Citigroup’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Citigroup’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-66	Closed	-$2K	–	7629
2020 Q4	$2K	Hold	66	–	–	﹤0.01%	7256
2020 Q3	$1K	Sell	66 -104	-61%	-$2.35K	﹤0.01%	7398
2020 Q2	$4K	Hold	170	–	–	﹤0.01%	7335
2020 Q1	$3K	Hold	170	–	–	﹤0.01%	7395
2019 Q4	$5K	Hold	170	–	–	﹤0.01%	7412
2019 Q3	$4K	Hold	170	–	–	﹤0.01%	7414
2019 Q2	$4K	Hold	170	–	–	﹤0.01%	7541
2019 Q1	$4K	Hold	170	–	–	﹤0.01%	7458
2018 Q4	$4K	Hold	170	–	–	﹤0.01%	7414
2018 Q3	$5K	Hold	170	–	–	﹤0.01%	7505
2018 Q2	$5K	Buy	+170	New	+$4.81K	﹤0.01%	7366

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Citigroup's CSML Position: Q1 2021 in Review

Citigroup sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q1 2021, closing a stake of 66 shares — an estimated $2K sold.

Citigroup first reported a position in CSML in Q2 2018 and held it in 11 quarters. The position peaked at $5K in Q4 2019. 26 funds tracked by Wall St. Rank hold CSML as of Q1 2021.

Citigroup reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q1 2021 after selling out during the quarter.
Citigroup sold 66 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q1 2021, an estimated $2K.
Citigroup first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q2 2018 and held it in 11 quarters.
Citigroup's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $5K in Q4 2019.
26 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q1 2021.

Based on Citigroup's 13F filing for Q1 2021, filed 13 May 2021.