First Quadrant’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

First Quadrant’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-176	Closed	-$3K	–	792
2014 Q4	$3K	Hold	176	–	–	﹤0.01%	760
2014 Q3	$4K	Hold	176	–	–	﹤0.01%	796
2014 Q2	$4K	Buy	176 +88	+100%	+$1.83K	﹤0.01%	798
2014 Q1	$2K	Hold	88	–	–	﹤0.01%	746
2013 Q4	$2K	Hold	88	–	–	﹤0.01%	786
2013 Q3	$2K	Hold	88	–	–	﹤0.01%	785
2013 Q2	$2K	Buy	+88	New	+$1.69K	﹤0.01%	793

Other funds holding SVVC

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

First Quadrant's SVVC Position: Q1 2015 in Review

First Quadrant sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q1 2015, closing a stake of 176 shares — an estimated $3K sold.

First Quadrant first reported a position in SVVC in Q2 2013 and held it in 7 quarters. The position peaked at $4K in Q3 2014. 31 funds tracked by Wall St. Rank hold SVVC as of Q1 2015.

First Quadrant reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q1 2015 after selling out during the quarter.
First Quadrant sold 176 Firsthand Technology Value Fund, Inc. Common Stock shares in Q1 2015, an estimated $3K.
First Quadrant first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 7 quarters.
First Quadrant's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $4K in Q3 2014.
31 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q1 2015.

Based on First Quadrant's 13F filing for Q1 2015, filed 28 Apr 2015.