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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.96B
AUM Growth
-$671M
Cap. Flow
-$696M
Cap. Flow %
-23.54%
Top 10 Hldgs %
54.6%
Holding
271
New
97
Increased
32
Reduced
44
Closed
91

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$259M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$63.1M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$58.6M
4
CHK
Chesapeake Energy Corporation
CHK
+$38.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$29.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$174M
2
KHC icon
Kraft Heinz
KHC
+$125M
3
GT icon
Goodyear
GT
+$55.1M
4
NOC icon
Northrop Grumman
NOC
+$45.2M
5
RTN
Raytheon Company
RTN
+$42.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.91%
2 Consumer Discretionary 6.49%
3 Materials 6.17%
4 Energy 3.47%
5 Industrials 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
101
Citigroup
C
$226B
$4.72M 0.16%
+100,000
New +$4.55M
RSX
102
DELISTED
VanEck Russia ETF
RSX
$4.69M 0.16%
+250,000
New +$4.58M
KSU
103
PUT
DELISTED
Kansas City Southern
KSU
$4.67M 0.16%
+50,000
New +$4.74M
CSX icon
104
CSX Corp
CSX
$93.1B
$4.58M 0.15%
450,000
-1,918,800
-81% -$18.1M
BABA icon
105
Alibaba
BABA
$308B
$4.51M 0.15%
+42,600
New +$3.95M
HPE icon
106
Hewlett Packard
HPE
$70.5B
$4.44M 0.15%
+335,853
New +$4.15M
GRA
107
DELISTED
W.R. Grace & Co.
GRA
$4.43M 0.15%
60,000
-120,000
-67% -$9.05M
TTWO icon
108
Take-Two Interactive
TTWO
$46.1B
$4.39M 0.15%
97,322
-352,678
-78% -$14.9M
HYG icon
109
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$4.36M 0.15%
+50,000
New +$4.3M
CAKE icon
110
Cheesecake Factory
CAKE
$5.33B
$4.35M 0.15%
+86,886
New +$4.43M
AXTA icon
111
Axalta
AXTA
$8.17B
$4.24M 0.14%
+150,000
New +$4.2M
OLED icon
112
Universal Display
OLED
$4.19B
$4.18M 0.14%
+75,400
New +$4.78M
STNG icon
113
Scorpio Tankers
STNG
$3.81B
$4.17M 0.14%
90,000
+2,500
+3% +$120K
MU icon
114
Micron Technology
MU
$991B
$4.06M 0.14%
228,200
-80,400
-26% -$1.23M
SLB icon
115
SLB Ltd
SLB
$75B
$3.93M 0.13%
+50,000
New +$3.97M
BAC icon
116
Bank of America
BAC
$442B
$3.91M 0.13%
250,000
-250,000
-50% -$3.72M
LUV icon
117
Southwest Airlines
LUV
$23B
$3.89M 0.13%
+100,000
New +$3.8M
GOOG icon
118
Alphabet (Google) Class C
GOOG
$4.32T
$3.89M 0.13%
100,000
-130,000
-57% -$4.94M
NSC icon
119
Norfolk Southern
NSC
$75.1B
$3.88M 0.13%
40,000
-327,800
-89% -$29.8M
WM icon
120
Waste Management
WM
$91B
$3.83M 0.13%
+60,000
New +$3.92M
AMZN icon
121
Amazon
AMZN
$2.96T
$3.77M 0.13%
90,000
-302,840
-77% -$11.6M
PXD
122
DELISTED
Pioneer Natural Resource Co.
PXD
$3.71M 0.13%
+20,000
New +$3.4M
CFG icon
123
Citizens Financial Group
CFG
$30.6B
$3.71M 0.13%
+150,000
New +$3.45M
CGNX icon
124
Cognex
CGNX
$11.3B
$3.7M 0.13%
+140,000
New +$3.36M
CF icon
125
CF Industries
CF
$17.3B
$3.65M 0.12%
+150,000
New +$3.66M
3 4
5
6 7

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Caxton Associates (New York)'s Q3 2016 Portfolio in Review

As of Q3 2016, Caxton Associates (New York) held 271 positions worth $2.96B, down 18% from $3.63B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Caxton Associates (New York) withdrew a net $696M in Q3 2016, closing 91 positions and reducing 44 holdings. Its most notable exit was Goodyear, an estimated $55.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Materials.

Against the trend, Caxton Associates (New York) opened a new position in State Street Financial Select Sector SPDR ETF worth $242M.

  • Caxton Associates (New York)'s largest Q3 2016 buy was State Street Financial Select Sector SPDR ETF: 12,547,500 shares worth $242M.
  • Caxton Associates (New York) added most to Kroger in Q3 2016, an estimated $20.9M increase.
  • Caxton Associates (New York)'s biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $174M.
  • Caxton Associates (New York) fully exited Goodyear in Q3 2016, selling an estimated $55.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 55% of its $2.96B portfolio in Q3 2016.
  • Caxton Associates (New York) opened 97 new positions and closed 91 in Q3 2016.
  • Caxton Associates (New York)'s portfolio value fell 18% quarter-over-quarter to $2.96B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2016, filed 14 Nov 2016.