First Allied Asset Management’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

First Allied Asset Management’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-22,108	Closed	-$521K	–	211
2014 Q4	$521K	Buy	+22,108	New	+$500K	0.07%	146
2014 Q3	–	Sell	-9,944	Closed	-$219K	–	239
2014 Q2	$219K	Buy	+9,944	New	+$212K	0.03%	163
2013 Q3	–	Sell	-274,894	Closed	-$5.23M	–	212
2013 Q2	$5.23M	Buy	+274,894	New	+$5.39M	0.75%	45

Other funds holding XLU

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SGI

Swan Global Investments Durango, Colorado $3B AUM 15.66% 1-Year Est. Return

First Allied Asset Management's XLU Position: Q1 2015 in Review

First Allied Asset Management sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q1 2015, closing a stake of 22,108 shares — an estimated $521K sold.

First Allied Asset Management first reported a position in XLU in Q2 2013 and held it in 3 quarters. The position peaked at $5.23M in Q2 2013. 457 funds tracked by Wall St. Rank hold XLU as of Q1 2015.

First Allied Asset Management reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q1 2015 after selling out during the quarter.
First Allied Asset Management sold 22,108 State Street Utilities Select Sector SPDR ETF shares in Q1 2015, an estimated $521K.
First Allied Asset Management first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and held it in 3 quarters.
First Allied Asset Management's State Street Utilities Select Sector SPDR ETF position peaked at $5.23M in Q2 2013.
457 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q1 2015.

Based on First Allied Asset Management's 13F filing for Q1 2015, filed 15 May 2015.