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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+13.69%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$729M
AUM Growth
+$226M
Cap. Flow
+$172M
Cap. Flow %
23.64%
Top 10 Hldgs %
50.98%
Holding
608
New
234
Increased
78
Reduced
67
Closed
221

Top Buys

Rank Stock Value
1
APTV icon
Aptiv
APTV
+$32.8M
2
BAC icon
Bank of America
BAC
+$10.9M
3
AMZN icon
Amazon
AMZN
+$8.85M
4
VOYA icon
Voya Financial
VOYA
+$8.52M
5
CFG icon
Citizens Financial Group
CFG
+$7.49M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$53.8M
2
LNG icon
Cheniere Energy
LNG
+$36.5M
3
ATVI
Activision Blizzard
ATVI
+$9.92M
4
TSM icon
TSMC
TSM
+$8M
5
SC
SANTANDER CONSUMER USA HOLDINGS INC
SC
+$7.23M

Sector Composition

Rank Sector Weight
1 Financials 12.9%
2 Technology 12.09%
3 Consumer Discretionary 11.37%
4 Healthcare 5.03%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XP icon
51
XP
XP
$8.39B
$1.93M 0.26%
+50,000
New +$1.88M
LII icon
52
Lennox International
LII
$15.2B
$1.89M 0.26%
7,737
+6,154
+389% +$1.53M
FSLR icon
53
First Solar
FSLR
$26.9B
$1.83M 0.25%
+32,682
New +$1.79M
WOLF icon
54
Wolfspeed
WOLF
$1.71B
$1.78M 0.24%
+38,659
New +$1.8M
ORCL icon
55
Oracle
ORCL
$423B
$1.68M 0.23%
31,853
+18,820
+144% +$1.04M
ITRI icon
56
Itron
ITRI
$4.54B
$1.67M 0.23%
+19,880
New +$1.56M
TEL icon
57
TE Connectivity
TEL
$62.6B
$1.65M 0.23%
17,251
+12,983
+304% +$1.2M
ADI icon
58
Analog Devices
ADI
$190B
$1.6M 0.22%
+13,440
New +$1.51M
OPTU
59
Optimum Communications Inc
OPTU
$301M
$1.57M 0.22%
57,500
-11,950
-17% -$330K
XLF icon
60
CALL
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.54M 0.21%
+50,000
New +$1.47M
AAPL icon
61
Apple
AAPL
$4.57T
$1.53M 0.21%
20,800
-99,404
-83% -$6.39M
TME icon
62
Tencent Music
TME
$15.6B
$1.53M 0.21%
130,000
– –
NATI
63
DELISTED
National Instruments Corp
NATI
$1.52M 0.21%
35,800
+30,202
+540% +$1.26M
VLO icon
64
Valero Energy
VLO
$85.9B
$1.41M 0.19%
15,026
-415
-3% -$39.2K
CZZ
65
DELISTED
Cosan Limited
CZZ
$1.38M 0.19%
60,391
+1,904
+3% +$33.8K
ZD icon
66
Ziff Davis
ZD
$1.98B
$1.36M 0.19%
+16,714
New +$1.38M
PHM icon
67
Pultegroup
PHM
$25.3B
$1.36M 0.19%
+35,032
New +$1.36M
PBF icon
68
PBF Energy
PBF
$7.31B
$1.21M 0.17%
38,433
-15,039
-28% -$463K
AY
69
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$1.19M 0.16%
45,140
+1,537
+4% +$38.4K
HTGC icon
70
Hercules Capital
HTGC
$3.23B
$1.18M 0.16%
84,151
+72,032
+594% +$1M
DHT icon
71
DHT Holdings
DHT
$3.02B
$1.16M 0.16%
139,451
+75,205
+117% +$557K
NMIH icon
72
NMI Holdings
NMIH
$3.36B
$1.14M 0.16%
34,457
+17,891
+108% +$559K
PEGI
73
DELISTED
Pattern Energy Group Inc. Class A
PEGI
$1.13M 0.16%
+42,309
New +$1.15M
CNA icon
74
CNA Financial
CNA
$14.1B
$1.13M 0.15%
25,110
+5,368
+27% +$242K
ORA icon
75
Ormat Technologies
ORA
$6.65B
$1.12M 0.15%
+15,082
New +$1.14M
1 2
3
4 5

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Caxton Associates (New York)'s Q4 2019 Portfolio in Review

As of Q4 2019, Caxton Associates (New York) held 608 positions worth $729M, up 45% from $503M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Caxton Associates (New York) deployed $172M of net new capital in Q4 2019, opening 234 new positions and adding to 78 existing holdings. Its largest new stake was Aptiv: 358,663 shares worth $34.1M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 9.2% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $53.8M trimmed.

  • Caxton Associates (New York)'s largest Q4 2019 buy was Aptiv: 358,663 shares worth $34.1M.
  • Caxton Associates (New York) added most to Bank of America in Q4 2019, an estimated $10.9M increase.
  • Caxton Associates (New York)'s biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $53.8M.
  • Caxton Associates (New York) fully exited Cheniere Energy in Q4 2019, selling an estimated $36.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 51% of its $729M portfolio in Q4 2019.
  • Caxton Associates (New York) opened 234 new positions and closed 221 in Q4 2019.
  • Caxton Associates (New York)'s portfolio value rose 45% quarter-over-quarter to $729M.

Based on Caxton Associates (New York)'s 13F filing for Q4 2019, filed 14 Feb 2020.