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FAAM
First Allied Asset Management Portfolio holdings
AUM
$712M
1-Year Est. Return
9.35%
This Fund
S&P 500
This Quarter
Est. Return
+2.57%
1 Year Est. Return
+9.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$712M
AUM Growth
-$6.47M
(-0.9%)
Cap. Flow
-$19.4M
Cap. Flow
% of AUM
-2.73%
Top 10 Holdings %
Top 10 Hldgs %
23.56%
Holding
218
New
40
Increased
86
Reduced
59
Closed
29
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$18.7M |
| 2 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$15.1M |
| 3 |
Invesco Preferred ETF
PGX
|
+$10M |
| 4 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$9.57M |
| 5 |
Vanguard Short-Term Bond ETF
BSV
|
+$9.26M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$14.3M |
| 2 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$9.77M |
| 3 |
SPLS
Staples Inc
SPLS
|
+$9.18M |
| 4 |
Target
TGT
|
+$8.55M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$8.54M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Industrials | 5.86% |
| 3 | Financials | 5.22% |
| 4 | Healthcare | 4.4% |
| 5 | Consumer Staples | 3.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares Core S&P 500 ETF
IVV
$881B
| $385K | 0.05% |
1,854
+29
| +2% | +$6.03K |
|
152
Novartis
NVS
$293B
| $381K | 0.05% |
4,405
+973
| +28% | +$86.3K |
|
153
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
| $354K | 0.05% |
+3,003
| New | +$352K |
|
154
Vanguard Total Stock Market ETF
VTI
$658B
| $343K | 0.05% |
+3,201
| New | +$342K |
|
155
iShares Russell 1000 ETF
IWB
$48B
| $336K | 0.05% |
2,898
| – | – |
|
156
IBM
IBM
$200B
| $308K | 0.04% |
+2,006
| New | +$304K |
|
157
Kinder Morgan
KMI
$71.9B
| $300K | 0.04% |
+7,115
| New | +$295K |
|
|
RTN
158
DELISTED
Raytheon Company
RTN
| $297K | 0.04% |
2,723
-194
| -7% | -$20.9K |
|
|
UN
159
DELISTED
Unilever NV New York Registry Shares
UN
| $284K | 0.04% |
6,730
+1,334
| +25% | +$56K |
|
160
iShares US Real Estate ETF
IYR
$4.83B
| $279K | 0.04% |
3,478
-7,437
| -68% | -$595K |
|
|
KTF
161
DWS Municipal Income Trust
KTF
$359M
| $279K | 0.04% |
19,950
+1,900
| +11% | +$26.3K |
|
162
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.6B
| $279K | 0.04% |
+9,963
| New | +$276K |
|
163
Vodafone
VOD
$36.2B
| $267K | 0.04% |
8,189
+2,105
| +35% | +$72.4K |
|
164
BCE
BCE
$20.4B
| $264K | 0.04% |
+6,321
| New | +$282K |
|
165
GSK
GSK
$104B
| $252K | 0.04% |
+4,367
| New | +$250K |
|
166
British American Tobacco
BTI
$136B
| $244K | 0.03% |
+4,764
| New | +$264K |
|
167
Bausch Health
BHC
$1.8B
| $241K | 0.03% |
+1,214
| New | +$215K |
|
168
Alphabet (Google) Class C
GOOG
$4.22T
| $239K | 0.03% |
+8,243
| New | +$221K |
|
|
SHPG
169
DELISTED
Shire pic
SHPG
| $237K | 0.03% |
980
-20
| -2% | -$4.6K |
|
170
Sanofi
SNY
$107B
| $233K | 0.03% |
+4,706
| New | +$225K |
|
171
iShares MSCI EAFE ETF
EFA
$76.5B
| $226K | 0.03% |
3,533
-151
| -4% | -$9.51K |
|
172
HSBC
HSBC
$345B
| $226K | 0.03% |
+6,023
| New | +$235K |
|
173
Sherwin-Williams
SHW
$81.7B
| $223K | 0.03% |
2,328
-27
| -1% | -$2.52K |
|
174
iShares International Select Dividend ETF
IDV
$8.28B
| $220K | 0.03% |
6,506
+23
| +0.4% | +$791 |
|
|
XHR
175
Xenia Hotels & Resorts
XHR
$1.94B
| $220K | 0.03% |
+9,659
| New | +$209K |
|
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First Allied Asset Management's Q1 2015 Portfolio in Review
As of Q1 2015, First Allied Asset Management held 218 positions worth $712M, down 0.9% from $718M the previous quarter. Its ten largest holdings account for 24% of the portfolio.
First Allied Asset Management's Q1 2015 filing shows 40 new, 86 increased, 59 reduced and 29 closed positions. Its largest new stake was Xtrackers MSCI EAFE Hedged Equity ETF: 525,943 shares worth $15.8M. The largest sale was Vanguard FTSE Emerging Markets ETF, an estimated $14.3M.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.6% a quarter earlier, followed by Industrials and Financials.
- First Allied Asset Management's largest Q1 2015 buy was Xtrackers MSCI EAFE Hedged Equity ETF: 525,943 shares worth $15.8M.
- First Allied Asset Management added most to iShares Core US Aggregate Bond ETF in Q1 2015, an estimated $18.7M increase.
- First Allied Asset Management's biggest Q1 2015 reduction was Vanguard FTSE Emerging Markets ETF, cutting an estimated $14.3M.
- First Allied Asset Management fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q1 2015, selling an estimated $9.77M.
- First Allied Asset Management's ten largest holdings make up 24% of its $712M portfolio in Q1 2015.
- First Allied Asset Management opened 40 new positions and closed 29 in Q1 2015.
- First Allied Asset Management's portfolio value fell 0.9% quarter-over-quarter to $712M.
Based on First Allied Asset Management's 13F filing for Q1 2015, filed 15 May 2015.