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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.91B
AUM Growth
-$79M
Cap. Flow
-$180M
Cap. Flow %
-9.44%
Top 10 Hldgs %
46.92%
Holding
261
New
116
Increased
20
Reduced
18
Closed
95

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$38.3M
2
HDS
HD Supply Holdings, Inc.
HDS
+$36M
3
GM icon
General Motors
GM
+$28.7M
4
LYB icon
LyondellBasell Industries
LYB
+$27.9M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$20.3M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$81.1M
2
SKS
SAKS INCORPORATED
SKS
+$72.4M
3
MS icon
Morgan Stanley
MS
+$45.9M
4
URI icon
United Rentals
URI
+$37.8M
5
SNV
Synovus
SNV
+$30.6M

Sector Composition

Rank Sector Weight
1 Financials 13.46%
2 Consumer Discretionary 12.86%
3 Industrials 5.74%
4 Communication Services 5.73%
5 Technology 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
101
Barrick Mining
B
$73.9B
$1.86M 0.1%
100,000
+25,000
+33% +$441K
BPOP icon
102
Popular Inc
BPOP
$11.2B
$1.76M 0.09%
67,200
– –
IEX icon
103
IDEX
IEX
$17.3B
$1.57M 0.08%
+24,000
New +$1.45M
KEYW
104
DELISTED
The KEYW Holding Corporation
KEYW
$1.42M 0.07%
+105,527
New +$1.34M
DDD icon
105
3D Systems Corp
DDD
$598M
$1.35M 0.07%
25,000
-78,000
-76% -$3.86M
BXMT icon
106
Blackstone Mortgage Trust
BXMT
$2.37B
$1.26M 0.07%
50,000
– –
FLG
107
Flagstar Bank National Association
FLG
$5.89B
$1.08M 0.06%
23,833
– –
EWZ icon
108
iShares MSCI Brazil ETF
EWZ
$9.07B
$1.02M 0.05%
+21,300
New +$947K
EWC icon
109
iShares MSCI Canada ETF
EWC
$6.32B
$994K 0.05%
+35,100
New +$972K
FEZ icon
110
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$941K 0.05%
+24,500
New +$888K
EWU icon
111
iShares MSCI United Kingdom ETF
EWU
$4.17B
$904K 0.05%
+23,050
New +$876K
VGK icon
112
Vanguard FTSE Europe ETF
VGK
$31.4B
$768K 0.04%
+14,100
New +$737K
WHR icon
113
Whirlpool
WHR
$2.82B
$732K 0.04%
5,000
– –
EPOL icon
114
iShares MSCI Poland ETF
EPOL
$755M
$722K 0.04%
+25,200
New +$684K
MBT
115
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$712K 0.04%
+32,000
New +$659K
CADE
116
DELISTED
Cadence Bank
CADE
$695K 0.04%
34,848
-146,103
-81% -$2.87M
ARCC icon
117
Ares Capital
ARCC
$14.2B
$657K 0.03%
+38,000
New +$665K
BRFS
118
DELISTED
BRF SA
BRFS
$621K 0.03%
+25,300
New +$581K
NTES icon
119
NetEase
NTES
$83.9B
$581K 0.03%
+40,000
New +$547K
CHL
120
DELISTED
China Mobile Limited
CHL
$553K 0.03%
+9,800
New +$530K
SOHU
121
Sohu.com
SOHU
$353M
$520K 0.03%
+6,600
New +$433K
EWG icon
122
iShares MSCI Germany ETF
EWG
$1.62B
$517K 0.03%
+18,600
New +$492K
EZU icon
123
iShare MSCI Eurozone ETF
EZU
$9.92B
$494K 0.03%
+13,100
New +$467K
EDU icon
124
New Oriental
EDU
$8.95B
$461K 0.02%
18,500
-14,700
-44% -$336K
EEMV icon
125
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.57B
$440K 0.02%
+7,500
New +$432K
3 4
5
6 7

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Caxton Associates (New York)'s Q3 2013 Portfolio in Review

As of Q3 2013, Caxton Associates (New York) held 261 positions worth $1.91B, down 4% from $1.99B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Caxton Associates (New York) withdrew a net $180M in Q3 2013, closing 95 positions and reducing 18 holdings. Its most notable exit was State Street Financial Select Sector SPDR ETF, an estimated $81.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Caxton Associates (New York) opened a new position in HD Supply Holdings, Inc. worth $36M.

  • Caxton Associates (New York)'s largest Q3 2013 buy was HD Supply Holdings, Inc.: 1,637,500 shares worth $36M.
  • Caxton Associates (New York) added most to American International in Q3 2013, an estimated $38.3M increase.
  • Caxton Associates (New York)'s biggest Q3 2013 reduction was SAKS INCORPORATED, cutting an estimated $72.4M.
  • Caxton Associates (New York) fully exited State Street Financial Select Sector SPDR ETF in Q3 2013, selling an estimated $81.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 47% of its $1.91B portfolio in Q3 2013.
  • Caxton Associates (New York) opened 116 new positions and closed 95 in Q3 2013.
  • Caxton Associates (New York)'s portfolio value fell 4% quarter-over-quarter to $1.91B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2013, filed 14 Nov 2013.