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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+12.92%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.45B
AUM Growth
+$498M
Cap. Flow
+$399M
Cap. Flow %
27.57%
Top 10 Hldgs %
76.54%
Holding
380
New
91
Increased
20
Reduced
24
Closed
242

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$75.5M
2
AES icon
AES
AES
+$43.8M
3
GLD icon
SPDR Gold Trust
GLD
+$25.5M
4
SLV icon
iShares Silver Trust
SLV
+$22.9M
5
AAPL icon
Apple
AAPL
+$16.8M

Top Sells

Rank Stock Value
1
HES
Hess
HES
+$41.5M
2
CTRA
Coterra Energy
CTRA
+$36.3M
3
EQNR icon
Equinor
EQNR
+$30.9M
4
EQT icon
EQT Corp
EQT
+$29.6M
5
OPTU
Optimum Communications Inc
OPTU
+$19M

Sector Composition

Rank Sector Weight
1 Utilities 12.18%
2 Technology 9.77%
3 Consumer Discretionary 4.85%
4 Healthcare 0.76%
5 Communication Services 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
51
CALL
SPDR Gold Trust
GLD
$141B
$2.89M 0.2%
16,200
-28,800
-64% -$5.07M
TSLA icon
52
PUT
Tesla
TSLA
$1.3T
$2.82M 0.2%
+12,000
New +$2.05M
TSLA icon
53
CALL
Tesla
TSLA
$1.3T
$2.78M 0.19%
+12,000
New +$2.05M
NXPI icon
54
NXP Semiconductors
NXPI
$59.8B
$2.4M 0.17%
15,100
+1,400
+10% +$206K
HYG icon
55
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$2.33M 0.16%
+26,700
New +$2.29M
SBUX icon
56
CALL
Starbucks
SBUX
$119B
$2.12M 0.15%
+20,000
New +$1.91M
PTC icon
57
PTC
PTC
$16.3B
$2.07M 0.14%
17,321
– –
ABNB icon
58
Airbnb
ABNB
$108B
$1.85M 0.13%
+12,600
New +$1.86M
IWM icon
59
PUT
iShares Russell 2000 ETF
IWM
$81.6B
$1.57M 0.11%
+8,000
New +$1.4M
DT icon
60
Dynatrace
DT
$14.4B
$1.51M 0.1%
34,894
+2,227
+7% +$88.4K
MU icon
61
CALL
Micron Technology
MU
$1T
$1.5M 0.1%
+20,000
New +$1.21M
WOLF icon
62
Wolfspeed
WOLF
$1.63B
$1.26M 0.09%
+11,900
New +$956K
BABA icon
63
CALL
Alibaba
BABA
$309B
$1.05M 0.07%
+4,500
New +$1.25M
QQQ icon
64
Invesco QQQ Trust
QQQ
$481B
$784K 0.05%
+2,500
New +$734K
OXY icon
65
CALL
Occidental Petroleum
OXY
$58.2B
$727K 0.05%
+42,000
New +$576K
XLV icon
66
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$43.7B
$651K 0.05%
+5,800
New +$633K
VLO icon
67
Valero Energy
VLO
$89.4B
$503K 0.03%
+8,900
New +$437K
XOM icon
68
ExxonMobil
XOM
$655B
$491K 0.03%
+11,900
New +$446K
AMT icon
69
American Tower
AMT
$79.1B
$449K 0.03%
2,002
+448
+29% +$104K
HALO icon
70
Halozyme
HALO
$12.3B
$447K 0.03%
+10,471
New +$376K
RCM
71
DELISTED
R1 RCM Inc. Common Stock
RCM
$431K 0.03%
17,933
-35,525
-66% -$706K
LMT icon
72
Lockheed Martin
LMT
$138B
$428K 0.03%
+1,205
New +$443K
VOYA icon
73
Voya Financial
VOYA
$9.32B
$416K 0.03%
7,070
-7,397
-51% -$401K
SPGI icon
74
S&P Global
SPGI
$121B
$389K 0.03%
1,184
-3,659
-76% -$1.23M
ARES icon
75
Ares Management
ARES
$30.5B
$387K 0.03%
+8,225
New +$372K
1 2
3
4 5

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Caxton Associates (New York)'s Q4 2020 Portfolio in Review

As of Q4 2020, Caxton Associates (New York) held 380 positions worth $1.45B, up 52% from $950M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Caxton Associates (New York) deployed $399M of net new capital in Q4 2020, opening 91 new positions and adding to 20 existing holdings. Its largest new stake was AES: 2,105,805 shares worth $49.5M.

By sector, the portfolio is most concentrated in Utilities at 12% of assets, up from 0.06% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Optimum Communications Inc, an estimated $19M trimmed.

  • Caxton Associates (New York)'s largest Q4 2020 buy was AES: 2,105,805 shares worth $49.5M.
  • Caxton Associates (New York) added most to iShares MSCI Emerging Markets ETF in Q4 2020, an estimated $75.5M increase.
  • Caxton Associates (New York)'s biggest Q4 2020 reduction was Optimum Communications Inc, cutting an estimated $19M.
  • Caxton Associates (New York) fully exited Hess in Q4 2020, selling an estimated $41.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 77% of its $1.45B portfolio in Q4 2020.
  • Caxton Associates (New York) opened 91 new positions and closed 242 in Q4 2020.
  • Caxton Associates (New York)'s portfolio value rose 52% quarter-over-quarter to $1.45B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2020, filed 16 Feb 2021.