FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+9.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$712M
AUM Growth
-$6.47M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
220
New
Increased
Reduced
Closed

Top Buys

1
+$18.7M
2
+$15.1M
3
+$10M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.57M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$9.26M

Top Sells

1
+$14.3M
2
+$9.77M
3
+$9.18M
4
TGT icon
Target
TGT
+$8.55M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$8.54M

Sector Composition

1 Technology 9.92%
2 Industrials 5.86%
3 Financials 5.22%
4 Healthcare 4.4%
5 Consumer Staples 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ING icon
176
ING
ING
$78.8B
$218K 0.03%
14,793
+1,234
HMC icon
177
Honda
HMC
$37B
$216K 0.03%
+6,603
NXPI icon
178
NXP Semiconductors
NXPI
$54.7B
$215K 0.03%
+2,121
TRV icon
179
Travelers Companies
TRV
$67.5B
$204K 0.03%
1,888
-89
VWO icon
180
Vanguard FTSE Emerging Markets ETF
VWO
$111B
$204K 0.03%
4,980
-352,094
NJ
181
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
$203K 0.03%
12,344
+1,752
KEM
182
DELISTED
KEMET Corporation
KEM
$177K 0.02%
42,711
AEG icon
183
Aegon
AEG
$10.9B
$165K 0.02%
31,310
+11,627
BBVA icon
184
Banco Bilbao Vizcaya Argentaria
BBVA
$125B
$121K 0.02%
12,702
+1,724
MHG
185
DELISTED
Marine Harvest ASA
MHG
$117K 0.02%
+10,409
HYT icon
186
BlackRock Corporate High Yield Fund
HYT
$1.43B
$113K 0.02%
10,137
FIG
187
DELISTED
Fortress Investment Group Llc
FIG
$81K 0.01%
+10,000
SIRI icon
188
SiriusXM
SIRI
$7.58B
$38K 0.01%
+1,000
ABT icon
189
Abbott
ABT
$197B
– –
-24,792
BKLN icon
190
Invesco Senior Loan ETF
BKLN
$6.4B
– –
-130,944
BMO icon
191
Bank of Montreal
BMO
$103B
– –
-92,393
SRLN icon
192
State Street Blackstone Senior Loan ETF
SRLN
$5.56B
– –
-9,071
TGT icon
193
Target
TGT
$54.4B
– –
-111,573
XLU icon
194
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
– –
-22,108
RDS.B
195
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-3,837
WDR
196
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-157,741
NYRT
197
DELISTED
New York REIT, Inc.
NYRT
– –
-4,159
DD
198
DELISTED
Du Pont De Nemours E I
DD
– –
-95,456
ALTR
199
DELISTED
Altera Corp
ALTR
– –
-197,330
RALS
200
DELISTED
ProShares RAFI Long/Short
RALS
– –
-63,704
5 6 7
8
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