
$27.2B
$229K 0.05%
4,227
-143
-3% -$7.82K
MGV icon
239
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$227K 0.05%
2,953
+75
+3% +$5.76K
UBER icon
240
Uber
UBER
$143B
$224K 0.05%
+6,138
New +$203K
CL icon
241
Colgate-Palmolive
CL
$73.1B
$221K 0.05%
+2,866
New +$219K
BST icon
242
BlackRock Science and Technology Trust
BST
$1.61B
$220K 0.05%
+5,168
New +$209K
MUNI icon
243
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$219K 0.05%
3,902
-7
-0.2% -$394
VOOG icon
244
Vanguard S&P 500 Growth ETF
VOOG
$25.9B
$219K 0.05%
6,300
-450
-7% -$15.3K
PEG icon
245
Public Service Enterprise Group
PEG
$38.2B
$218K 0.05%
3,977
-116
-3% -$6.14K
DISH
246
DELISTED
DISH Network Corp.
DISH
$216K 0.05%
7,427
-700
-9% -$23.1K
BSJK
247
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$215K 0.05%
+9,201
New +$215K
SOXX icon
248
iShares Semiconductor ETF
SOXX
$41.7B
$213K 0.05%
+2,100
New +$205K
FNX icon
249
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$209K 0.05%
3,175
-135
-4% -$8.86K
VBR icon
250
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$209K 0.05%
+1,889
New +$212K
8 9
10
11 12

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BFA
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FTUS
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EA
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CVA
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BP
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GKWIM
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Gladstone Institutional Advisory's Q3 2020 Portfolio in Review

As of Q3 2020, Gladstone Institutional Advisory held 308 positions worth $419M, up 6.5% from $393M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Gladstone Institutional Advisory's Q3 2020 filing shows 66 new, 106 increased, 92 reduced and 39 closed positions. Its largest new stake was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M. The largest sale was Schwab International Equity ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Gladstone Institutional Advisory's largest Q3 2020 buy was Distillate US Fundamental Stability & Value ETF: 87,554 shares worth $2.86M.
  • Gladstone Institutional Advisory added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $10.1M increase.
  • Gladstone Institutional Advisory's biggest Q3 2020 reduction was Schwab International Equity ETF, cutting an estimated $12.9M.
  • Gladstone Institutional Advisory fully exited Schwab Emerging Markets Equity ETF in Q3 2020, selling an estimated $2.79M.
  • Gladstone Institutional Advisory's ten largest holdings make up 33% of its $419M portfolio in Q3 2020.
  • Gladstone Institutional Advisory opened 66 new positions and closed 39 in Q3 2020.
  • Gladstone Institutional Advisory's portfolio value rose 6.5% quarter-over-quarter to $419M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2020, filed 16 Nov 2020.