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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+5.95%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$695M
AUM Growth
+$30.3M
Cap. Flow
-$4.47M
Cap. Flow %
-0.64%
Top 10 Hldgs %
24.81%
Holding
204
New
38
Increased
83
Reduced
46
Closed
30

Top Buys

Rank Stock Value
1
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.09M
2
ATI icon
ATI
ATI
+$6.56M
3
DOC icon
Healthpeak Properties
DOC
+$6.48M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.4M
5
DLR icon
Digital Realty Trust
DLR
+$6.26M

Top Sells

Rank Stock Value
1
PGX icon
Invesco Preferred ETF
PGX
+$10.1M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.69M
3
CAH icon
Cardinal Health
CAH
+$7.16M
4
PIM
Franklin Master Intermediate Income Trust
PIM
+$7.04M
5
STX icon
Seagate
STX
+$6.62M

Sector Composition

Rank Sector Weight
1 Financials 9.78%
2 Technology 6.68%
3 Energy 6.29%
4 Healthcare 5.11%
5 Industrials 4.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
1
iShares MBS ETF
MBB
$39B
$26M 3.73%
247,179
-16,313
-6% -$1.72M
VEA icon
2
Vanguard FTSE Developed Markets ETF
VEA
$226B
$25.1M 3.61%
601,368
-38,240
-6% -$1.55M
LQD icon
3
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$23.7M 3.41%
207,527
-23,899
-10% -$2.73M
ACWI icon
4
iShares MSCI ACWI ETF
ACWI
$32.6B
$18.2M 2.61%
315,290
-23,610
-7% -$1.32M
VWO icon
5
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$15.7M 2.26%
381,906
-28,547
-7% -$1.18M
IGSB icon
6
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$15.6M 2.24%
295,462
-37,168
-11% -$1.96M
XLK icon
7
State Street Technology Select Sector SPDR ETF
XLK
$115B
$13.8M 1.98%
769,874
+200,132
+35% +$3.39M
MDY icon
8
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$12.6M 1.81%
51,558
-2,779
-5% -$654K
PFF icon
9
iShares Preferred and Income Securities ETF
PFF
$13.2B
$11.3M 1.63%
307,963
+90,917
+42% +$3.43M
SJNK icon
10
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$10.6M 1.53%
344,153
+148,120
+76% +$4.56M
MUB icon
11
iShares National Muni Bond ETF
MUB
$45.1B
$10.6M 1.53%
102,284
-16,649
-14% -$1.74M
DXJ icon
12
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$10.3M 1.48%
202,646
-3,902
-2% -$190K
CVX icon
13
Chevron
CVX
$388B
$9.95M 1.43%
79,710
+1,081
+1% +$131K
TYG
14
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$9.94M 1.43%
52,124
+1,291
+3% +$243K
VTIP icon
15
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$9.75M 1.4%
198,679
-5,601
-3% -$277K
UTF icon
16
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$9.22M 1.33%
445,474
+16,537
+4% +$332K
VHT icon
17
Vanguard Health Care ETF
VHT
$18.2B
$9.02M 1.3%
89,209
-9,798
-10% -$960K
IEF icon
18
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$8.5M 1.22%
85,739
-4,935
-5% -$501K
BGR icon
19
BlackRock Energy and Resources Trust
BGR
$420M
$8.24M 1.19%
338,110
+19,114
+6% +$497K
VEU icon
20
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$8.24M 1.19%
+162,543
New +$8.09M
AAPL icon
21
Apple
AAPL
$4.89T
$8.18M 1.18%
398,776
+35,420
+10% +$669K
VUG icon
22
Vanguard Growth ETF
VUG
$216B
$7.35M 1.06%
474,486
-64,452
-12% -$952K
ATI icon
23
ATI
ATI
$27B
$7.14M 1.03%
+199,463
New +$6.56M
HAS icon
24
Hasbro
HAS
$12.6B
$7.12M 1.02%
128,357
+1,544
+1% +$78.9K
GLW icon
25
Corning
GLW
$126B
$7.1M 1.02%
395,750
+6,113
+2% +$101K
1
2 3 4 5

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SAG
Sterne Agee Group Birmingham, Alabama $681M AUM 8.94% 1-Year Est. Return
ICM
ICC Capital Management Orlando, Florida $760M AUM 17.03% 1-Year Est. Return
GIM
Gyrus Investment Management Toronto, Ontario, Canada $604M AUM 14.24% 1-Year Est. Return
FAM
Fiduciary Asset Management St. Louis, Missouri $585M AUM 11.99% 1-Year Est. Return
PI
Panthera Investment Frankfurt, Germany $549M AUM 20.05% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return
SPG
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BOK
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First Allied Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, First Allied Asset Management held 204 positions worth $695M, up 4.6% from $665M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

First Allied Asset Management's Q4 2013 filing shows 38 new, 83 increased, 46 reduced and 30 closed positions. Its largest new stake was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M. The largest sale was Invesco Preferred ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • First Allied Asset Management's largest Q4 2013 buy was Vanguard FTSE All-World ex-US ETF: 162,543 shares worth $8.24M.
  • First Allied Asset Management added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q4 2013, an estimated $4.56M increase.
  • First Allied Asset Management's biggest Q4 2013 reduction was Cardinal Health, cutting an estimated $7.16M.
  • First Allied Asset Management fully exited Invesco Preferred ETF in Q4 2013, selling an estimated $10.1M.
  • First Allied Asset Management's ten largest holdings make up 25% of its $695M portfolio in Q4 2013.
  • First Allied Asset Management opened 38 new positions and closed 30 in Q4 2013.
  • First Allied Asset Management's portfolio value rose 4.6% quarter-over-quarter to $695M.

Based on First Allied Asset Management's 13F filing for Q4 2013, filed 13 Feb 2014.