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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+3.1%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$680M
AUM Growth
-$8.4M
Cap. Flow
-$26.8M
Cap. Flow %
-3.94%
Top 10 Hldgs %
19.94%
Holding
210
New
38
Increased
96
Reduced
32
Closed
34

Top Buys

Rank Stock Value
1
HEDJ icon
WisdomTree Europe Hedged Equity Fund
HEDJ
+$8.32M
2
EDIV icon
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
+$7.82M
3
GEN icon
Gen Digital
GEN
+$6.84M
4
ACH
Accendra Health
ACH
+$6.67M
5
RCI icon
Rogers Communications
RCI
+$6.37M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.36M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$8.47M
3
AAPL icon
Apple
AAPL
+$8.01M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$7.29M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$7.11M

Sector Composition

Rank Sector Weight
1 Real Estate 5.7%
2 Healthcare 5.09%
3 Technology 4.7%
4 Energy 4.64%
5 Financials 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$22.2M 3.27%
185,875
+3,274
+2% +$387K
MBB icon
2
iShares MBS ETF
MBB
$39B
$19.1M 2.8%
175,954
-50,759
-22% -$5.45M
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$226B
$15.3M 2.24%
358,505
-39,689
-10% -$1.67M
PFF icon
4
iShares Preferred and Income Securities ETF
PFF
$13.2B
$13.3M 1.96%
335,076
+10,400
+3% +$410K
SJNK icon
5
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$11.9M 1.75%
384,051
+19,186
+5% +$593K
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$11.8M 1.73%
234,597
+3,261
+1% +$162K
PIZ icon
7
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$11.1M 1.63%
419,429
+173,729
+71% +$4.61M
TYG
8
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$10.9M 1.6%
54,911
+1,122
+2% +$215K
UTF icon
9
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$10.2M 1.5%
417,200
-29,670
-7% -$686K
VWO icon
10
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$9.93M 1.46%
230,274
-22,558
-9% -$950K
BKLN icon
11
Invesco Senior Loan ETF
BKLN
$7.1B
$9.91M 1.46%
396,249
+150,180
+61% +$3.72M
VNQ icon
12
Vanguard Real Estate ETF
VNQ
$39.9B
$9.68M 1.42%
129,392
+81,161
+168% +$5.97M
MUB icon
13
iShares National Muni Bond ETF
MUB
$45.1B
$9.46M 1.39%
87,099
+314
+0.4% +$34K
CVX icon
14
Chevron
CVX
$388B
$9.34M 1.37%
71,466
-12,932
-15% -$1.61M
ELD icon
15
WisdomTree Emerging Markets Local Debt Fund
ELD
$140M
$8.82M 1.3%
185,512
+99,873
+117% +$4.67M
GLD icon
16
SPDR Gold Trust
GLD
$131B
$8.58M 1.26%
66,455
+112
+0.2% +$13.9K
HEDJ icon
17
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$8.39M 1.23%
+285,962
New +$8.32M
XLK icon
18
State Street Technology Select Sector SPDR ETF
XLK
$115B
$8.13M 1.19%
424,480
-318,092
-43% -$5.89M
O icon
19
Realty Income
O
$61.2B
$8.12M 1.19%
187,673
-2,403
-1% -$100K
SPLV icon
20
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$8.08M 1.19%
227,408
-131,098
-37% -$4.53M
SHY icon
21
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$8M 1.18%
94,647
-31,128
-25% -$2.63M
EDIV icon
22
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$7.91M 1.16%
+196,810
New +$7.82M
EFAV icon
23
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$7.67M 1.13%
116,919
+9,592
+9% +$621K
BIV icon
24
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$7.54M 1.11%
88,006
-66,869
-43% -$5.62M
MRK icon
25
Merck
MRK
$324B
$7.49M 1.1%
134,231
+692
+0.5% +$37.8K
1
2 3 4 5

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ICM
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GIM
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FAM
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PI
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RVP
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SPG
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BOK
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First Allied Asset Management's Q2 2014 Portfolio in Review

As of Q2 2014, First Allied Asset Management held 210 positions worth $680M, down 1.2% from $689M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Asset Management withdrew a net $26.8M in Q2 2014, closing 34 positions and reducing 32 holdings. Its most notable exit was State Street Industrial Select Sector SPDR ETF, an estimated $8.47M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 5.7% of assets, up from 4.8% a quarter earlier, followed by Healthcare and Technology.

Against the trend, First Allied Asset Management opened a new position in WisdomTree Europe Hedged Equity Fund worth $8.39M.

  • First Allied Asset Management's largest Q2 2014 buy was WisdomTree Europe Hedged Equity Fund: 285,962 shares worth $8.39M.
  • First Allied Asset Management added most to Vanguard Real Estate ETF in Q2 2014, an estimated $5.97M increase.
  • First Allied Asset Management's biggest Q2 2014 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.36M.
  • First Allied Asset Management fully exited State Street Industrial Select Sector SPDR ETF in Q2 2014, selling an estimated $8.47M.
  • First Allied Asset Management's ten largest holdings make up 20% of its $680M portfolio in Q2 2014.
  • First Allied Asset Management opened 38 new positions and closed 34 in Q2 2014.
  • First Allied Asset Management's portfolio value fell 1.2% quarter-over-quarter to $680M.

Based on First Allied Asset Management's 13F filing for Q2 2014, filed 14 Aug 2014.