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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$905M
AUM Growth
-$6.65M
Cap. Flow
+$9.3M
Cap. Flow %
1.03%
Top 10 Hldgs %
52.46%
Holding
657
New
198
Increased
119
Reduced
86
Closed
223

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$67.4M
2
PFE icon
Pfizer
PFE
+$65.6M
3
APTV icon
Aptiv
APTV
+$29.7M
4
MRNA icon
Moderna
MRNA
+$22.6M
5
CRM icon
Salesforce
CRM
+$19.6M

Top Sells

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$85.2M
2
RUN icon
Sunrun
RUN
+$64.1M
3
TPIC
TPI Composites
TPIC
+$31.4M
4
MSFT icon
Microsoft
MSFT
+$30.9M
5
AMZN icon
Amazon
AMZN
+$30.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.6%
2 Healthcare 14.17%
3 Technology 11.37%
4 Financials 4.47%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRN icon
601
Trinity Industries
TRN
$2.3B
– –
-9,534
Closed -$256K
TRP icon
602
TC Energy
TRP
$66B
– –
-15,000
Closed -$743K
TTEK icon
603
Tetra Tech
TTEK
$8.97B
– –
-26,250
Closed -$641K
TWO
604
Two Harbors Investment
TWO
$1.26B
– –
-3,875
Closed -$117K
TXG icon
605
10x Genomics
TXG
$7.44B
– –
-1,893
Closed -$371K
TXRH icon
606
Texas Roadhouse
TXRH
$13.6B
– –
-2,407
Closed -$232K
UEC icon
607
Uranium Energy
UEC
$5.63B
– –
-50,990
Closed -$136K
UHS icon
608
Universal Health Services
UHS
$10.5B
– –
-2,734
Closed -$400K
UHT
609
Universal Health Realty Income Trust
UHT
$576M
– –
-5,284
Closed -$325K
VRSK icon
610
Verisk Analytics
VRSK
$23.6B
– –
-2,530
Closed -$442K
VXX icon
611
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$146M
– –
-4,563
Closed -$2.15M
WHD icon
612
Cactus
WHD
$5.7B
– –
-9,285
Closed -$341K
WOR icon
613
Worthington Enterprises
WOR
$2.79B
– –
-10,927
Closed -$412K
WT icon
614
WisdomTree
WT
$3.36B
– –
-38,137
Closed -$236K
WTS icon
615
Watts Water Technologies
WTS
$12.8B
– –
-1,445
Closed -$211K
XLE icon
616
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
– –
-800
Closed -$22K
ZBH icon
617
Zimmer Biomet
ZBH
$18.7B
– –
-1,534
Closed -$239K
MTUS icon
618
Metallus
MTUS
$900M
– –
-25,294
Closed -$358K
AMBR
619
Amber International Holding Ltd
AMBR
$125M
– –
-1,046
Closed -$116K
AIFU
620
AIFU Inc
AIFU
$220M
– –
-28
Closed -$172K
FLG
621
Flagstar Bank National Association
FLG
$5.84B
– –
-3,368
Closed -$111K
QVCGA
622
DELISTED
QVC Group Inc Series A
QVCGA
– –
-571
Closed -$374K
TVRD
623
Tvardi Therapeutics
TVRD
$22M
– –
-491
Closed -$252K
CUTR
624
DELISTED
Cutera, Inc.
CUTR
– –
-7,518
Closed -$369K
CDMO
625
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-19,166
Closed -$492K
23 24
25
26 27

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Caxton Associates (New York)'s Q3 2021 Portfolio in Review

As of Q3 2021, Caxton Associates (New York) held 657 positions worth $905M, down 0.73% from $912M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Caxton Associates (New York)'s Q3 2021 filing shows 198 new, 119 increased, 86 reduced and 223 closed positions. Its largest new stake was Pfizer: 1,480,000 shares worth $63.7M. The largest sale was Baidu, an estimated $85.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 20% a quarter earlier, followed by Healthcare and Technology.

  • Caxton Associates (New York)'s largest Q3 2021 buy was Pfizer: 1,480,000 shares worth $63.7M.
  • Caxton Associates (New York) added most to Tesla in Q3 2021, an estimated $67.4M increase.
  • Caxton Associates (New York)'s biggest Q3 2021 reduction was Sunrun, cutting an estimated $64.1M.
  • Caxton Associates (New York) fully exited Baidu in Q3 2021, selling an estimated $85.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 52% of its $905M portfolio in Q3 2021.
  • Caxton Associates (New York) opened 198 new positions and closed 223 in Q3 2021.
  • Caxton Associates (New York)'s portfolio value fell 0.73% quarter-over-quarter to $905M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2021, filed 15 Nov 2021.