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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.91B
AUM Growth
-$79M
Cap. Flow
-$180M
Cap. Flow %
-9.44%
Top 10 Hldgs %
46.92%
Holding
261
New
116
Increased
20
Reduced
18
Closed
95

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$38.3M
2
HDS
HD Supply Holdings, Inc.
HDS
+$36M
3
GM icon
General Motors
GM
+$28.7M
4
LYB icon
LyondellBasell Industries
LYB
+$27.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$20.3M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$81.1M
2
SKS
SAKS INCORPORATED
SKS
+$72.4M
3
MS icon
Morgan Stanley
MS
+$45.9M
4
URI icon
United Rentals
URI
+$37.8M
5
SNV
Synovus
SNV
+$30.6M

Sector Composition

Rank Sector Weight
1 Financials 13.46%
2 Consumer Discretionary 12.86%
3 Industrials 5.74%
4 Communication Services 5.73%
5 Technology 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWM icon
126
iShares MSCI Malaysia ETF
EWM
$325M
$438K 0.02%
+7,275
New +$443K
RSX
127
DELISTED
VanEck Russia ETF
RSX
$414K 0.02%
+14,700
New +$395K
AAXJ icon
128
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$408K 0.02%
+7,000
New +$396K
CEO
129
DELISTED
CNOOC Limited
CEO
$404K 0.02%
+2,000
New +$380K
TV icon
130
Televisa
TV
$1.49B
$400K 0.02%
+14,300
New +$383K
YOKU
131
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$400K 0.02%
+14,600
New +$335K
IEV icon
132
iShares Europe ETF
IEV
$1.7B
$397K 0.02%
+9,000
New +$379K
EPP icon
133
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$391K 0.02%
+8,200
New +$374K
EWA icon
134
iShares MSCI Australia ETF
EWA
$1.45B
$387K 0.02%
+15,300
New +$368K
EWS icon
135
iShares MSCI Singapore ETF
EWS
$1.08B
$386K 0.02%
+14,450
New +$379K
VALE icon
136
Vale
VALE
$62.6B
$384K 0.02%
+24,600
New +$364K
VEU icon
137
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
$384K 0.02%
+7,900
New +$371K
ACWI icon
138
iShares MSCI ACWI ETF
ACWI
$33.5B
$383K 0.02%
+7,100
New +$373K
VWO icon
139
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$377K 0.02%
+9,400
New +$372K
DEM icon
140
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$372K 0.02%
+7,200
New +$362K
EWH icon
141
iShares MSCI Hong Kong ETF
EWH
$1.22B
$359K 0.02%
+17,900
New +$345K
SPRD
142
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$356K 0.02%
+11,700
New +$346K
FMX icon
143
Fomento Económico Mexicano
FMX
$41.7B
$350K 0.02%
+3,600
New +$362K
EFA icon
144
iShares MSCI EAFE ETF
EFA
$80.2B
$345K 0.02%
+5,400
New +$331K
EWQ icon
145
iShares MSCI France ETF
EWQ
$345M
$344K 0.02%
+12,800
New +$327K
TTM
146
DELISTED
Tata Motors Limited
TTM
$343K 0.02%
+12,900
New +$317K
EWT icon
147
iShares MSCI Taiwan ETF
EWT
$10.7B
$340K 0.02%
+12,200
New +$334K
EWP icon
148
iShares MSCI Spain ETF
EWP
$2.17B
$337K 0.02%
+9,700
New +$305K
TS icon
149
Tenaris
TS
$26.8B
$332K 0.02%
+7,100
New +$322K
SCZ icon
150
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$325K 0.02%
+6,700
New +$308K
4 5
6
7 8

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CCM
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LSAG
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RDIA
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Caxton Associates (New York)'s Q3 2013 Portfolio in Review

As of Q3 2013, Caxton Associates (New York) held 261 positions worth $1.91B, down 4% from $1.99B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Caxton Associates (New York) withdrew a net $180M in Q3 2013, closing 95 positions and reducing 18 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $81.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Caxton Associates (New York) opened a new position in HD Supply Holdings, Inc. worth $36M.

  • Caxton Associates (New York)'s largest Q3 2013 buy was HD Supply Holdings, Inc.: 1,637,500 shares worth $36M.
  • Caxton Associates (New York) added most to American International in Q3 2013, an estimated $38.3M increase.
  • Caxton Associates (New York)'s biggest Q3 2013 reduction was SAKS INCORPORATED, cutting an estimated $72.4M.
  • Caxton Associates (New York) fully exited State Street Financial Select Sector SPDR ETF in Q3 2013, selling an estimated $81.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 47% of its $1.91B portfolio in Q3 2013.
  • Caxton Associates (New York) opened 116 new positions and closed 95 in Q3 2013.
  • Caxton Associates (New York)'s portfolio value fell 4% quarter-over-quarter to $1.91B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2013, filed 14 Nov 2013.