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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+11.71%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$982M
AUM Growth
+$77.1M
Cap. Flow
+$15.2M
Cap. Flow %
1.55%
Top 10 Hldgs %
45.19%
Holding
710
New
276
Increased
121
Reduced
95
Closed
168

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.4M
2
PFE icon
Pfizer
PFE
+$45.1M
3
URI icon
United Rentals
URI
+$38.7M
4
TSM icon
TSMC
TSM
+$34.1M
5
AMZN icon
Amazon
AMZN
+$12.8M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$179M
2
APTV icon
Aptiv
APTV
+$89.5M
3
CRM icon
Salesforce
CRM
+$21.7M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.5M
5
SLV icon
iShares Silver Trust
SLV
+$6.83M

Sector Composition

Rank Sector Weight
1 Healthcare 21.2%
2 Technology 15.33%
3 Industrials 7.88%
4 Financials 6.49%
5 Consumer Discretionary 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLSD
526
DELISTED
Clearside Biomedical
CLSD
$99K 0.01%
2,394
-2,044
-46% -$132K
VTNR
527
DELISTED
Vertex Energy, Inc
VTNR
$94K 0.01%
+20,643
New +$98.4K
DHC
528
Diversified Healthcare Trust
DHC
$2.01B
$93K 0.01%
+29,997
New +$96.9K
IMMR icon
529
Immersion
IMMR
$259M
$93K 0.01%
16,302
– –
VKTX icon
530
Viking Therapeutics
VKTX
$3.98B
$85K 0.01%
18,506
– –
EXPR
531
DELISTED
Express, Inc.
EXPR
$84K 0.01%
+1,361
New +$107K
MTL
532
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$83K 0.01%
26,108
-20,480
-44% -$75K
LOMA
533
Loma Negra
LOMA
$1.2B
$81K 0.01%
12,214
-22,497
-65% -$149K
ARAY icon
534
Accuray
ARAY
$34.9M
$78K 0.01%
+16,363
New +$78.9K
NGNE icon
535
Neurogene
NGNE
$722M
$78K 0.01%
+808
New +$98.4K
EPZM
536
DELISTED
Epizyme, Inc
EPZM
$76K 0.01%
+30,300
New +$119K
OXSQ icon
537
Oxford Square Capital
OXSQ
$151M
$58K 0.01%
+14,167
New +$58.9K
OVID icon
538
Ovid Therapeutics
OVID
$478M
$56K 0.01%
17,386
– –
CMCM
539
Cheetah Mobile
CMCM
$98.1M
$55K 0.01%
8,011
-740
-8% -$5.54K
INFI
540
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$45K ﹤0.01%
+20,046
New +$50.3K
KRMD icon
541
KORU Medical Systems
KRMD
$156M
$31K ﹤0.01%
10,291
-10,507
-51% -$32.2K
XLU icon
542
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$7K ﹤0.01%
+200
New +$6.75K
ADBE icon
543
Adobe
ADBE
$108B
– –
-2,514
Closed -$1.45M
ADBE icon
544
PUT
Adobe
ADBE
$108B
– –
-5,000
Closed -$2.88M
ADI icon
545
Analog Devices
ADI
$189B
– –
-34,500
Closed -$5.78M
ADI icon
546
PUT
Analog Devices
ADI
$189B
– –
-70,000
Closed -$11.7M
AJG icon
547
Arthur J. Gallagher & Co
AJG
$64.5B
– –
-2,657
Closed -$395K
AMN icon
548
AMN Healthcare
AMN
$1.41B
– –
-9,671
Closed -$1.11M
AMR icon
549
Alpha Metallurgical Resources
AMR
$1.92B
– –
-5,713
Closed -$284K
AMZN icon
550
CALL
Amazon
AMZN
$2.99T
– –
-8,000
Closed -$1.31M
20 21
22
23 24

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Caxton Associates (New York)'s Q4 2021 Portfolio in Review

As of Q4 2021, Caxton Associates (New York) held 710 positions worth $982M, up 8.5% from $905M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Caxton Associates (New York)'s Q4 2021 filing shows 276 new, 121 increased, 95 reduced and 168 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 166,431 shares worth $79M. The largest sale was Tesla, an estimated $179M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, up from 14% a quarter earlier, followed by Technology and Industrials.

  • Caxton Associates (New York)'s largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 166,431 shares worth $79M.
  • Caxton Associates (New York) added most to Pfizer in Q4 2021, an estimated $45.1M increase.
  • Caxton Associates (New York)'s biggest Q4 2021 reduction was Tesla, cutting an estimated $179M.
  • Caxton Associates (New York) fully exited Aptiv in Q4 2021, selling an estimated $89.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 45% of its $982M portfolio in Q4 2021.
  • Caxton Associates (New York) opened 276 new positions and closed 168 in Q4 2021.
  • Caxton Associates (New York)'s portfolio value rose 8.5% quarter-over-quarter to $982M.

Based on Caxton Associates (New York)'s 13F filing for Q4 2021, filed 14 Feb 2022.