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FAAM

First Allied Asset Management Portfolio holdings

AUM $712M
1-Year Est. Return 9.35%
This Fund
S&P 500
This Quarter Est. Return
+2.57%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$712M
AUM Growth
-$6.47M
Cap. Flow
-$19.4M
Cap. Flow %
-2.73%
Top 10 Hldgs %
23.56%
Holding
218
New
40
Increased
86
Reduced
59
Closed
29

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$18.7M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$15.1M
3
PGX icon
Invesco Preferred ETF
PGX
+$10M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.57M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$9.26M

Top Sells

Rank Stock Value
1
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$14.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$9.77M
3
SPLS
Staples Inc
SPLS
+$9.18M
4
TGT icon
Target
TGT
+$8.55M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$8.54M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Industrials 5.86%
3 Financials 5.22%
4 Healthcare 4.4%
5 Consumer Staples 3.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
126
Omnicom Group
OMC
$23.3B
$1.08M 0.15%
13,734
+2,034
+17% +$155K
M icon
127
Macy's
M
$6.23B
$1.07M 0.15%
16,451
+1,628
+11% +$105K
DOV icon
128
Dover
DOV
$28.8B
$1.05M 0.15%
18,892
+2,943
+18% +$169K
KEY icon
129
KeyCorp
KEY
$25.4B
$1M 0.14%
70,683
+13,105
+23% +$180K
VTV icon
130
Vanguard Value ETF
VTV
$186B
$859K 0.12%
10,264
-245
-2% -$20.6K
HYG icon
131
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.9B
$843K 0.12%
+9,323
New +$843K
SHM icon
132
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.48B
$825K 0.12%
+16,715
New +$814K
IWM icon
133
iShares Russell 2000 ETF
IWM
$82.2B
$802K 0.11%
6,445
+3,131
+94% +$377K
XLV icon
134
State Street Health Care Select Sector SPDR ETF
XLV
$41.4B
$775K 0.11%
10,689
+3,357
+46% +$239K
XLY icon
135
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
$772K 0.11%
20,400
+5,710
+39% +$210K
XLP icon
136
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$756K 0.11%
15,502
+4,622
+42% +$227K
IYW icon
137
iShares US Technology ETF
IYW
$24B
$749K 0.11%
28,404
+8,256
+41% +$217K
DVY icon
138
iShares Select Dividend ETF
DVY
$23.8B
$747K 0.11%
9,572
+2,676
+39% +$212K
XLF icon
139
State Street Financial Select Sector SPDR ETF
XLF
$54.8B
$741K 0.1%
34,934
+11,014
+46% +$233K
XLB icon
140
State Street Materials Select Sector SPDR ETF
XLB
$8.34B
$735K 0.1%
+30,194
New +$747K
XLI icon
141
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$730K 0.1%
12,998
+3,426
+36% +$193K
AGZ icon
142
iShares Agency Bond ETF
AGZ
$555M
$618K 0.09%
5,415
– –
IJH icon
143
iShares Core S&P Mid-Cap ETF
IJH
$122B
$564K 0.08%
18,540
-715
-4% -$21.2K
GMF icon
144
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$418M
$558K 0.08%
+6,294
New +$542K
IWR icon
145
iShares Russell Mid-Cap ETF
IWR
$56.6B
$514K 0.07%
11,868
-104
-0.9% -$4.42K
SHYG icon
146
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$510K 0.07%
10,392
-5,493
-35% -$268K
HDV
147
iShares Core High Dividend ETF
HDV
$14.2B
$481K 0.07%
31,905
+10,080
+46% +$154K
NTT
148
DELISTED
Nippon Telegraph & Telephone
NTT
$414K 0.06%
13,462
+3,625
+37% +$108K
DWX icon
149
State Street SPDR S&P International Dividend ETF
DWX
$525M
$392K 0.06%
9,348
+1,348
+17% +$57.7K
IWF icon
150
iShares Russell 1000 Growth ETF
IWF
$123B
$390K 0.05%
15,792
-136
-0.9% -$3.32K
4 5
6
7 8

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ICM
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GIM
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FAM
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PI
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RVP
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SPG
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BOK
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First Allied Asset Management's Q1 2015 Portfolio in Review

As of Q1 2015, First Allied Asset Management held 218 positions worth $712M, down 0.9% from $718M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

First Allied Asset Management's Q1 2015 filing shows 40 new, 86 increased, 59 reduced and 29 closed positions. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 525,943 shares worth $15.8M. The largest sale was Vanguard FTSE Emerging Markets ETF, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.6% a quarter earlier, followed by Industrials and Financials.

  • First Allied Asset Management's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 525,943 shares worth $15.8M.
  • First Allied Asset Management added most to iShares Core US Aggregate Bond ETF in Q1 2015, an estimated $18.7M increase.
  • First Allied Asset Management's biggest Q1 2015 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $14.3M.
  • First Allied Asset Management fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q1 2015, selling an estimated $9.77M.
  • First Allied Asset Management's ten largest holdings make up 24% of its $712M portfolio in Q1 2015.
  • First Allied Asset Management opened 40 new positions and closed 29 in Q1 2015.
  • First Allied Asset Management's portfolio value fell 0.9% quarter-over-quarter to $712M.

Based on First Allied Asset Management's 13F filing for Q1 2015, filed 15 May 2015.