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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$982M
AUM Growth
+$77.1M
Cap. Flow
+$15.2M
Cap. Flow %
1.55%
Top 10 Hldgs %
45.19%
Holding
710
New
276
Increased
121
Reduced
95
Closed
168

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.4M
2
PFE icon
Pfizer
PFE
+$45.1M
3
URI icon
United Rentals
URI
+$38.7M
4
TSM icon
TSMC
TSM
+$34.1M
5
AMZN icon
Amazon
AMZN
+$12.8M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$179M
2
APTV icon
Aptiv
APTV
+$89.5M
3
CRM icon
Salesforce
CRM
+$21.7M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.5M
5
SLV icon
iShares Silver Trust
SLV
+$6.83M

Sector Composition

Rank Sector Weight
1 Healthcare 21.2%
2 Technology 15.33%
3 Industrials 7.88%
4 Financials 6.49%
5 Consumer Discretionary 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKC icon
626
McCormick & Company Non-Voting
MKC
$14.3B
– –
-4,779
Closed -$387K
MKTX icon
627
MarketAxess Holdings
MKTX
$5.72B
– –
-1,282
Closed -$539K
MMM icon
628
3M
MMM
$93.8B
– –
-2,646
Closed -$388K
MMSI icon
629
Merit Medical Systems
MMSI
$5.39B
– –
-3,648
Closed -$262K
MNST icon
630
Monster Beverage
MNST
$90B
– –
-49,286
Closed -$2.19M
MOS icon
631
The Mosaic Company
MOS
$7.35B
– –
-8,123
Closed -$290K
MRCY icon
632
Mercury Systems
MRCY
$6.51B
– –
-8,929
Closed -$423K
MRNA icon
633
PUT
Moderna
MRNA
$23.8B
– –
-1,600
Closed -$616K
MSA icon
634
Mine Safety
MSA
$7.48B
– –
-2,721
Closed -$396K
MSGS icon
635
Madison Square Garden
MSGS
$9.39B
– –
-3,234
Closed -$601K
NEE icon
636
NextEra Energy
NEE
$176B
– –
-20,180
Closed -$1.58M
NKE icon
637
Nike
NKE
$62.1B
– –
-2,206
Closed -$320K
NMRK icon
638
Newmark Group
NMRK
$2.51B
– –
-48,430
Closed -$693K
NNI icon
639
Nelnet
NNI
$4.49B
– –
-5,954
Closed -$472K
NOG icon
640
Northern Oil and Gas
NOG
$2.51B
– –
-17,822
Closed -$381K
O icon
641
Realty Income
O
$58.3B
– –
-3,544
Closed -$223K
OGS icon
642
ONE Gas
OGS
$4.99B
– –
-10,133
Closed -$642K
OLED icon
643
Universal Display
OLED
$4.16B
– –
-3,519
Closed -$602K
OLN icon
644
Olin
OLN
$2.13B
– –
-8,879
Closed -$428K
OMC icon
645
Omnicom Group
OMC
$23.2B
– –
-5,560
Closed -$403K
OTIS icon
646
Otis Worldwide
OTIS
$27.7B
– –
-15,000
Closed -$1.23M
OVV icon
647
Ovintiv
OVV
$17.5B
– –
-59,031
Closed -$1.94M
PBF icon
648
CALL
PBF Energy
PBF
$7.9B
– –
-53,000
Closed -$687K
PETS icon
649
PetMed Express
PETS
$41.9M
– –
-19,771
Closed -$531K
PFE icon
650
CALL
Pfizer
PFE
$154B
– –
-469,400
Closed -$20.2M
24 25
26
27 28

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CCM
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LSAG
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Caxton Associates (New York)'s Q4 2021 Portfolio in Review

As of Q4 2021, Caxton Associates (New York) held 710 positions worth $982M, up 8.5% from $905M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Caxton Associates (New York)'s Q4 2021 filing shows 276 new, 121 increased, 95 reduced and 168 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 166,431 shares worth $79M. The largest sale was Tesla, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, up from 14% a quarter earlier, followed by Technology and Industrials.

  • Caxton Associates (New York)'s largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 166,431 shares worth $79M.
  • Caxton Associates (New York) added most to Pfizer in Q4 2021, an estimated $45.1M increase.
  • Caxton Associates (New York)'s biggest Q4 2021 reduction was Tesla, cutting an estimated $179M.
  • Caxton Associates (New York) fully exited Aptiv in Q4 2021, selling an estimated $89.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 45% of its $982M portfolio in Q4 2021.
  • Caxton Associates (New York) opened 276 new positions and closed 168 in Q4 2021.
  • Caxton Associates (New York)'s portfolio value rose 8.5% quarter-over-quarter to $982M.

Based on Caxton Associates (New York)'s 13F filing for Q4 2021, filed 14 Feb 2022.