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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+12.92%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.45B
AUM Growth
+$498M
Cap. Flow
+$399M
Cap. Flow %
27.57%
Top 10 Hldgs %
76.54%
Holding
380
New
91
Increased
20
Reduced
24
Closed
242

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$75.5M
2
AES icon
AES
AES
+$43.8M
3
GLD icon
SPDR Gold Trust
GLD
+$25.5M
4
SLV icon
iShares Silver Trust
SLV
+$22.9M
5
AAPL icon
Apple
AAPL
+$16.8M

Top Sells

Rank Stock Value
1
HES
Hess
HES
+$41.5M
2
CTRA
Coterra Energy
CTRA
+$36.3M
3
EQNR icon
Equinor
EQNR
+$30.9M
4
EQT icon
EQT Corp
EQT
+$29.6M
5
OPTU
Optimum Communications Inc
OPTU
+$19M

Sector Composition

Rank Sector Weight
1 Utilities 12.18%
2 Technology 9.77%
3 Consumer Discretionary 4.85%
4 Healthcare 0.76%
5 Communication Services 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHI icon
201
Federated Hermes
FHI
$4.73B
– –
-24,778
Closed -$533K
FIVN icon
202
FIVE9
FIVN
$2.55B
– –
-5,592
Closed -$725K
FNB icon
203
FNB Corp
FNB
$6.73B
– –
-30,542
Closed -$207K
FTNT icon
204
Fortinet
FTNT
$121B
– –
-25,100
Closed -$591K
FXI icon
205
iShares China Large-Cap ETF
FXI
$4.35B
– –
-59,500
Closed -$2.5M
FXI icon
206
PUT
iShares China Large-Cap ETF
FXI
$4.35B
– –
-500,000
Closed -$21M
GDDY icon
207
GoDaddy
GDDY
$11.6B
– –
-2,666
Closed -$203K
GDS icon
208
GDS Holdings
GDS
$6.29B
– –
-25,430
Closed -$2.08M
GGG icon
209
Graco
GGG
$13.5B
– –
-9,746
Closed -$598K
GIC icon
210
Global Industrial
GIC
$1.52B
– –
-16,065
Closed -$385K
GLD icon
211
PUT
SPDR Gold Trust
GLD
$143B
– –
-100,000
Closed -$17.7M
GMED icon
212
Globus Medical
GMED
$11.6B
– –
-4,732
Closed -$234K
GNRC icon
213
Generac Holdings
GNRC
$12.4B
– –
-1,970
Closed -$381K
GNTX icon
214
Gentex
GNTX
$5.02B
– –
-24,074
Closed -$620K
GOOGL icon
215
Alphabet (Google) Class A
GOOGL
$4.35T
– –
-181,800
Closed -$13.3M
GOTU icon
216
Gaotu Techedu
GOTU
$451M
– –
-5,733
Closed -$517K
GRBK icon
217
Green Brick Partners
GRBK
$3.04B
– –
-14,953
Closed -$241K
GSHD icon
218
Goosehead Insurance
GSHD
$2.28B
– –
-9,627
Closed -$834K
HCKT icon
219
Hackett Group
HCKT
$284M
– –
-16,916
Closed -$189K
HCSG icon
220
Healthcare Services Group
HCSG
$1.52B
– –
-15,440
Closed -$332K
HE icon
221
Hawaiian Electric Industries
HE
$2.01B
– –
-10,064
Closed -$335K
HES
222
DELISTED
Hess
HES
– –
-1,013,939
Closed -$41.5M
HIG icon
223
Hartford Financial Services
HIG
$38.6B
– –
-8,576
Closed -$316K
HOLX
224
DELISTED
Hologic
HOLX
– –
-7,261
Closed -$483K
HP icon
225
Helmerich & Payne
HP
$4.17B
– –
-23,187
Closed -$340K
7 8
9
10 11

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LSAG
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Caxton Associates (New York)'s Q4 2020 Portfolio in Review

As of Q4 2020, Caxton Associates (New York) held 380 positions worth $1.45B, up 52% from $950M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Caxton Associates (New York) deployed $399M of net new capital in Q4 2020, opening 91 new positions and adding to 20 existing holdings. Its largest new stake was AES: 2,105,805 shares worth $49.5M.

By sector, the portfolio is most concentrated in Utilities at 12% of assets, up from 0.06% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Optimum Communications Inc, an estimated $19M trimmed.

  • Caxton Associates (New York)'s largest Q4 2020 buy was AES: 2,105,805 shares worth $49.5M.
  • Caxton Associates (New York) added most to iShares MSCI Emerging Markets ETF in Q4 2020, an estimated $75.5M increase.
  • Caxton Associates (New York)'s biggest Q4 2020 reduction was Optimum Communications Inc, cutting an estimated $19M.
  • Caxton Associates (New York) fully exited Hess in Q4 2020, selling an estimated $41.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 77% of its $1.45B portfolio in Q4 2020.
  • Caxton Associates (New York) opened 91 new positions and closed 242 in Q4 2020.
  • Caxton Associates (New York)'s portfolio value rose 52% quarter-over-quarter to $1.45B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2020, filed 16 Feb 2021.