Deutsche Bank’s Equus Total Return EQS Stock Holding History

Deutsche Bank’s Portfolio EQS Stock Details EQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1	Closed	–	–	4989
2016 Q2	$0	Hold	1	–	–	﹤0.01%	5220
2016 Q1	$0	Hold	1	–	–	﹤0.01%	5206
2015 Q4	$0	Hold	1	–	–	﹤0.01%	5306
2015 Q3	$0	Hold	1	–	–	﹤0.01%	5229
2015 Q2	$0	Hold	1	–	–	﹤0.01%	5370
2015 Q1	$0	Hold	1	–	–	﹤0.01%	5322
2014 Q4	$0	Hold	1	–	–	﹤0.01%	6189
2014 Q3	$0	Hold	1	–	–	﹤0.01%	5926
2014 Q2	$0	Hold	1	–	–	﹤0.01%	5917
2014 Q1	$0	Hold	1	–	–	﹤0.01%	5646
2013 Q4	$0	Hold	1	–	–	﹤0.01%	5479
2013 Q3	$0	Hold	1	–	–	﹤0.01%	5585
2013 Q2	$0	Buy	+1	New	+$2	﹤0.01%	5344

Other funds holding EQS

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

KAM

Kazazian Asset Management Fort Lauderdale, Florida $91.5M AUM 35.36% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Deutsche Bank's EQS Position: Q3 2016 in Review

Deutsche Bank sold out of Equus Total Return (EQS) in Q3 2016, closing a stake of 1 share.

Deutsche Bank first reported a position in EQS in Q2 2013 and held it in 13 quarters. The position peaked at $0 in Q2 2016. 14 funds tracked by Wall St. Rank hold EQS as of Q3 2016.

Deutsche Bank reported no remaining Equus Total Return position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 1 Equus Total Return share in Q3 2016.
Deutsche Bank first reported a position in Equus Total Return in Q2 2013 and held it in 13 quarters.
Deutsche Bank's Equus Total Return position peaked at $0 in Q2 2016.
14 funds tracked by Wall St. Rank held Equus Total Return as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.