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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.21B
AUM Growth
-$742M
Cap. Flow
-$818M
Cap. Flow %
-36.94%
Top 10 Hldgs %
49.88%
Holding
303
New
123
Increased
37
Reduced
47
Closed
92

Top Buys

Rank Stock Value
1
B
Barrick Mining
B
+$92M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$57M
3
X
US Steel
X
+$52.7M
4
MS icon
Morgan Stanley
MS
+$49.8M
5
INSW icon
International Seaways
INSW
+$33.2M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$72.3M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$61.5M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$57.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$36.6M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$26.7M

Sector Composition

Rank Sector Weight
1 Consumer Staples 19.28%
2 Materials 15.48%
3 Consumer Discretionary 8.03%
4 Financials 7.03%
5 Industrials 6.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
76
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$5.56M 0.25%
+100,000
New +$4.9M
DFS
77
DELISTED
Discover Financial Services
DFS
$5.41M 0.24%
+75,000
New +$4.77M
EMBJ
78
Embraer S.A. ADS
EMBJ
$12.8B
$5.38M 0.24%
+279,450
New +$5.45M
SWFT
79
DELISTED
Swift Transportation Company
SWFT
$5.36M 0.24%
+220,000
New +$5.14M
XLE icon
80
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$5.27M 0.24%
140,000
-1,701,000
-92% -$61.5M
MAT icon
81
Mattel
MAT
$4.21B
$5.24M 0.24%
+190,000
New +$5.78M
NEM icon
82
Newmont
NEM
$111B
$5.11M 0.23%
+150,000
New +$5.12M
IWM icon
83
iShares Russell 2000 ETF
IWM
$82.1B
$5.06M 0.23%
37,500
-208,600
-85% -$26.7M
PH icon
84
Parker-Hannifin
PH
$135B
$4.9M 0.22%
+35,000
New +$4.65M
M icon
85
Macy's
M
$6.61B
$4.83M 0.22%
135,000
-15,000
-10% -$583K
KR icon
86
Kroger
KR
$35.1B
$4.83M 0.22%
140,000
-760,000
-84% -$24.8M
GRA
87
DELISTED
W.R. Grace & Co.
GRA
$4.74M 0.21%
70,000
+10,000
+17% +$683K
OSG
88
DELISTED
Overseas Shipholding Group Inc.
OSG
$4.71M 0.21%
1,229,489
-78,602
-6% -$573K
UNVR
89
DELISTED
Univar Solutions Inc.
UNVR
$4.68M 0.21%
+165,000
New +$3.99M
WCC
90
WESCO International
WCC
$18.1B
$4.66M 0.21%
+70,000
New +$4.45M
AMD icon
91
Advanced Micro Devices
AMD
$799B
$4.61M 0.21%
406,100
+256,200
+171% +$2.15M
SYF icon
92
Synchrony
SYF
$25.6B
$4.53M 0.2%
+125,000
New +$3.99M
EXPE icon
93
Expedia Group
EXPE
$36.8B
$4.53M 0.2%
+40,000
New +$4.88M
JACK icon
94
Jack in the Box
JACK
$331M
$4.48M 0.2%
+40,133
New +$4.1M
MNST icon
95
CALL
Monster Beverage
MNST
$92.1B
$4.43M 0.2%
200,000
-400,000
-67% -$9.16M
TPR icon
96
CALL
Tapestry
TPR
$32.7B
$4.38M 0.2%
+125,000
New +$4.56M
NTES icon
97
NetEase
NTES
$83.5B
$4.33M 0.2%
100,500
+81,750
+436% +$3.9M
SUM
98
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$4.3M 0.19%
186,613
-815,255
-81% -$17.1M
ZION icon
99
Zions Bancorporation
ZION
$10.3B
$4.3M 0.19%
+100,000
New +$3.68M
DLTR icon
100
Dollar Tree
DLTR
$24.9B
$4.25M 0.19%
55,000
-185,000
-77% -$14.9M
2 3
4
5 6

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Caxton Associates (New York)'s Q4 2016 Portfolio in Review

As of Q4 2016, Caxton Associates (New York) held 303 positions worth $2.21B, down 25% from $2.96B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Caxton Associates (New York) withdrew a net $818M in Q4 2016, closing 92 positions and reducing 47 holdings. Its most notable exit was State Street Real Estate Select Sector SPDR ETF, an estimated $57.2M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 19% a quarter earlier, followed by Materials and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in State Street SPDR S&P Oil & Gas Exploration & Production ETF worth $60.2M.

  • Caxton Associates (New York)'s largest Q4 2016 buy was State Street SPDR S&P Oil & Gas Exploration & Production ETF: 363,125 shares worth $60.2M.
  • Caxton Associates (New York) added most to Barrick Mining in Q4 2016, an estimated $92M increase.
  • Caxton Associates (New York)'s biggest Q4 2016 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $72.3M.
  • Caxton Associates (New York) fully exited State Street Real Estate Select Sector SPDR ETF in Q4 2016, selling an estimated $57.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 50% of its $2.21B portfolio in Q4 2016.
  • Caxton Associates (New York) opened 123 new positions and closed 92 in Q4 2016.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $2.21B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2016, filed 14 Feb 2017.