First Quadrant’s Capital One COF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-315	Closed	-$23K	–	593
2020 Q3	$23K	Buy	+315	New	+$23K	﹤0.01%	541
2020 Q2	–	Sell	-9,627	Closed	-$485K	–	733
2020 Q1	$485K	Sell	9,627 -3,600	-27%	-$181K	0.07%	268
2019 Q4	$1.36M	Hold	13,227	–	–	0.11%	180
2019 Q3	$1.2M	Hold	13,227	–	–	0.11%	191
2019 Q2	$1.2M	Hold	13,227	–	–	0.08%	267
2019 Q1	$1.08M	Hold	13,227	–	–	0.08%	251
2018 Q4	$1M	Hold	13,227	–	–	0.08%	238
2018 Q3	$1.26M	Hold	13,227	–	–	0.03%	364
2018 Q2	$1.22M	Hold	13,227	–	–	0.02%	385
2018 Q1	$1.27M	Hold	13,227	–	–	0.02%	372
2017 Q4	$1.32M	Sell	13,227 -673	-5%	-$67K	0.02%	401
2017 Q3	$1.18M	Hold	13,900	–	–	0.02%	413
2017 Q2	$1.15M	Hold	13,900	–	–	0.02%	409
2017 Q1	$1.21M	Hold	13,900	–	–	0.02%	427
2016 Q4	$1.21M	Hold	13,900	–	–	0.03%	417
2016 Q3	$998K	Hold	13,900	–	–	0.02%	432
2016 Q2	$883K	Hold	13,900	–	–	0.02%	403
2016 Q1	$963K	Sell	13,900 -200	-1%	-$13.9K	0.02%	394
2015 Q4	$1.02M	Sell	14,100 -1,500	-10%	-$108K	0.02%	383
2015 Q3	$1.13M	Hold	15,600	–	–	0.03%	358
2015 Q2	$1.37M	Hold	15,600	–	–	0.03%	331
2015 Q1	$1.23M	Hold	15,600	–	–	0.03%	329
2014 Q4	$1.29M	Hold	15,600	–	–	0.03%	320
2014 Q3	$1.27M	Hold	15,600	–	–	0.03%	329
2014 Q2	$1.29M	Hold	15,600	–	–	0.03%	349
2014 Q1	$1.2M	Sell	15,600 -1,900	-11%	-$147K	0.03%	354
2013 Q4	$1.34M	Sell	17,500 -1,700	-9%	-$130K	0.03%	351
2013 Q3	$1.32M	Hold	19,200	–	–	0.03%	339
2013 Q2	$1.21M	Buy	+19,200	New	+$1.21M	0.03%	340