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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$950M
AUM Growth
-$195M
Cap. Flow
-$268M
Cap. Flow %
-28.24%
Top 10 Hldgs %
71.59%
Holding
594
New
150
Increased
51
Reduced
81
Closed
305

Top Buys

Rank Stock Value
1
EQNR icon
Equinor
EQNR
+$33.9M
2
APTV icon
Aptiv
APTV
+$21.7M
3
CTRA
Coterra Energy
CTRA
+$19.8M
4
EQT icon
EQT Corp
EQT
+$18.5M
5
OPTU
Optimum Communications Inc
OPTU
+$15.9M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$38.6M
2
AAPL icon
Apple
AAPL
+$21.7M
3
GLD icon
SPDR Gold Trust
GLD
+$20.6M
4
AMZN icon
Amazon
AMZN
+$17M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$16.9M

Sector Composition

Rank Sector Weight
1 Energy 14.91%
2 Technology 9.97%
3 Consumer Discretionary 9.75%
4 Communication Services 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX icon
526
PUT
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$145M
– –
-781
Closed -$1.7M
WELL icon
527
Welltower
WELL
$165B
– –
-4,835
Closed -$250K
WFC icon
528
Wells Fargo
WFC
$265B
– –
-28,380
Closed -$727K
XBIT icon
529
XBiotech
XBIT
$69.2M
– –
-28,765
Closed -$394K
XHR
530
Xenia Hotels & Resorts
XHR
$1.74B
– –
-33,688
Closed -$314K
XNCR icon
531
Xencor
XNCR
$1.62B
– –
-9,098
Closed -$295K
XOP icon
532
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.66B
– –
-45,300
Closed -$2.36M
XOP icon
533
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.66B
– –
-15,000
Closed -$783K
XOP icon
534
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.66B
– –
-25,000
Closed -$1.3M
XPRO icon
535
Expro Ltd
XPRO
$2.05B
– –
-16,382
Closed -$219K
XRX icon
536
Xerox
XRX
$424M
– –
-30,850
Closed -$472K
ZEPP
537
Zepp Health
ZEPP
$73.9M
– –
-3,771
Closed -$186K
ZYXI
538
DELISTED
Zynex
ZYXI
– –
-17,919
Closed -$405K
NPKI
539
NPK International
NPKI
$1.18B
– –
-23,504
Closed -$52K
QVCGA
540
DELISTED
QVC Group Inc Series A
QVCGA
– –
-1,042
Closed -$481K
CDMO
541
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-27,784
Closed -$182K
BCOV
542
DELISTED
Brightcove, Inc.
BCOV
– –
-40,302
Closed -$318K
B
543
DELISTED
Barnes Group Inc.
B
– –
-9,172
Closed -$363K
AY
544
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
– –
-204,825
Closed -$5.96M
MRO
545
DELISTED
Marathon Oil Corporation
MRO
– –
-19,145
Closed -$117K
EGIO
546
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-1,209
Closed -$356K
SPWR
547
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-1,123,290
Closed -$5.63M
CONN
548
DELISTED
Conn's Inc.
CONN
– –
-29,413
Closed -$297K
MODN
549
DELISTED
MODEL N, INC.
MODN
– –
-8,179
Closed -$284K
TARO
550
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
– –
-8,871
Closed -$590K
20 21
22
23 24

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Caxton Associates (New York)'s Q3 2020 Portfolio in Review

As of Q3 2020, Caxton Associates (New York) held 594 positions worth $950M, down 17% from $1.15B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Caxton Associates (New York) withdrew a net $268M in Q3 2020, closing 305 positions and reducing 81 holdings. Its most notable exit was iShares Silver Trust, an estimated $38.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 7.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Equinor worth $30.9M.

  • Caxton Associates (New York)'s largest Q3 2020 buy was Equinor: 2,196,285 shares worth $30.9M.
  • Caxton Associates (New York) added most to Aptiv in Q3 2020, an estimated $21.7M increase.
  • Caxton Associates (New York)'s biggest Q3 2020 reduction was Apple, cutting an estimated $21.7M.
  • Caxton Associates (New York) fully exited iShares Silver Trust in Q3 2020, selling an estimated $38.6M.
  • Caxton Associates (New York)'s ten largest holdings make up 72% of its $950M portfolio in Q3 2020.
  • Caxton Associates (New York) opened 150 new positions and closed 305 in Q3 2020.
  • Caxton Associates (New York)'s portfolio value fell 17% quarter-over-quarter to $950M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2020, filed 16 Nov 2020.