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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
-16.37%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$544M
AUM Growth
-$185M
Cap. Flow
-$53.4M
Cap. Flow %
-9.81%
Top 10 Hldgs %
56.76%
Holding
672
New
285
Increased
56
Reduced
46
Closed
279

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$86.3M
2
JPM icon
JPMorgan Chase
JPM
+$69.5M
3
BABA icon
Alibaba
BABA
+$58.4M
4
DE icon
Deere & Co
DE
+$36.4M
5
JD icon
JD.com
JD
+$13.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
APTV icon
Aptiv
APTV
+$11.9M
3
VOYA icon
Voya Financial
VOYA
+$9.61M
4
BAC icon
Bank of America
BAC
+$9.31M
5
TSM icon
TSMC
TSM
+$8.85M

Sector Composition

Rank Sector Weight
1 Technology 26.9%
2 Consumer Discretionary 20.23%
3 Financials 17.52%
4 Industrials 7.99%
5 Energy 6.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUTR
626
DELISTED
Cutera, Inc.
CUTR
– –
-10,447
Closed -$374K
CDMO
627
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-19,192
Closed -$147K
AY
628
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-45,140
Closed -$1.19M
PRFT
629
DELISTED
Perficient Inc
PRFT
– –
-19,410
Closed -$894K
WIRE
630
DELISTED
Encore Wire Corp
WIRE
– –
-4,400
Closed -$252K
MODN
631
DELISTED
MODEL N, INC.
MODN
– –
-7,811
Closed -$274K
SCTL
632
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
– –
-18,324
Closed -$336K
CPE
633
DELISTED
Callon Petroleum Company
CPE
– –
-1,377
Closed -$67K
BKCC
634
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-38,169
Closed -$190K
MDRX
635
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-17,395
Closed -$171K
NETI
636
DELISTED
Eneti Inc.
NETI
– –
-4,464
Closed -$284K
JNCE
637
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-56,029
Closed -$489K
CDK
638
DELISTED
CDK Global, Inc.
CDK
– –
-7,668
Closed -$419K
FRTA
639
DELISTED
Forterra, Inc
FRTA
– –
-23,702
Closed -$274K
NUAN
640
DELISTED
Nuance Communications, Inc.
NUAN
– –
-18,162
Closed -$324K
GTS
641
DELISTED
Triple-S Management Corporation
GTS
– –
-19,765
Closed -$365K
MGLN
642
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-5,433
Closed -$425K
HRC
643
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
– –
-2,622
Closed -$298K
CAI
644
DELISTED
CAI International, Inc.
CAI
– –
-8,837
Closed -$256K
SNR
645
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-54,603
Closed -$418K
PRAH
646
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-1,925
Closed -$214K
CATM
647
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-9,618
Closed -$429K
STAY
648
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
– –
-40,215
Closed -$598K
PRSP
649
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-7,591
Closed -$201K
ANH
650
DELISTED
Anworth Mortgage Asset Corporation
ANH
– –
-69,785
Closed -$246K
23 24 25
26
27

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Caxton Associates (New York)'s Q1 2020 Portfolio in Review

As of Q1 2020, Caxton Associates (New York) held 672 positions worth $544M, down 25% from $729M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Caxton Associates (New York) withdrew a net $53.4M in Q1 2020, closing 279 positions and reducing 46 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $136M position sold in full.

By sector, the portfolio is most concentrated in Technology at 27% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Caxton Associates (New York) opened a new position in Microsoft worth $82.8M.

  • Caxton Associates (New York)'s largest Q1 2020 buy was Microsoft: 525,000 shares worth $82.8M.
  • Caxton Associates (New York) added most to Alibaba in Q1 2020, an estimated $58.4M increase.
  • Caxton Associates (New York)'s biggest Q1 2020 reduction was Aptiv, cutting an estimated $11.9M.
  • Caxton Associates (New York) fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $136M.
  • Caxton Associates (New York)'s ten largest holdings make up 57% of its $544M portfolio in Q1 2020.
  • Caxton Associates (New York) opened 285 new positions and closed 279 in Q1 2020.
  • Caxton Associates (New York)'s portfolio value fell 25% quarter-over-quarter to $544M.

Based on Caxton Associates (New York)'s 13F filing for Q1 2020, filed 15 May 2020.