We are live on
!
Find out more
FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
-0.75%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$744M
AUM Growth
+$63.5M
(+9.3%)
Cap. Flow
+$72.8M
Cap. Flow
% of AUM
9.79%
Top 10 Holdings %
Top 10 Hldgs %
17.19%
Holding
245
New
69
Increased
99
Reduced
41
Closed
28
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$9.99M |
| 2 |
iShares MSCI Hong Kong ETF
EWH
|
+$8.6M |
| 3 |
iShares MSCI Germany ETF
EWG
|
+$8.42M |
| 4 |
Keurig Dr Pepper
KDP
|
+$7.76M |
| 5 |
Boeing
BA
|
+$7.75M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Europe Hedged Equity Fund
HEDJ
|
+$8.39M |
| 2 |
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
|
+$7.91M |
| 3 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$7.19M |
| 4 |
DHC
Diversified Healthcare Trust
DHC
|
+$7.18M |
| 5 |
Unilever
UL
|
+$7.09M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.06% |
| 2 | Financials | 6.28% |
| 3 | Consumer Staples | 5.56% |
| 4 | Industrials | 5.24% |
| 5 | Real Estate | 5.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
| $20.5M | 2.76% |
173,352
-12,523
| -7% | -$1.49M |
|
2
iShares MBS ETF
MBB
$39B
| $17.6M | 2.36% |
162,463
-13,491
| -8% | -$1.46M |
|
3
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $14.1M | 1.89% |
357,123
+22,047
| +7% | +$873K |
|
4
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $11.5M | 1.54% |
288,599
-69,906
| -19% | -$2.91M |
|
5
WisdomTree Emerging Markets Local Debt Fund
ELD
$140M
| $11.3M | 1.51% |
252,789
+67,277
| +36% | +$3.15M |
|
|
TYG
6
Tortoise Energy Infrastructure Corp
TYG
$1.14B
| $11.1M | 1.5% |
57,858
+2,947
| +5% | +$563K |
|
7
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
| $11.1M | 1.49% |
225,692
-8,905
| -4% | -$444K |
|
|
8
Apple
AAPL
$4.89T
| $10.3M | 1.39% |
+406,972
| New | +$9.99M |
|
9
Vanguard Real Estate ETF
VNQ
$39.9B
| $10.3M | 1.39% |
143,400
+14,008
| +11% | +$1.06M |
|
10
Cohen & Steers Infrastructure Fund
UTF
$3.14B
| $10.1M | 1.36% |
433,850
+16,650
| +4% | +$397K |
|
11
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
| $9.48M | 1.27% |
316,976
-67,075
| -17% | -$2.04M |
|
12
Verizon
VZ
$194B
| $9.28M | 1.25% |
186,388
+119,541
| +179% | +$5.94M |
|
13
Vanguard FTSE Emerging Markets ETF
VWO
$119B
| $9.08M | 1.22% |
217,384
-12,890
| -6% | -$572K |
|
14
State Street Technology Select Sector SPDR ETF
XLK
$115B
| $8.97M | 1.21% |
449,636
+25,156
| +6% | +$498K |
|
15
Chevron
CVX
$388B
| $8.8M | 1.18% |
73,591
+2,125
| +3% | +$271K |
|
16
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $8.69M | 1.17% |
282,337
+78,281
| +38% | +$2.41M |
|
17
iShares National Muni Bond ETF
MUB
$45.1B
| $8.44M | 1.14% |
76,952
-10,147
| -12% | -$1.11M |
|
18
SPDR Gold Trust
GLD
$131B
| $8.37M | 1.13% |
72,450
+5,995
| +9% | +$739K |
|
|
19
Keurig Dr Pepper
KDP
$40.4B
| $8.25M | 1.11% |
+126,957
| New | +$7.76M |
|
|
20
iShares MSCI Hong Kong ETF
EWH
$1.22B
| $8.13M | 1.09% |
+396,909
| New | +$8.6M |
|
21
ProShares UltraShort Russell2000
TWM
$43.2M
| $8.01M | 1.08% |
+8,104
| New | +$7.39M |
|
|
22
Boeing
BA
$165B
| $7.96M | 1.07% |
+61,563
| New | +$7.75M |
|
23
Digital Realty Trust
DLR
$73.7B
| $7.92M | 1.06% |
127,109
+154
| +0.1% | +$9.78K |
|
|
24
iShares MSCI Germany ETF
EWG
$1.5B
| $7.92M | 1.06% |
+286,367
| New | +$8.42M |
|
25
Merck
MRK
$324B
| $7.86M | 1.06% |
137,997
+3,766
| +3% | +$211K |
|
Similar funds
SAG
ICM
GIM
FAM
PI
RVP
SPG
BOK
First Allied Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Asset Management held 245 positions worth $744M, up 9.3% from $680M the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Asset Management deployed $72.8M of net new capital in Q3 2014, opening 69 new positions and adding to 99 existing holdings. Its largest new stake was Apple: 406,972 shares worth $10.3M.
By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 4.7% a quarter earlier, followed by Financials and Consumer Staples.
On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $7.19M trimmed.
- First Allied Asset Management's largest Q3 2014 buy was Apple: 406,972 shares worth $10.3M.
- First Allied Asset Management added most to Verizon in Q3 2014, an estimated $5.94M increase.
- First Allied Asset Management's biggest Q3 2014 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $7.19M.
- First Allied Asset Management fully exited WisdomTree Europe Hedged Equity Fund in Q3 2014, selling an estimated $8.39M.
- First Allied Asset Management's ten largest holdings make up 17% of its $744M portfolio in Q3 2014.
- First Allied Asset Management opened 69 new positions and closed 28 in Q3 2014.
- First Allied Asset Management's portfolio value rose 9.3% quarter-over-quarter to $744M.
Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.