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GIA

Gladstone Institutional Advisory Portfolio holdings

AUM $3.16B
1-Year Est. Return 29.04%
This Fund
S&P 500
This Quarter Est. Return
+0.28%
1 Year Est. Return
+29.04%
3 Year Est. Return
+85.59%
5 Year Est. Return
+98.47%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$65M
Cap. Flow
+$64.5M
Cap. Flow %
16.4%
Top 10 Hldgs %
30.69%
Holding
306
New
39
Increased
112
Reduced
126
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$12.3M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.2M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.97M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.67M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.45M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.15M
2
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$1.04M
3
FDRR icon
Fidelity Dividend ETF for Rising Rates
FDRR
+$1M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$922K

Sector Composition

Rank Sector Weight
1 Technology 3.01%
2 Healthcare 2.16%
3 Energy 2.09%
4 Communication Services 1.9%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HACK icon
226
Amplify Cybersecurity ETF
HACK
$2.68B
$260K 0.07%
6,955
-349
-5% -$13.7K
MJ icon
227
Amplify Alternative Harvest ETF
MJ
$101M
$258K 0.07%
1,035
+290
+39% +$93.5K
FIXD icon
228
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$255K 0.06%
4,840
– –
FLTR icon
229
VanEck IG Floating Rate ETF
FLTR
$2.94B
$254K 0.06%
10,082
-14,467
-59% -$365K
CB icon
230
Chubb
CB
$135B
$253K 0.06%
1,565
+33
+2% +$5.11K
GILD icon
231
Gilead Sciences
GILD
$162B
$253K 0.06%
+3,998
New +$261K
HD icon
232
Home Depot
HD
$331B
$253K 0.06%
1,091
-432
-28% -$94.4K
WELL icon
233
Welltower
WELL
$169B
$252K 0.06%
2,782
-168
-6% -$14.6K
FV icon
234
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$251K 0.06%
+8,466
New +$255K
GE icon
235
GE Aerospace
GE
$374B
$250K 0.06%
5,605
+2,692
+92% +$127K
EA icon
236
Electronic Arts
EA
$53B
$247K 0.06%
2,517
-100
-4% -$9.39K
IWP icon
237
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$247K 0.06%
3,494
+456
+15% +$32.8K
PEG icon
238
Public Service Enterprise Group
PEG
$38.2B
$247K 0.06%
+3,990
New +$238K
TXN icon
239
Texas Instruments
TXN
$252B
$245K 0.06%
1,893
+74
+4% +$9.12K
SCZ icon
240
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$244K 0.06%
+4,267
New +$241K
IGIB icon
241
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$242K 0.06%
4,171
– –
ARKK icon
242
ARK Innovation ETF
ARKK
$5.66B
$241K 0.06%
5,626
-361
-6% -$16.6K
MINT icon
243
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$240K 0.06%
2,364
+89
+4% +$9.05K
DOG
244
ProShares Short Dow30
DOG
$110M
$238K 0.06%
4,535
-2,080
-31% -$111K
AB icon
245
AllianceBernstein
AB
$3.43B
$237K 0.06%
8,083
+240
+3% +$6.97K
CELG
246
DELISTED
Celgene Corp
CELG
$237K 0.06%
2,379
-212
-8% -$20.1K
MPT
247
Medical Properties Trust
MPT
$2.77B
$235K 0.06%
12,016
-270
-2% -$4.96K
CCL icon
248
Carnival Corporation Ltd
CCL
$38.1B
$229K 0.06%
+5,231
New +$241K
SPLK
249
DELISTED
Splunk Inc
SPLK
$229K 0.06%
+1,946
New +$243K
STZ icon
250
Constellation Brands
STZ
$22.2B
$226K 0.06%
1,090
+16
+1% +$3.21K
8 9
10
11 12

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BFA
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FTUS
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EA
Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return
CVA
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BP
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GKWIM
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FAM
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BI
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Gladstone Institutional Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Gladstone Institutional Advisory held 306 positions worth $393M, up 20% from $328M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Gladstone Institutional Advisory deployed $64.5M of net new capital in Q3 2019, opening 39 new positions and adding to 112 existing holdings. Its largest new stake was Phillips 66: 25,041 shares worth $2.56M.

By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.1% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $2.15M trimmed.

  • Gladstone Institutional Advisory's largest Q3 2019 buy was Phillips 66: 25,041 shares worth $2.56M.
  • Gladstone Institutional Advisory added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $12.3M increase.
  • Gladstone Institutional Advisory's biggest Q3 2019 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $2.15M.
  • Gladstone Institutional Advisory fully exited First Trust Cloud Computing ETF in Q3 2019, selling an estimated $1.04M.
  • Gladstone Institutional Advisory's ten largest holdings make up 31% of its $393M portfolio in Q3 2019.
  • Gladstone Institutional Advisory opened 39 new positions and closed 24 in Q3 2019.
  • Gladstone Institutional Advisory's portfolio value rose 20% quarter-over-quarter to $393M.

Based on Gladstone Institutional Advisory's 13F filing for Q3 2019, filed 13 Nov 2019.