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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.91B
AUM Growth
-$79M
Cap. Flow
-$180M
Cap. Flow %
-9.44%
Top 10 Hldgs %
46.92%
Holding
261
New
116
Increased
20
Reduced
18
Closed
95

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$38.3M
2
HDS
HD Supply Holdings, Inc.
HDS
+$36M
3
GM icon
General Motors
GM
+$28.7M
4
LYB icon
LyondellBasell Industries
LYB
+$27.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$20.3M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$81.1M
2
SKS
SAKS INCORPORATED
SKS
+$72.4M
3
MS icon
Morgan Stanley
MS
+$45.9M
4
URI icon
United Rentals
URI
+$37.8M
5
SNV
Synovus
SNV
+$30.6M

Sector Composition

Rank Sector Weight
1 Financials 13.46%
2 Consumer Discretionary 12.86%
3 Industrials 5.74%
4 Communication Services 5.73%
5 Technology 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBE icon
201
State Street SPDR S&P Bank ETF
KBE
$1.66B
– –
-495,777
Closed -$14.2M
KBWB icon
202
Invesco KBW Bank ETF
KBWB
$6.86B
– –
-95,000
Closed -$3M
LNG icon
203
Cheniere Energy
LNG
$54.5B
– –
-60,000
Closed -$1.67M
LPX icon
204
Louisiana-Pacific
LPX
$5.42B
– –
-374,061
Closed -$5.53M
LVS icon
205
Las Vegas Sands
LVS
$29.6B
– –
-125,000
Closed -$6.62M
MAR icon
206
Marriott International
MAR
$93.2B
– –
-59,062
Closed -$2.38M
MBB icon
207
CALL
iShares MBS ETF
MBB
$39B
– –
-50,000
Closed -$42.1M
MBB icon
208
PUT
iShares MBS ETF
MBB
$39B
– –
-400,000
Closed -$5.26M
MLM icon
209
Martin Marietta Materials
MLM
$33.1B
– –
-64,990
Closed -$6.4M
MRK icon
210
Merck
MRK
$316B
– –
-5,240
Closed -$232K
MSGS icon
211
Madison Square Garden
MSGS
$9.52B
– –
-105,150
Closed -$4.44M
PCAR icon
212
PACCAR
PCAR
$69.1B
– –
-141,390
Closed -$5.06M
PFF icon
213
PUT
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-400,000
Closed -$15.7M
PH icon
214
Parker-Hannifin
PH
$136B
– –
-75,710
Closed -$7.22M
PRLB icon
215
Protolabs
PRLB
$2.12B
– –
-10,000
Closed -$650K
PRU icon
216
Prudential Financial
PRU
$42B
– –
-80,000
Closed -$6.27M
R icon
217
Ryder
R
$10.1B
– –
-60,000
Closed -$3.65M
RS icon
218
Reliance Steel & Aluminium
RS
$21.6B
– –
-104,252
Closed -$6.83M
SBUX icon
219
Starbucks
SBUX
$122B
– –
-20,000
Closed -$655K
SHW icon
220
Sherwin-Williams
SHW
$89.3B
– –
-109,143
Closed -$6.42M
SPY icon
221
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
-62,000
Closed -$9.95M
SPY icon
222
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
– –
-2,100,000
Closed -$337M
STWD icon
223
Starwood Property Trust
STWD
$6.01B
– –
-93,015
Closed -$1.86M
TCOM icon
224
Trip.com Group
TCOM
$29.1B
– –
-35,600
Closed -$581K
TEVA icon
225
Teva Pharmaceuticals
TEVA
$41.1B
– –
-62,300
Closed -$2.44M
7 8
9
10 11

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Caxton Associates (New York)'s Q3 2013 Portfolio in Review

As of Q3 2013, Caxton Associates (New York) held 261 positions worth $1.91B, down 4% from $1.99B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Caxton Associates (New York) withdrew a net $180M in Q3 2013, closing 95 positions and reducing 18 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $81.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Caxton Associates (New York) opened a new position in HD Supply Holdings, Inc. worth $36M.

  • Caxton Associates (New York)'s largest Q3 2013 buy was HD Supply Holdings, Inc.: 1,637,500 shares worth $36M.
  • Caxton Associates (New York) added most to American International in Q3 2013, an estimated $38.3M increase.
  • Caxton Associates (New York)'s biggest Q3 2013 reduction was SAKS INCORPORATED, cutting an estimated $72.4M.
  • Caxton Associates (New York) fully exited State Street Financial Select Sector SPDR ETF in Q3 2013, selling an estimated $81.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 47% of its $1.91B portfolio in Q3 2013.
  • Caxton Associates (New York) opened 116 new positions and closed 95 in Q3 2013.
  • Caxton Associates (New York)'s portfolio value fell 4% quarter-over-quarter to $1.91B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2013, filed 14 Nov 2013.