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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.67%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$2.8B
AUM Growth
+$207M
Cap. Flow
+$89.9M
Cap. Flow %
3.21%
Top 10 Hldgs %
37.33%
Holding
678
New
219
Increased
84
Reduced
142
Closed
204

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$101M
2
CVX icon
Chevron
CVX
+$95.5M
3
BAC icon
Bank of America
BAC
+$45.5M
4
KMI icon
Kinder Morgan
KMI
+$25.5M
5
SQM icon
Sociedad Química y Minera de Chile
SQM
+$20.8M

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$45.5M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$26.6M
3
ATH
Athene Holding Ltd. Class A Common Shares
ATH
+$24.6M
4
PH icon
Parker-Hannifin
PH
+$17.3M
5
VMC icon
Vulcan Materials
VMC
+$13.2M

Sector Composition

Rank Sector Weight
1 Energy 17.33%
2 Financials 7.75%
3 Consumer Discretionary 6.84%
4 Industrials 6%
5 Materials 5.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLCO icon
576
Melco Resorts & Entertainment
MLCO
$2.14B
– –
-26,300
Closed -$590K
MMYT icon
577
MakeMyTrip
MMYT
$5.6B
– –
-8,300
Closed -$278K
MNST icon
578
Monster Beverage
MNST
$91B
– –
-300,000
Closed -$7.45M
MRK icon
579
Merck
MRK
$318B
– –
-9,432
Closed -$577K
MS icon
580
Morgan Stanley
MS
$342B
– –
-10,600
Closed -$472K
MSM icon
581
MSC Industrial Direct
MSM
$6.98B
– –
-50,000
Closed -$4.3M
NMFC icon
582
New Mountain Finance
NMFC
$721M
– –
-47,703
Closed -$694K
NSC icon
583
Norfolk Southern
NSC
$77B
– –
-4,100
Closed -$499K
NTAP icon
584
NetApp
NTAP
$36.6B
– –
-10,400
Closed -$417K
NUE icon
585
CALL
Nucor
NUE
$62.2B
– –
-275,000
Closed -$15.9M
NUE icon
586
Nucor
NUE
$62.2B
– –
-6,400
Closed -$370K
NUE icon
587
PUT
Nucor
NUE
$62.2B
– –
-237,500
Closed -$13.7M
OLED icon
588
Universal Display
OLED
$3.99B
– –
-15,000
Closed -$1.64M
ACH
589
Accendra Health
ACH
$231M
– –
-18,508
Closed -$596K
ORI icon
590
Old Republic International
ORI
$10.5B
– –
-28,500
Closed -$557K
PCH
591
DELISTED
PotlatchDeltic
PCH
– –
-11,114
Closed -$508K
PEG icon
592
Public Service Enterprise Group
PEG
$37.7B
– –
-14,400
Closed -$619K
PEP icon
593
CALL
PepsiCo
PEP
$188B
– –
-75,000
Closed -$8.66M
PH icon
594
Parker-Hannifin
PH
$134B
– –
-108,400
Closed -$17.3M
PHM icon
595
Pultegroup
PHM
$24.7B
– –
-144,600
Closed -$3.55M
PKG icon
596
Packaging Corp of America
PKG
$22.6B
– –
-5,300
Closed -$590K
PLAY icon
597
Dave & Buster's
PLAY
$349M
– –
-105,000
Closed -$6.98M
PM icon
598
Philip Morris
PM
$294B
– –
-35,000
Closed -$4.11M
PMT
599
PennyMac Mortgage Investment
PMT
$816M
– –
-33,057
Closed -$605K
PNNT
600
Pennant Park Investment Corp
PNNT
$238M
– –
-71,370
Closed -$527K
22 23
24
25 26

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MWM
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CCM
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ECG
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LSAG
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KL
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WP
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RDIA
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Caxton Associates (New York)'s Q3 2017 Portfolio in Review

As of Q3 2017, Caxton Associates (New York) held 678 positions worth $2.8B, up 8% from $2.59B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Caxton Associates (New York) deployed $89.9M of net new capital in Q3 2017, opening 219 new positions and adding to 84 existing holdings. Its largest new stake was Chevron: 874,800 shares worth $103M.

By sector, the portfolio is most concentrated in Energy at 17% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was ExxonMobil, an estimated $45.5M trimmed.

  • Caxton Associates (New York)'s largest Q3 2017 buy was Chevron: 874,800 shares worth $103M.
  • Caxton Associates (New York) added most to JPMorgan Chase in Q3 2017, an estimated $101M increase.
  • Caxton Associates (New York)'s biggest Q3 2017 reduction was ExxonMobil, cutting an estimated $45.5M.
  • Caxton Associates (New York) fully exited Parker-Hannifin in Q3 2017, selling an estimated $17.3M.
  • Caxton Associates (New York)'s ten largest holdings make up 37% of its $2.8B portfolio in Q3 2017.
  • Caxton Associates (New York) opened 219 new positions and closed 204 in Q3 2017.
  • Caxton Associates (New York)'s portfolio value rose 8% quarter-over-quarter to $2.8B.

Based on Caxton Associates (New York)'s 13F filing for Q3 2017, filed 14 Nov 2017.