ETrade Capital Management’s Prospect Capital PSEC Stock Holding History

ETrade Capital Management’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-1,235	Closed	-$13K	–	632
2014 Q1	$13K	Buy	1,235 +1,007	+442%	+$11.1K	﹤0.01%	699
2013 Q4	$3K	Buy	228 +7	+3%	+$79	﹤0.01%	782
2013 Q3	$2K	Buy	221 +6	+3%	+$67	﹤0.01%	855
2013 Q2	$2K	Buy	+215	New	+$2.3K	﹤0.01%	800

Other funds holding PSEC

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return

ETrade Capital Management's PSEC Position: Q2 2014 in Review

ETrade Capital Management sold out of Prospect Capital (PSEC) in Q2 2014, closing a stake of 1,235 shares — an estimated $13K sold.

ETrade Capital Management first reported a position in PSEC in Q2 2013 and held it in 4 quarters. The position peaked at $13K in Q1 2014. 227 funds tracked by Wall St. Rank hold PSEC as of Q2 2014.

ETrade Capital Management reported no remaining Prospect Capital position as of Q2 2014 after selling out during the quarter.
ETrade Capital Management sold 1,235 Prospect Capital shares in Q2 2014, an estimated $13K.
ETrade Capital Management first reported a position in Prospect Capital in Q2 2013 and held it in 4 quarters.
ETrade Capital Management's Prospect Capital position peaked at $13K in Q1 2014.
227 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2014.

Based on ETrade Capital Management's 13F filing for Q2 2014, filed 13 Aug 2014.