First Allied Asset Management’s iShares Russell 2000 ETF IWM Stock Holding History

First Allied Asset Management’s Portfolio IWM Stock Details IWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-6,445	Closed	-$802K	–	70
2015 Q1	$802K	Buy	6,445 +3,131	+94%	+$377K	0.11%	133
2014 Q4	$397K	Sell	3,314 -4,178	-56%	-$478K	0.06%	153
2014 Q3	$820K	Buy	7,492 +4,544	+154%	+$520K	0.11%	156
2014 Q2	$349K	Sell	2,948 -949	-24%	-$108K	0.05%	153
2014 Q1	$455K	Buy	+3,897	New	+$450K	0.07%	150
2013 Q4	–	Sell	-4,925	Closed	-$526K	–	183
2013 Q3	$526K	Sell	4,925 -166,539	-97%	-$17.2M	0.08%	142
2013 Q2	$16.6M	Buy	+171,464	New	+$16.4M	2.39%	5

Other funds holding IWM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

First Allied Asset Management's IWM Position: Q2 2015 in Review

First Allied Asset Management sold out of iShares Russell 2000 ETF (IWM) in Q2 2015, closing a stake of 6,445 shares — an estimated $802K sold.

First Allied Asset Management first reported a position in IWM in Q2 2013 and held it in 7 quarters. The position peaked at $16.6M in Q2 2013. 871 funds tracked by Wall St. Rank hold IWM as of Q2 2015.

First Allied Asset Management reported no remaining iShares Russell 2000 ETF position as of Q2 2015 after selling out during the quarter.
First Allied Asset Management sold 6,445 iShares Russell 2000 ETF shares in Q2 2015, an estimated $802K.
First Allied Asset Management first reported a position in iShares Russell 2000 ETF in Q2 2013 and held it in 7 quarters.
First Allied Asset Management's iShares Russell 2000 ETF position peaked at $16.6M in Q2 2013.
871 funds tracked by Wall St. Rank held iShares Russell 2000 ETF as of Q2 2015.

Based on First Allied Asset Management's 13F filing for Q2 2015.