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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+19.29%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$5.58M
Cap. Flow
-$53.6M
Cap. Flow %
-13.65%
Top 10 Hldgs %
30.59%
Holding
308
New
40
Increased
61
Reduced
131
Closed
66

Top Buys

Rank Stock Value
1
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$12.2M
2
LDSF icon
First Trust Low Duration Strategic Focus ETF
LDSF
+$9.01M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$6.37M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$5.48M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$5.22M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$15.3M
2
SCHF icon
Schwab International Equity ETF
SCHF
+$7.55M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$6.09M
4
FCVT icon
First Trust SSI Strategic Convertible Securities ETF
FCVT
+$5.6M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.81M

Sector Composition

Rank Sector Weight
1 Technology 4.82%
2 Healthcare 4.19%
3 Consumer Discretionary 2.54%
4 Communication Services 2.36%
5 Energy 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSLR
226
Neostellar Capital Corp
NSLR
$269M
$172K 0.04%
+24,213
New +$136K
SRNE
227
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$158K 0.04%
+25,217
New +$96.5K
BGIO
228
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$129K 0.03%
15,500
– –
SDOT icon
229
Sadot Group
SDOT
$14M
$111K 0.03%
20
+2
+11% +$8.1K
CRON
230
Cronos Group
CRON
$1.06B
$107K 0.03%
+17,787
New +$109K
CLVS
231
DELISTED
Clovis Oncology, Inc.
CLVS
$105K 0.03%
+15,573
New +$118K
PHK
232
PIMCO High Income Fund
PHK
$867M
$99K 0.03%
+18,461
New +$95.6K
NIO icon
233
NIO
NIO
$12.2B
$77K 0.02%
10,000
-15
-0.1% -$66
CYPH
234
Cypherpunk Technologies Inc
CYPH
$62.9M
$65K 0.02%
+3,100
New +$66.5K
VVR icon
235
Invesco Senior Income Trust
VVR
$457M
$55K 0.01%
16,000
– –
BKCC
236
DELISTED
BlackRock Capital Investment Corporation
BKCC
$44K 0.01%
16,334
– –
OPK icon
237
Opko Health
OPK
$985M
$38K 0.01%
11,122
– –
NDRA icon
238
ENDRA Life Sciences
NDRA
$5.97M
$35K 0.01%
+1
New +$29K
QUIK icon
239
QuickLogic
QUIK
$232M
$34K 0.01%
+10,905
New +$45.1K
FBIO icon
240
Fortress Biotech
FBIO
$104M
$28K 0.01%
696
– –
NVNO
241
enVVeno Medical
NVNO
$7.08M
$15K ﹤0.01%
46
– –
VIVS
242
VivoSim Labs
VIVS
$1.2M
$6K ﹤0.01%
43
-14
-25% -$1.71K
ADSK icon
243
Autodesk
ADSK
$49.5B
– –
-1,355
Closed -$212K
AMD icon
244
Advanced Micro Devices
AMD
$776B
– –
-5,143
Closed -$234K
AMED
245
DELISTED
Amedisys
AMED
– –
-1,558
Closed -$286K
AVGO icon
246
Broadcom
AVGO
$1.85T
– –
-11,280
Closed -$267K
BDX icon
247
Becton Dickinson
BDX
$45.6B
– –
-939
Closed -$211K
BGR icon
248
BlackRock Energy and Resources Trust
BGR
$421M
– –
-10,340
Closed -$65K
BKLN icon
249
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-20,736
Closed -$424K
BNDX icon
250
Vanguard Total International Bond ETF
BNDX
$81.9B
– –
-19,657
Closed -$1.11M
8 9
10
11 12

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FTUS
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EA
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CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q2 2020 Portfolio in Review

As of Q2 2020, Gladstone Institutional Advisory held 308 positions worth $393M, up 1.4% from $388M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory withdrew a net $53.6M in Q2 2020, closing 66 positions and reducing 131 holdings. Its most notable exit was First Trust Mid Cap Growth AlphaDEX Fund, an estimated $2.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Gladstone Institutional Advisory opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $1.87M.

  • Gladstone Institutional Advisory's largest Q2 2020 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 36,107 shares worth $1.87M.
  • Gladstone Institutional Advisory added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q2 2020, an estimated $12.2M increase.
  • Gladstone Institutional Advisory's biggest Q2 2020 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $15.3M.
  • Gladstone Institutional Advisory fully exited First Trust Mid Cap Growth AlphaDEX Fund in Q2 2020, selling an estimated $2.64M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q2 2020.
  • Gladstone Institutional Advisory opened 40 new positions and closed 66 in Q2 2020.
  • Gladstone Institutional Advisory's portfolio value rose 1.4% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2020, filed 17 Aug 2020.