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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.21B
AUM Growth
-$742M
Cap. Flow
-$818M
Cap. Flow %
-36.94%
Top 10 Hldgs %
49.88%
Holding
303
New
123
Increased
37
Reduced
47
Closed
92

Top Buys

Rank Stock Value
1
B
Barrick Mining
B
+$92M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$57M
3
X
US Steel
X
+$52.7M
4
MS icon
Morgan Stanley
MS
+$49.8M
5
INSW icon
International Seaways
INSW
+$33.2M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$72.3M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$61.5M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$57.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$26.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 19.28%
2 Materials 15.48%
3 Consumer Discretionary 8.03%
4 Financials 7.03%
5 Industrials 6.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XME icon
176
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.22B
$1.52M 0.07%
+50,000
New +$1.44M
NFX
177
DELISTED
Newfield Exploration
NFX
$1.52M 0.07%
+37,510
New +$1.59M
RIG icon
178
PUT
Transocean
RIG
$5.71B
$1.47M 0.07%
+100,000
New +$1.19M
SM icon
179
SM Energy
SM
$6.88B
$1.47M 0.07%
+42,673
New +$1.54M
BKNG icon
180
Booking.com
BKNG
$156B
$1.47M 0.07%
+25,000
New +$1.49M
SWN
181
DELISTED
Southwestern Energy Company
SWN
$1.43M 0.06%
+132,000
New +$1.51M
FL
182
DELISTED
Foot Locker
FL
$1.42M 0.06%
+20,000
New +$1.42M
PDCE
183
DELISTED
PDC Energy, Inc.
PDCE
$1.34M 0.06%
+18,512
New +$1.27M
RSPP
184
DELISTED
RSP Permian, Inc.
RSPP
$1.32M 0.06%
+29,520
New +$1.22M
JPM icon
185
JPMorgan Chase
JPM
$947B
$1.29M 0.06%
+15,000
New +$1.14M
HDS
186
DELISTED
HD Supply Holdings, Inc.
HDS
$1.27M 0.06%
+30,000
New +$1.11M
NE
187
PUT
DELISTED
Noble Corporation
NE
$1.18M 0.05%
+200,000
New +$1.18M
ZTO icon
188
ZTO Express
ZTO
$18.3B
$1.18M 0.05%
+98,000
New +$1.41M
HPE icon
189
Hewlett Packard
HPE
$69.4B
$1.16M 0.05%
86,028
-249,825
-74% -$3.34M
SLCA
190
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1.13M 0.05%
+20,000
New +$988K
CNQ icon
191
Canadian Natural Resources
CNQ
$94.8B
$1.07M 0.05%
+68,644
New +$1.09M
DNKN
192
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$1.05M 0.05%
20,000
-30,000
-60% -$1.54M
FRGI
193
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$1.04M 0.05%
+35,000
New +$974K
CPE
194
DELISTED
Callon Petroleum Company
CPE
$985K 0.04%
+6,411
New +$979K
INTU icon
195
Intuit
INTU
$88.1B
$974K 0.04%
+8,500
New +$952K
AR icon
196
Antero Resources
AR
$10.7B
$904K 0.04%
+38,244
New +$982K
CRZO
197
DELISTED
Carrizo Oil & Gas Inc
CRZO
$848K 0.04%
+22,693
New +$876K
SPN
198
DELISTED
Superior Energy Services, Inc.
SPN
$844K 0.04%
5,000
-3,000
-38% -$501K
GPOR
199
DELISTED
Gulfport Energy Corp.
GPOR
$835K 0.04%
+38,580
New +$990K
EGN
200
DELISTED
Energen
EGN
$801K 0.04%
+13,897
New +$791K
6 7
8
9 10

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Caxton Associates (New York)'s Q4 2016 Portfolio in Review

As of Q4 2016, Caxton Associates (New York) held 303 positions worth $2.21B, down 25% from $2.96B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Caxton Associates (New York) withdrew a net $818M in Q4 2016, closing 92 positions and reducing 47 holdings. Its most notable exit was State Street Real Estate Select Sector SPDR ETF, an estimated $57.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 19% a quarter earlier, followed by Materials and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in State Street SPDR S&P Oil & Gas Exploration & Production ETF worth $60.2M.

  • Caxton Associates (New York)'s largest Q4 2016 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 363,125 shares worth $60.2M.
  • Caxton Associates (New York) added most to Barrick Mining in Q4 2016, an estimated $92M increase.
  • Caxton Associates (New York)'s biggest Q4 2016 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $72.3M.
  • Caxton Associates (New York) fully exited State Street Real Estate Select Sector SPDR ETF in Q4 2016, selling an estimated $57.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 50% of its $2.21B portfolio in Q4 2016.
  • Caxton Associates (New York) opened 123 new positions and closed 92 in Q4 2016.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $2.21B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2016, filed 14 Feb 2017.