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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$905M
AUM Growth
-$6.65M
Cap. Flow
+$9.3M
Cap. Flow %
1.03%
Top 10 Hldgs %
52.46%
Holding
657
New
198
Increased
119
Reduced
86
Closed
223

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$67.4M
2
PFE icon
Pfizer
PFE
+$65.6M
3
APTV icon
Aptiv
APTV
+$29.7M
4
MRNA icon
Moderna
MRNA
+$22.6M
5
CRM icon
Salesforce
CRM
+$19.6M

Top Sells

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$85.2M
2
RUN icon
Sunrun
RUN
+$64.1M
3
TPIC
TPI Composites
TPIC
+$31.4M
4
MSFT icon
Microsoft
MSFT
+$30.9M
5
AMZN icon
Amazon
AMZN
+$30.1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 28.6%
2 Healthcare 14.17%
3 Technology 11.37%
4 Financials 4.47%
5 Communication Services 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVAX icon
551
PUT
Novavax
NVAX
$1.3B
– –
-3,700
Closed -$786K
OHI icon
552
Omega Healthcare
OHI
$14.4B
– –
-9,516
Closed -$345K
OIS icon
553
Oil States International
OIS
$534M
– –
-38,224
Closed -$300K
OKE icon
554
Oneok
OKE
$56.9B
– –
-9,500
Closed -$529K
OPI
555
DELISTED
Office Properties Income Trust
OPI
– –
-23,991
Closed -$703K
ORA icon
556
Ormat Technologies
ORA
$6.87B
– –
-7,272
Closed -$506K
ORCL icon
557
Oracle
ORCL
$435B
– –
-8,288
Closed -$645K
ORI icon
558
Old Republic International
ORI
$10.3B
– –
-32,197
Closed -$802K
OXY icon
559
CALL
Occidental Petroleum
OXY
$58.6B
– –
-28,600
Closed -$894K
PARA
560
CALL
DELISTED
Paramount Global Class B
PARA
– –
-25,000
Closed -$1.13M
PCH
561
DELISTED
PotlatchDeltic
PCH
– –
-21,446
Closed -$1.14M
PFSI icon
562
PennyMac Financial
PFSI
$3.94B
– –
-3,924
Closed -$242K
PKG icon
563
Packaging Corp of America
PKG
$22.7B
– –
-2,570
Closed -$348K
PLUG icon
564
Plug Power
PLUG
$2.94B
– –
-29,393
Closed -$1M
PMT
565
PennyMac Mortgage Investment
PMT
$818M
– –
-9,539
Closed -$201K
POWI icon
566
Power Integrations
POWI
$3.46B
– –
-4,453
Closed -$365K
PSEC icon
567
Prospect Capital
PSEC
$1.15B
– –
-47,663
Closed -$400K
PYPL icon
568
CALL
PayPal
PYPL
$50.5B
– –
-3,500
Closed -$1.02M
PYPL icon
569
PayPal
PYPL
$50.5B
– –
-17,500
Closed -$5.1M
QLYS icon
570
Qualys
QLYS
$6.43B
– –
-4,295
Closed -$432K
RAMP icon
571
LiveRamp
RAMP
$2.3B
– –
-12,365
Closed -$579K
RDUS
572
DELISTED
Radius Recycling
RDUS
– –
-7,275
Closed -$357K
RDY icon
573
Dr. Reddy's Laboratories
RDY
$10.1B
– –
-14,915
Closed -$219K
REI icon
574
Ring Energy
REI
$354M
– –
-26,079
Closed -$78K
REVG
575
DELISTED
REV Group
REVG
– –
-15,160
Closed -$238K
21 22
23
24 25

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Caxton Associates (New York)'s Q3 2021 Portfolio in Review

As of Q3 2021, Caxton Associates (New York) held 657 positions worth $905M, down 0.73% from $912M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Caxton Associates (New York)'s Q3 2021 filing shows 198 new, 119 increased, 86 reduced and 223 closed positions. Its largest new stake was Pfizer: 1,480,000 shares worth $63.7M. The largest sale was Baidu, an estimated $85.2M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 29% of assets, up from 20% a quarter earlier, followed by Healthcare and Technology.

  • Caxton Associates (New York)'s largest Q3 2021 buy was Pfizer: 1,480,000 shares worth $63.7M.
  • Caxton Associates (New York) added most to Tesla in Q3 2021, an estimated $67.4M increase.
  • Caxton Associates (New York)'s biggest Q3 2021 reduction was Sunrun, cutting an estimated $64.1M.
  • Caxton Associates (New York) fully exited Baidu in Q3 2021, selling an estimated $85.2M.
  • Caxton Associates (New York)'s ten largest holdings make up 52% of its $905M portfolio in Q3 2021.
  • Caxton Associates (New York) opened 198 new positions and closed 223 in Q3 2021.
  • Caxton Associates (New York)'s portfolio value fell 0.73% quarter-over-quarter to $905M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2021, filed 15 Nov 2021.