First Allied Asset Management’s State Street Blackstone Senior Loan ETF SRLN Stock Holding History

First Allied Asset Management’s Portfolio SRLN Stock Details SRLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-9,071	Closed	-$443K	–	209
2014 Q4	$443K	Sell	9,071 -903	-9%	-$44.2K	0.06%	150
2014 Q3	$488K	Sell	9,974 -2,234	-18%	-$111K	0.07%	169
2014 Q2	$610K	Sell	12,208 -2,984	-20%	-$149K	0.09%	146
2014 Q1	$758K	Buy	15,192 +10,888	+253%	+$545K	0.11%	132
2013 Q4	$215K	Hold	4,304	–	–	0.03%	169
2013 Q3	$214K	Buy	+4,304	New	+$215K	0.03%	161

Other funds holding SRLN

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

First Allied Asset Management's SRLN Position: Q1 2015 in Review

First Allied Asset Management sold out of State Street Blackstone Senior Loan ETF (SRLN) in Q1 2015, closing a stake of 9,071 shares — an estimated $443K sold.

First Allied Asset Management first reported a position in SRLN in Q3 2013 and held it in 6 quarters. The position peaked at $758K in Q1 2014. 75 funds tracked by Wall St. Rank hold SRLN as of Q1 2015.

First Allied Asset Management reported no remaining State Street Blackstone Senior Loan ETF position as of Q1 2015 after selling out during the quarter.
First Allied Asset Management sold 9,071 State Street Blackstone Senior Loan ETF shares in Q1 2015, an estimated $443K.
First Allied Asset Management first reported a position in State Street Blackstone Senior Loan ETF in Q3 2013 and held it in 6 quarters.
First Allied Asset Management's State Street Blackstone Senior Loan ETF position peaked at $758K in Q1 2014.
75 funds tracked by Wall St. Rank held State Street Blackstone Senior Loan ETF as of Q1 2015.

Based on First Allied Asset Management's 13F filing for Q1 2015, filed 15 May 2015.