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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.96B
AUM Growth
-$671M
Cap. Flow
-$696M
Cap. Flow %
-23.54%
Top 10 Hldgs %
54.6%
Holding
271
New
97
Increased
32
Reduced
44
Closed
91

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$259M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$63.1M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$58.6M
4
CHK
Chesapeake Energy Corporation
CHK
+$38.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$29.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$174M
2
KHC icon
Kraft Heinz
KHC
+$125M
3
GT icon
Goodyear
GT
+$55.1M
4
NOC icon
Northrop Grumman
NOC
+$45.2M
5
RTN
Raytheon Company
RTN
+$42.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.91%
2 Consumer Discretionary 6.49%
3 Materials 6.17%
4 Energy 3.47%
5 Industrials 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXP icon
201
Eagle Materials
EXP
$6.48B
– –
-177,600
Closed -$13.7M
FLR icon
202
Fluor
FLR
$6.81B
– –
-395,100
Closed -$19.5M
FSLR icon
203
First Solar
FSLR
$26.2B
– –
-15,000
Closed -$727K
FXB icon
204
CALL
Invesco CurrencyShares British Pound Sterling Trust
FXB
$64.6M
– –
-100,000
Closed -$13M
GD icon
205
General Dynamics
GD
$105B
– –
-270,000
Closed -$37.6M
GDX icon
206
CALL
VanEck Gold Miners ETF
GDX
$25.6B
– –
-1,250,000
Closed -$34.6M
GDX icon
207
PUT
VanEck Gold Miners ETF
GDX
$25.6B
– –
-325,000
Closed -$9.01M
GIS icon
208
General Mills
GIS
$19.3B
– –
-15,000
Closed -$1.07M
B
209
CALL
Barrick Mining
B
$69.3B
– –
-15,200,000
Closed -$325M
GT icon
210
Goodyear
GT
$1.94B
– –
-1,896,100
Closed -$55.1M
GVA icon
211
Granite Construction
GVA
$5.32B
– –
-69,000
Closed -$3.14M
HII icon
212
Huntington Ingalls Industries
HII
$12.7B
– –
-59,400
Closed -$9.98M
HOG icon
213
PUT
Harley-Davidson
HOG
$2.67B
– –
-150,000
Closed -$6.79M
IYR icon
214
iShares US Real Estate ETF
IYR
$4.63B
– –
-20,000
Closed -$1.65M
J icon
215
Jacobs Solutions
J
$16.9B
– –
-331,500
Closed -$13.7M
JACK icon
216
Jack in the Box
JACK
$331M
– –
-25,000
Closed -$2.15M
JBLU icon
217
JetBlue
JBLU
$2.34B
– –
-180,000
Closed -$2.98M
JD icon
218
CALL
JD.com
JD
$44.3B
– –
-437,700
Closed -$9.29M
LLY icon
219
Eli Lilly
LLY
$1.06T
– –
-8,890
Closed -$700K
LVS icon
220
Las Vegas Sands
LVS
$29.9B
– –
-65,000
Closed -$2.83M
MCD icon
221
McDonald's
MCD
$196B
– –
-40,000
Closed -$4.81M
META icon
222
Meta Platforms (Facebook)
META
$1.5T
– –
-40,000
Closed -$4.57M
MLM icon
223
Martin Marietta Materials
MLM
$32.3B
– –
-184,500
Closed -$35.4M
NFLX icon
224
Netflix
NFLX
$307B
– –
-225,000
Closed -$2.06M
NFLX icon
225
PUT
Netflix
NFLX
$307B
– –
-750,000
Closed -$6.86M
7 8
9
10 11

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Caxton Associates (New York)'s Q3 2016 Portfolio in Review

As of Q3 2016, Caxton Associates (New York) held 271 positions worth $2.96B, down 18% from $3.63B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Caxton Associates (New York) withdrew a net $696M in Q3 2016, closing 91 positions and reducing 44 holdings. Its most notable exit was Goodyear, an estimated $55.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Materials.

Against the trend, Caxton Associates (New York) opened a new position in State Street Financial Select Sector SPDR ETF worth $242M.

  • Caxton Associates (New York)'s largest Q3 2016 buy was State Street Financial Select Sector SPDR ETF: 12,547,500 shares worth $242M.
  • Caxton Associates (New York) added most to Kroger in Q3 2016, an estimated $20.9M increase.
  • Caxton Associates (New York)'s biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $174M.
  • Caxton Associates (New York) fully exited Goodyear in Q3 2016, selling an estimated $55.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 55% of its $2.96B portfolio in Q3 2016.
  • Caxton Associates (New York) opened 97 new positions and closed 91 in Q3 2016.
  • Caxton Associates (New York)'s portfolio value fell 18% quarter-over-quarter to $2.96B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2016, filed 14 Nov 2016.