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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$950M
AUM Growth
-$195M
Cap. Flow
-$268M
Cap. Flow %
-28.24%
Top 10 Hldgs %
71.59%
Holding
594
New
150
Increased
51
Reduced
81
Closed
305

Top Buys

Rank Stock Value
1
EQNR icon
Equinor
EQNR
+$33.9M
2
APTV icon
Aptiv
APTV
+$21.7M
3
CTRA
Coterra Energy
CTRA
+$19.8M
4
EQT icon
EQT Corp
EQT
+$18.5M
5
OPTU
Optimum Communications Inc
OPTU
+$15.9M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$38.6M
2
AAPL icon
Apple
AAPL
+$21.7M
3
GLD icon
SPDR Gold Trust
GLD
+$20.6M
4
AMZN icon
Amazon
AMZN
+$17M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$16.9M

Sector Composition

Rank Sector Weight
1 Energy 14.91%
2 Technology 9.97%
3 Consumer Discretionary 9.75%
4 Communication Services 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPE
551
DELISTED
Callon Petroleum Company
CPE
– –
-2,975
Closed -$34K
BKCC
552
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-17,073
Closed -$46K
HT
553
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-18,012
Closed -$104K
TRHC
554
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-6,120
Closed -$335K
TRTN
555
DELISTED
Triton International Limited
TRTN
– –
-17,751
Closed -$537K
QUOT
556
DELISTED
Quotient Technology Inc
QUOT
– –
-33,038
Closed -$242K
AUD
557
DELISTED
Audacy, Inc.
AUD
– –
-28,479
Closed -$39K
SWCH
558
DELISTED
Switch, Inc. Class A Common Stock
SWCH
– –
-46,130
Closed -$822K
ECOM
559
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-14,625
Closed -$232K
AVLR
560
DELISTED
Avalara, Inc.
AVLR
– –
-8,100
Closed -$1.08M
MANT
561
DELISTED
Mantech International Corp
MANT
– –
-3,324
Closed -$228K
NPTN
562
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-50,503
Closed -$448K
ATRS
563
DELISTED
Antares Pharma, Inc.
ATRS
– –
-34,165
Closed -$94K
MIME
564
DELISTED
Mimecast Limited
MIME
– –
-6,549
Closed -$273K
GWB
565
DELISTED
Great Western Bancorp, Inc.
GWB
– –
-13,873
Closed -$191K
DRNA
566
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-24,733
Closed -$628K
ZIXI
567
DELISTED
Zix Corporation
ZIXI
– –
-18,530
Closed -$128K
CXP
568
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-12,150
Closed -$160K
CLDR
569
DELISTED
Cloudera, Inc.
CLDR
– –
-56,445
Closed -$718K
SYKE
570
DELISTED
SYKES Enterprises Inc
SYKE
– –
-13,583
Closed -$376K
WRI
571
DELISTED
Weingarten Realty Investors
WRI
– –
-11,928
Closed -$226K
SWI
572
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-22,164
Closed -$413K
BPFH
573
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-19,151
Closed -$132K
FFG
574
DELISTED
FBL Financial Group
FFG
– –
-8,892
Closed -$319K
FLIR
575
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-5,994
Closed -$243K
20 21 22
23
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Caxton Associates (New York)'s Q3 2020 Portfolio in Review

As of Q3 2020, Caxton Associates (New York) held 594 positions worth $950M, down 17% from $1.15B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Caxton Associates (New York) withdrew a net $268M in Q3 2020, closing 305 positions and reducing 81 holdings. Its most notable exit was iShares Silver Trust, an estimated $38.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 7.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Equinor worth $30.9M.

  • Caxton Associates (New York)'s largest Q3 2020 buy was Equinor: 2,196,285 shares worth $30.9M.
  • Caxton Associates (New York) added most to Aptiv in Q3 2020, an estimated $21.7M increase.
  • Caxton Associates (New York)'s biggest Q3 2020 reduction was Apple, cutting an estimated $21.7M.
  • Caxton Associates (New York) fully exited iShares Silver Trust in Q3 2020, selling an estimated $38.6M.
  • Caxton Associates (New York)'s ten largest holdings make up 72% of its $950M portfolio in Q3 2020.
  • Caxton Associates (New York) opened 150 new positions and closed 305 in Q3 2020.
  • Caxton Associates (New York)'s portfolio value fell 17% quarter-over-quarter to $950M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2020, filed 16 Nov 2020.