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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$905M
AUM Growth
-$6.65M
Cap. Flow
+$9.3M
Cap. Flow %
1.03%
Top 10 Hldgs %
52.46%
Holding
657
New
198
Increased
119
Reduced
86
Closed
223

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$67.4M
2
PFE icon
Pfizer
PFE
+$65.6M
3
APTV icon
Aptiv
APTV
+$29.7M
4
MRNA icon
Moderna
MRNA
+$22.6M
5
CRM icon
Salesforce
CRM
+$19.6M

Top Sells

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$85.2M
2
RUN icon
Sunrun
RUN
+$64.1M
3
TPIC
TPI Composites
TPIC
+$31.4M
4
MSFT icon
Microsoft
MSFT
+$30.9M
5
AMZN icon
Amazon
AMZN
+$30.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.6%
2 Healthcare 14.17%
3 Technology 11.37%
4 Financials 4.47%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAM icon
126
Boston Beer
SAM
$1.92B
$808K 0.09%
1,586
+1,307
+468% +$888K
VRTX icon
127
Vertex Pharmaceuticals
VRTX
$126B
$803K 0.09%
+4,427
New +$864K
ESE icon
128
ESCO Technologies
ESE
$7.92B
$801K 0.09%
10,407
+7,980
+329% +$706K
BTU icon
129
Peabody Energy
BTU
$2.9B
$799K 0.09%
+54,000
New +$707K
CIM
130
Chimera Investment
CIM
$1B
$797K 0.09%
17,897
+8,892
+99% +$399K
APTS
131
DELISTED
Preferred Apartment Communities, Inc.
APTS
$796K 0.09%
65,125
+52,303
+408% +$591K
LNG icon
132
Cheniere Energy
LNG
$52.9B
$794K 0.09%
+8,125
New +$711K
BVH
133
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$790K 0.09%
+30,616
New +$634K
CSV icon
134
Carriage Services
CSV
$569M
$788K 0.09%
+17,669
New +$715K
SD icon
135
SandRidge Energy
SD
$503M
$781K 0.09%
60,000
+47,049
+363% +$389K
COF icon
136
Capital One
COF
$134B
$776K 0.09%
4,794
+289
+6% +$47.2K
CUBI icon
137
Customers Bancorp
CUBI
$2.77B
$758K 0.08%
17,623
-1,065
-6% -$41.5K
CNO icon
138
CNO Financial Group
CNO
$5.1B
$755K 0.08%
32,058
+5,321
+20% +$124K
TPIC
139
DELISTED
TPI Composites
TPIC
$754K 0.08%
22,336
-800,800
-97% -$31.4M
IT icon
140
Gartner
IT
$11.7B
$752K 0.08%
2,475
-283
-10% -$82K
HASI icon
141
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
$747K 0.08%
13,966
– –
INVA icon
142
Innoviva
INVA
$1.48B
$744K 0.08%
+44,528
New +$666K
LTC
143
LTC Properties
LTC
$2.15B
$742K 0.08%
23,400
+18,041
+337% +$645K
VLO icon
144
CALL
Valero Energy
VLO
$85.9B
$741K 0.08%
10,500
– –
STOR
145
DELISTED
STORE Capital Corporation
STOR
$740K 0.08%
23,113
+5,693
+33% +$202K
SBOW
146
DELISTED
SilverBow Resources, Inc.
SBOW
$705K 0.08%
28,758
+12,759
+80% +$258K
NMRK icon
147
Newmark Group
NMRK
$2.63B
$693K 0.08%
48,430
+24,221
+100% +$312K
METC icon
148
Ramaco Resources Class A
METC
$649M
$692K 0.08%
+58,067
New +$483K
EVH icon
149
Evolent Health
EVH
$447M
$691K 0.08%
22,283
+8,767
+65% +$210K
CFFN icon
150
Capitol Federal Financial
CFFN
$1.1B
$690K 0.08%
60,064
+45,728
+319% +$516K
4 5
6
7 8

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Caxton Associates (New York)'s Q3 2021 Portfolio in Review

As of Q3 2021, Caxton Associates (New York) held 657 positions worth $905M, down 0.73% from $912M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Caxton Associates (New York)'s Q3 2021 filing shows 198 new, 119 increased, 86 reduced and 223 closed positions. Its largest new stake was Pfizer: 1,480,000 shares worth $63.7M. The largest sale was Baidu, an estimated $85.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 20% a quarter earlier, followed by Healthcare and Technology.

  • Caxton Associates (New York)'s largest Q3 2021 buy was Pfizer: 1,480,000 shares worth $63.7M.
  • Caxton Associates (New York) added most to Tesla in Q3 2021, an estimated $67.4M increase.
  • Caxton Associates (New York)'s biggest Q3 2021 reduction was Sunrun, cutting an estimated $64.1M.
  • Caxton Associates (New York) fully exited Baidu in Q3 2021, selling an estimated $85.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 52% of its $905M portfolio in Q3 2021.
  • Caxton Associates (New York) opened 198 new positions and closed 223 in Q3 2021.
  • Caxton Associates (New York)'s portfolio value fell 0.73% quarter-over-quarter to $905M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2021, filed 15 Nov 2021.