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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$718M
AUM Growth
-$25.5M
Cap. Flow
-$48.2M
Cap. Flow %
-6.71%
Top 10 Hldgs %
20.15%
Holding
250
New
35
Increased
49
Reduced
88
Closed
69

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$10.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.4M
3
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$8.65M
4
VB icon
Vanguard Small-Cap ETF
VB
+$7.61M
5
WDR
Waddell & Reed Financial, Inc.
WDR
+$7.53M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$11.3M
2
VZ icon
Verizon
VZ
+$9.28M
3
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$8.13M
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$8.01M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$7.92M

Sector Composition

Rank Sector Weight
1 Technology 9.59%
2 Financials 7.4%
3 Industrials 6.11%
4 Consumer Staples 5.89%
5 Real Estate 5.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$19.2M 2.68%
160,831
-12,521
-7% -$1.49M
OEF icon
2
iShares S&P 100 ETF
OEF
$19.8B
$18.5M 2.57%
203,538
+121,260
+147% +$10.8M
MBB icon
3
iShares MBS ETF
MBB
$39B
$16.6M 2.31%
151,544
-10,919
-7% -$1.19M
VWO icon
4
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$14.3M 1.99%
357,074
+139,690
+64% +$5.75M
EFAV icon
5
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$14M 1.95%
227,630
+112,504
+98% +$7.04M
PFF icon
6
iShares Preferred and Income Securities ETF
PFF
$13.2B
$13.9M 1.93%
352,551
-4,572
-1% -$181K
VNQ icon
7
Vanguard Real Estate ETF
VNQ
$39.9B
$12.9M 1.8%
159,819
+16,419
+11% +$1.29M
SHY icon
8
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$12.6M 1.75%
148,738
+57,733
+63% +$4.89M
VTIP icon
9
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$12.2M 1.7%
254,022
+28,330
+13% +$1.39M
AGG icon
10
iShares Core US Aggregate Bond ETF
AGG
$138B
$10.5M 1.46%
+94,955
New +$10.4M
AAPL icon
11
Apple
AAPL
$4.89T
$10.4M 1.45%
369,832
-37,140
-9% -$1.01M
TYG
12
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$10M 1.4%
57,194
-664
-1% -$121K
CWB icon
13
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$9.77M 1.36%
208,116
+61,765
+42% +$3.02M
UTF icon
14
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$9.72M 1.35%
425,869
-7,981
-2% -$184K
KRFT
15
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$9.36M 1.3%
+147,836
New +$8.65M
SPLS
16
DELISTED
Staples Inc
SPLS
$9.18M 1.28%
504,726
-38,506
-7% -$538K
VEA icon
17
Vanguard FTSE Developed Markets ETF
VEA
$226B
$9.11M 1.27%
240,499
-48,100
-17% -$1.86M
XLK icon
18
State Street Technology Select Sector SPDR ETF
XLK
$115B
$8.78M 1.22%
425,454
-24,182
-5% -$490K
SJNK icon
19
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$8.69M 1.21%
301,327
-15,649
-5% -$462K
TGT icon
20
Target
TGT
$62.1B
$8.55M 1.19%
111,573
-10,635
-9% -$718K
KDP icon
21
Keurig Dr Pepper
KDP
$40.4B
$8.55M 1.19%
117,649
-9,308
-7% -$645K
SPSB icon
22
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$8.54M 1.19%
278,427
-3,910
-1% -$120K
O icon
23
Realty Income
O
$61.2B
$8.34M 1.16%
179,840
-10,118
-5% -$448K
GEN icon
24
Gen Digital
GEN
$15.6B
$8.09M 1.13%
312,717
-14,796
-5% -$368K
DLR icon
25
Digital Realty Trust
DLR
$73.7B
$8.01M 1.11%
119,646
-7,463
-6% -$498K
1
2 3 4 5

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ICM
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GIM
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FAM
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PI
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RVP
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SPG
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BOK
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First Allied Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, First Allied Asset Management held 250 positions worth $718M, down 3.4% from $744M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Asset Management withdrew a net $48.2M in Q4 2014, closing 69 positions and reducing 88 holdings. Its most notable exit was WisdomTree Emerging Markets Local Debt Fund, an estimated $11.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 9.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, First Allied Asset Management opened a new position in iShares Core US Aggregate Bond ETF worth $10.5M.

  • First Allied Asset Management's largest Q4 2014 buy was iShares Core US Aggregate Bond ETF: 94,955 shares worth $10.5M.
  • First Allied Asset Management added most to iShares S&P 100 ETF in Q4 2014, an estimated $10.8M increase.
  • First Allied Asset Management's biggest Q4 2014 reduction was SPDR Gold Trust, cutting an estimated $7.89M.
  • First Allied Asset Management fully exited WisdomTree Emerging Markets Local Debt Fund in Q4 2014, selling an estimated $11.3M.
  • First Allied Asset Management's ten largest holdings make up 20% of its $718M portfolio in Q4 2014.
  • First Allied Asset Management opened 35 new positions and closed 69 in Q4 2014.
  • First Allied Asset Management's portfolio value fell 3.4% quarter-over-quarter to $718M.

Based on First Allied Asset Management's 13F filing for Q4 2014, filed 9 Feb 2015.