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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+1.77%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$689M
AUM Growth
-$6.78M
Cap. Flow
-$16.6M
Cap. Flow %
-2.42%
Top 10 Hldgs %
22.41%
Holding
218
New
43
Increased
79
Reduced
41
Closed
48

Top Buys

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$13.1M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$12.9M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$11.4M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$8.32M

Top Sells

Rank Stock Value
1
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$11M
2
VHT icon
Vanguard Health Care ETF
VHT
+$9.02M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$8.32M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.24M
5
ATI icon
ATI
ATI
+$7.14M

Sector Composition

Rank Sector Weight
1 Financials 6.64%
2 Energy 5.5%
3 Real Estate 4.84%
4 Consumer Staples 4.81%
5 Healthcare 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
1
iShares MBS ETF
MBB
$39B
$24.1M 3.51%
226,713
-20,466
-8% -$2.17M
LQD icon
2
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$21.4M 3.11%
182,601
-24,926
-12% -$2.89M
VEA icon
3
Vanguard FTSE Developed Markets ETF
VEA
$226B
$16.4M 2.38%
398,194
-203,174
-34% -$8.32M
IGSB icon
4
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$15.8M 2.29%
299,128
+3,666
+1% +$193K
XLK icon
5
State Street Technology Select Sector SPDR ETF
XLK
$115B
$13.5M 1.96%
742,572
-27,302
-4% -$488K
BSV icon
6
Vanguard Short-Term Bond ETF
BSV
$44.6B
$13M 1.88%
+162,378
New +$13M
BIV icon
7
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$12.8M 1.86%
+154,875
New +$12.9M
PFF icon
8
iShares Preferred and Income Securities ETF
PFF
$13.2B
$12.6M 1.83%
324,676
+16,713
+5% +$638K
SDS icon
9
ProShares UltraShort S&P500
SDS
$406M
$12.4M 1.8%
+4,399
New +$13.1M
SPLV icon
10
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$12.2M 1.77%
358,506
+345,191
+2,592% +$11.4M
VTIP icon
11
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$11.4M 1.65%
231,336
+32,657
+16% +$1.61M
SJNK icon
12
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$11.3M 1.64%
364,865
+20,712
+6% +$640K
SHY icon
13
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$10.6M 1.54%
125,775
+60,826
+94% +$5.14M
VWO icon
14
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$10.3M 1.49%
252,832
-129,074
-34% -$5.01M
CVX icon
15
Chevron
CVX
$388B
$10M 1.46%
84,398
+4,688
+6% +$545K
UTF icon
16
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$9.89M 1.44%
446,870
+1,396
+0.3% +$29.5K
TYG
17
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$9.88M 1.43%
53,789
+1,665
+3% +$300K
MUB icon
18
iShares National Muni Bond ETF
MUB
$45.1B
$9.28M 1.35%
86,785
-15,499
-15% -$1.65M
MDY icon
19
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$9.22M 1.34%
36,491
-15,067
-29% -$3.69M
BGR icon
20
BlackRock Energy and Resources Trust
BGR
$420M
$8.74M 1.27%
360,215
+22,105
+7% +$526K
XLI icon
21
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$8.47M 1.23%
+162,004
New +$8.32M
GLD icon
22
SPDR Gold Trust
GLD
$131B
$8.07M 1.17%
66,343
+15,660
+31% +$1.95M
AAPL icon
23
Apple
AAPL
$4.89T
$8.01M 1.16%
402,416
+3,640
+0.9% +$69.2K
O icon
24
Realty Income
O
$61.2B
$7.58M 1.1%
+190,076
New +$7.54M
MRK icon
25
Merck
MRK
$324B
$7.3M 1.06%
133,539
-776
-0.6% -$40.2K
1
2 3 4 5

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GIM
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FAM
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PI
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First Allied Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, First Allied Asset Management held 218 positions worth $689M, down 0.98% from $695M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

First Allied Asset Management's Q1 2014 filing shows 43 new, 79 increased, 41 reduced and 48 closed positions. Its largest new stake was ProShares UltraShort S&P500: 4,399 shares worth $12.4M. The largest sale was iShares MSCI ACWI ETF, an estimated $11M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 9.8% a quarter earlier, followed by Energy and Real Estate.

  • First Allied Asset Management's largest Q1 2014 buy was ProShares UltraShort S&P500: 4,399 shares worth $12.4M.
  • First Allied Asset Management added most to Invesco S&P 500 Low Volatility ETF in Q1 2014, an estimated $11.4M increase.
  • First Allied Asset Management's biggest Q1 2014 reduction was iShares MSCI ACWI ETF, cutting an estimated $11M.
  • First Allied Asset Management fully exited Vanguard Health Care ETF in Q1 2014, selling an estimated $9.02M.
  • First Allied Asset Management's ten largest holdings make up 22% of its $689M portfolio in Q1 2014.
  • First Allied Asset Management opened 43 new positions and closed 48 in Q1 2014.
  • First Allied Asset Management's portfolio value fell 0.98% quarter-over-quarter to $689M.

Based on First Allied Asset Management's 13F filing for Q1 2014, filed 14 May 2014.