We are live on ! Find out more
CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.21B
AUM Growth
-$742M
Cap. Flow
-$818M
Cap. Flow %
-36.94%
Top 10 Hldgs %
49.88%
Holding
303
New
123
Increased
37
Reduced
47
Closed
92

Top Buys

Rank Stock Value
1
B
Barrick Mining
B
+$92M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$57M
3
X
US Steel
X
+$52.7M
4
MS icon
Morgan Stanley
MS
+$49.8M
5
INSW icon
International Seaways
INSW
+$33.2M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$72.3M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$61.5M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$57.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$26.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 19.28%
2 Materials 15.48%
3 Consumer Discretionary 8.03%
4 Financials 7.03%
5 Industrials 6.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
126
Carnival Corporation Ltd
CCL
$39.4B
$3.12M 0.14%
60,000
+10,000
+20% +$501K
GOOG icon
127
Alphabet (Google) Class C
GOOG
$4.32T
$3.09M 0.14%
80,000
-20,000
-20% -$779K
CHTR icon
128
Charter Communications
CHTR
$18.3B
$2.97M 0.13%
+10,300
New +$2.77M
UAA icon
129
CALL
Under Armour
UAA
$2.58B
$2.9M 0.13%
+100,000
New +$3.28M
HLT icon
130
Hilton Worldwide
HLT
$71.7B
$2.79M 0.13%
+16,667
New +$1.23M
CLR
131
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2.75M 0.12%
+53,404
New +$2.76M
NSC icon
132
Norfolk Southern
NSC
$75.6B
$2.7M 0.12%
25,000
-15,000
-38% -$1.52M
FANG icon
133
Diamondback Energy
FANG
$52.8B
$2.7M 0.12%
+26,721
New +$2.67M
PTEN icon
134
Patterson-UTI
PTEN
$3.87B
$2.69M 0.12%
100,000
+50,000
+100% +$1.23M
JBLU icon
135
JetBlue
JBLU
$2.26B
$2.69M 0.12%
+120,000
New +$2.37M
EEM icon
136
iShares MSCI Emerging Markets ETF
EEM
$29.4B
$2.58M 0.12%
73,700
-536,000
-88% -$19.3M
EGO icon
137
Eldorado Gold
EGO
$9.74B
$2.58M 0.12%
160,000
+100,000
+167% +$1.57M
XLI icon
138
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$2.49M 0.11%
+40,000
New +$2.41M
FLS icon
139
Flowserve
FLS
$10.2B
$2.4M 0.11%
+50,000
New +$2.32M
BWXT icon
140
BWX Technologies
BWXT
$15.6B
$2.38M 0.11%
+60,000
New +$2.33M
CHRD icon
141
Chord Energy
CHRD
$7.49B
$2.33M 0.11%
+153,784
New +$1.99M
QEP
142
DELISTED
QEP RESOURCES, INC.
QEP
$2.27M 0.1%
+123,188
New +$2.24M
NWL icon
143
Newell Brands
NWL
$2.54B
$2.23M 0.1%
50,000
-120,000
-71% -$5.81M
XRT icon
144
CALL
State Street SPDR S&P Retail ETF
XRT
$326M
$2.2M 0.1%
+50,000
New +$2.22M
GLD icon
145
SPDR Gold Trust
GLD
$141B
$2.12M 0.1%
19,354
-104,132
-84% -$12.1M
HES
146
DELISTED
Hess
HES
$2.11M 0.1%
33,815
-6,185
-15% -$338K
KSS icon
147
Kohl's
KSS
$2.17B
$2.1M 0.09%
+42,500
New +$2.1M
GDX icon
148
VanEck Gold Miners ETF
GDX
$27.2B
$2.09M 0.09%
100,000
-250,000
-71% -$5.55M
COP icon
149
ConocoPhillips
COP
$142B
$2.04M 0.09%
+40,583
New +$1.87M
MRO
150
DELISTED
Marathon Oil Corporation
MRO
$2.03M 0.09%
+117,444
New +$1.89M
4 5
6
7 8

Similar funds

BFM
Boston Financial Management Boston, Massachusetts $3.31B AUM 19.4% 1-Year Est. Return
MWM
Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return
CCM
Carlson Capital Management Northfield, Minnesota $2.29B AUM 7.48% 1-Year Est. Return
ECG
Edge Capital Group Atlanta, Georgia $2.24B AUM 19.7% 1-Year Est. Return
LSAG
Lake Street Advisors Group Portsmouth, New Hampshire $2.17B AUM 16.99% 1-Year Est. Return
KL
KGH Ltd Nassau, Bahamas $1.92B AUM 13.96% 1-Year Est. Return
WP
WMS Partners Towson, Maryland $1.78B AUM 11.82% 1-Year Est. Return
RDIA
RE Dickinson Investment Advisors Council Bluffs, Iowa $1.77B AUM 15.45% 1-Year Est. Return

Caxton Associates (New York)'s Q4 2016 Portfolio in Review

As of Q4 2016, Caxton Associates (New York) held 303 positions worth $2.21B, down 25% from $2.96B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Caxton Associates (New York) withdrew a net $818M in Q4 2016, closing 92 positions and reducing 47 holdings. Its most notable exit was State Street Real Estate Select Sector SPDR ETF, an estimated $57.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 19% a quarter earlier, followed by Materials and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in State Street SPDR S&P Oil & Gas Exploration & Production ETF worth $60.2M.

  • Caxton Associates (New York)'s largest Q4 2016 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 363,125 shares worth $60.2M.
  • Caxton Associates (New York) added most to Barrick Mining in Q4 2016, an estimated $92M increase.
  • Caxton Associates (New York)'s biggest Q4 2016 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $72.3M.
  • Caxton Associates (New York) fully exited State Street Real Estate Select Sector SPDR ETF in Q4 2016, selling an estimated $57.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 50% of its $2.21B portfolio in Q4 2016.
  • Caxton Associates (New York) opened 123 new positions and closed 92 in Q4 2016.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $2.21B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2016, filed 14 Feb 2017.