First Quadrant’s Capital One COF Stock Holding History

First Quadrant’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-315	Closed	-$23K	–	593
2020 Q3	$23K	Buy	+315	New	+$21.1K	﹤0.01%	541
2020 Q2	–	Sell	-9,627	Closed	-$485K	–	733
2020 Q1	$485K	Sell	9,627 -3,600	-27%	-$317K	0.07%	268
2019 Q4	$1.36M	Hold	13,227	–	–	0.11%	180
2019 Q3	$1.2M	Hold	13,227	–	–	0.11%	191
2019 Q2	$1.2M	Hold	13,227	–	–	0.08%	267
2019 Q1	$1.08M	Hold	13,227	–	–	0.08%	251
2018 Q4	$1M	Hold	13,227	–	–	0.08%	238
2018 Q3	$1.26M	Hold	13,227	–	–	0.03%	364
2018 Q2	$1.22M	Hold	13,227	–	–	0.02%	385
2018 Q1	$1.27M	Hold	13,227	–	–	0.02%	372
2017 Q4	$1.32M	Sell	13,227 -673	-5%	-$61.4K	0.02%	401
2017 Q3	$1.18M	Hold	13,900	–	–	0.02%	413
2017 Q2	$1.15M	Hold	13,900	–	–	0.02%	409
2017 Q1	$1.21M	Hold	13,900	–	–	0.02%	427
2016 Q4	$1.21M	Hold	13,900	–	–	0.03%	417
2016 Q3	$998K	Hold	13,900	–	–	0.02%	432
2016 Q2	$883K	Hold	13,900	–	–	0.02%	403
2016 Q1	$963K	Sell	13,900 -200	-1%	-$13.2K	0.02%	394
2015 Q4	$1.02M	Sell	14,100 -1,500	-10%	-$115K	0.02%	383
2015 Q3	$1.13M	Hold	15,600	–	–	0.03%	358
2015 Q2	$1.37M	Hold	15,600	–	–	0.03%	331
2015 Q1	$1.23M	Hold	15,600	–	–	0.03%	329
2014 Q4	$1.29M	Hold	15,600	–	–	0.03%	320
2014 Q3	$1.27M	Hold	15,600	–	–	0.03%	329
2014 Q2	$1.29M	Hold	15,600	–	–	0.03%	349
2014 Q1	$1.2M	Sell	15,600 -1,900	-11%	-$139K	0.03%	354
2013 Q4	$1.34M	Sell	17,500 -1,700	-9%	-$121K	0.03%	351
2013 Q3	$1.32M	Hold	19,200	–	–	0.03%	339
2013 Q2	$1.21M	Buy	+19,200	New	+$1.13M	0.03%	340

Other funds holding COF

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

DSA

Davis Selected Advisers Tucson, Arizona $23.3B AUM 26.95% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Aristotle Capital Management Los Angeles, California $47.7B AUM 13.92% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

First Quadrant's COF Position: Q4 2020 in Review

First Quadrant sold out of Capital One (COF) in Q4 2020, closing a stake of 315 shares — an estimated $23K sold.

First Quadrant first reported a position in COF in Q2 2013 and held it in 29 quarters. The position peaked at $1.37M in Q2 2015. 923 funds tracked by Wall St. Rank hold COF as of Q4 2020.

First Quadrant reported no remaining Capital One position as of Q4 2020 after selling out during the quarter.
First Quadrant sold 315 Capital One shares in Q4 2020, an estimated $23K.
First Quadrant first reported a position in Capital One in Q2 2013 and held it in 29 quarters.
First Quadrant's Capital One position peaked at $1.37M in Q2 2015.
923 funds tracked by Wall St. Rank held Capital One as of Q4 2020.

Based on First Quadrant's 13F filing for Q4 2020, filed 27 Jan 2021.