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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.96B
AUM Growth
-$671M
Cap. Flow
-$696M
Cap. Flow %
-23.54%
Top 10 Hldgs %
54.6%
Holding
271
New
97
Increased
32
Reduced
44
Closed
91

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$259M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$63.1M
3
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$58.6M
4
CHK
Chesapeake Energy Corporation
CHK
+$38.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$29.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$174M
2
KHC icon
Kraft Heinz
KHC
+$125M
3
GT icon
Goodyear
GT
+$55.1M
4
NOC icon
Northrop Grumman
NOC
+$45.2M
5
RTN
Raytheon Company
RTN
+$42.4M

Sector Composition

Rank Sector Weight
1 Consumer Staples 18.91%
2 Consumer Discretionary 6.49%
3 Materials 6.17%
4 Energy 3.47%
5 Industrials 2.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HD icon
76
CALL
Home Depot
HD
$349B
$6.43M 0.22%
+50,000
New +$6.66M
WY icon
77
Weyerhaeuser
WY
$18.3B
$6.39M 0.22%
+200,000
New +$6.32M
WYNN icon
78
Wynn Resorts
WYNN
$10.5B
$6.33M 0.21%
65,000
+40,000
+160% +$3.9M
CP icon
79
Canadian Pacific Kansas City
CP
$79.3B
$6.11M 0.21%
+200,000
New +$5.87M
OA
80
DELISTED
Orbital ATK, Inc.
OA
$6.1M 0.21%
80,000
-130,000
-62% -$10.4M
PX
81
DELISTED
Praxair Inc
PX
$6.04M 0.2%
50,000
-20,000
-29% -$2.37M
AAP icon
82
Advance Auto Parts
AAP
$3.49B
$5.96M 0.2%
40,000
+30,000
+300% +$4.79M
QQQ icon
83
Invesco QQQ Trust
QQQ
$479B
$5.94M 0.2%
50,000
-150,000
-75% -$17.3M
GG
84
DELISTED
Goldcorp Inc
GG
$5.78M 0.2%
+350,000
New +$6.17M
FXI icon
85
iShares China Large-Cap ETF
FXI
$4.29B
$5.7M 0.19%
+150,000
New +$5.5M
LYB icon
86
LyondellBasell Industries
LYB
$19.8B
$5.65M 0.19%
+70,000
New +$5.41M
M icon
87
Macy's
M
$6.61B
$5.56M 0.19%
150,000
-170,000
-53% -$6.16M
YUM icon
88
Yum! Brands
YUM
$41.6B
$5.45M 0.18%
+83,460
New +$5.33M
JWN
89
DELISTED
Nordstrom
JWN
$5.45M 0.18%
+105,000
New +$4.93M
TECK icon
90
Teck Resources
TECK
$32.4B
$5.41M 0.18%
300,000
-969,000
-76% -$15.5M
PM icon
91
Philip Morris
PM
$293B
$5.35M 0.18%
55,000
– –
HUN icon
92
Huntsman Corp
HUN
$1.78B
$5.29M 0.18%
325,000
+50,000
+18% +$792K
WMB icon
93
Williams Companies
WMB
$87.8B
$5.22M 0.18%
170,000
+20,000
+13% +$531K
CSL icon
94
Carlisle Companies
CSL
$15.2B
$5.13M 0.17%
+50,000
New +$5.22M
CCL icon
95
CALL
Carnival Corporation Ltd
CCL
$39.4B
$4.88M 0.17%
+100,000
New +$4.63M
PNRA
96
DELISTED
Panera Bread Co
PNRA
$4.87M 0.16%
+25,000
New +$5.28M
TJX icon
97
TJX Companies
TJX
$179B
$4.86M 0.16%
130,000
+30,000
+30% +$1.17M
ALLE icon
98
Allegion
ALLE
$14.3B
$4.82M 0.16%
70,000
– –
HDS
99
PUT
DELISTED
HD Supply Holdings, Inc.
HDS
$4.8M 0.16%
+150,000
New +$5.19M
LMT icon
100
Lockheed Martin
LMT
$135B
$4.79M 0.16%
20,000
-131,800
-87% -$33M
2 3
4
5 6

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Caxton Associates (New York)'s Q3 2016 Portfolio in Review

As of Q3 2016, Caxton Associates (New York) held 271 positions worth $2.96B, down 18% from $3.63B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Caxton Associates (New York) withdrew a net $696M in Q3 2016, closing 91 positions and reducing 44 holdings. Its most notable exit was Goodyear, an estimated $55.1M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Materials.

Against the trend, Caxton Associates (New York) opened a new position in State Street Financial Select Sector SPDR ETF worth $242M.

  • Caxton Associates (New York)'s largest Q3 2016 buy was State Street Financial Select Sector SPDR ETF: 12,547,500 shares worth $242M.
  • Caxton Associates (New York) added most to Kroger in Q3 2016, an estimated $20.9M increase.
  • Caxton Associates (New York)'s biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $174M.
  • Caxton Associates (New York) fully exited Goodyear in Q3 2016, selling an estimated $55.1M.
  • Caxton Associates (New York)'s ten largest holdings make up 55% of its $2.96B portfolio in Q3 2016.
  • Caxton Associates (New York) opened 97 new positions and closed 91 in Q3 2016.
  • Caxton Associates (New York)'s portfolio value fell 18% quarter-over-quarter to $2.96B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2016, filed 14 Nov 2016.