GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $2.42B
1-Year Return 19.58%
This Quarter Return
+19.29%
1 Year Return
+19.58%
3 Year Return
+70.56%
5 Year Return
+109.36%
10 Year Return
–
AUM
$393M
AUM Growth
+$5.58M
Cap. Flow
-$54.7M
Cap. Flow %
-13.92%
Top 10 Hldgs %
30.59%
Holding
308
New
40
Increased
61
Reduced
131
Closed
66

Top Buys

1
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$12.4M
2
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
$9.07M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$6.43M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
$5.69M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$5.59M

Top Sells

1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$15.4M
2
SCHF icon
Schwab International Equity ETF
SCHF
$8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$6.63M
4
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
$6.09M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$5.1M

Sector Composition

1 Technology 4.82%
2 Healthcare 4.2%
3 Consumer Discretionary 2.54%
4 Communication Services 2.36%
5 Energy 1.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SSSS icon
226
SuRo Capital
SSSS
$208M
$172K 0.04%
+24,213
New +$172K
SRNE
227
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$158K 0.04%
+25,217
New +$158K
BGIO
228
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$129K 0.03%
15,500
– –
SDOT icon
229
Sadot Group
SDOT
$8.99M
$111K 0.03%
4,080
+543
+15% +$14.8K
CRON
230
Cronos Group
CRON
$957M
$107K 0.03%
+17,787
New +$107K
CLVS
231
DELISTED
Clovis Oncology, Inc.
CLVS
$105K 0.03%
+15,573
New +$105K
PHK
232
PIMCO High Income Fund
PHK
$856M
$99K 0.03%
+18,461
New +$99K
NIO icon
233
NIO
NIO
$13.8B
$77K 0.02%
10,000
-15
-0.1% -$116
LPTX icon
234
Leap Therapeutics
LPTX
$11.7M
$65K 0.02%
+3,100
New +$65K
VVR icon
235
Invesco Senior Income Trust
VVR
$555M
$55K 0.01%
16,000
– –
BKCC
236
DELISTED
BlackRock Capital Investment Corporation
BKCC
$44K 0.01%
16,334
– –
OPK icon
237
Opko Health
OPK
$1.1B
$38K 0.01%
11,122
– –
NDRA icon
238
ENDRA Life Sciences
NDRA
$3.21M
$35K 0.01%
+1
New +$35K
QUIK icon
239
QuickLogic
QUIK
$84.1M
$34K 0.01%
+10,905
New +$34K
FBIO icon
240
Fortress Biotech
FBIO
$84.5M
$28K 0.01%
696
– –
NVNO icon
241
enVVeno Medical
NVNO
$15.2M
$15K ﹤0.01%
1,600
– –
VIVS
242
VivoSim Labs, Inc. Common Stock
VIVS
$5.88M
$6K ﹤0.01%
43
-14
-25% -$1.95K
ADSK icon
243
Autodesk
ADSK
$68.1B
– –
-1,355
Closed -$212K
AMD icon
244
Advanced Micro Devices
AMD
$263B
– –
-5,143
Closed -$234K
AMED
245
DELISTED
Amedisys
AMED
– –
-1,558
Closed -$286K
AVGO icon
246
Broadcom
AVGO
$1.44T
– –
-11,280
Closed -$267K
BDX icon
247
Becton Dickinson
BDX
$54.8B
– –
-939
Closed -$211K
BGR icon
248
BlackRock Energy and Resources Trust
BGR
$355M
– –
-10,340
Closed -$65K
BKLN icon
249
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-20,736
Closed -$424K
BNDX icon
250
Vanguard Total International Bond ETF
BNDX
$68.2B
– –
-19,657
Closed -$1.11M
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