We are live on ! Find out more
CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+7.77%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$950M
AUM Growth
-$195M
Cap. Flow
-$268M
Cap. Flow %
-28.24%
Top 10 Hldgs %
71.59%
Holding
594
New
150
Increased
51
Reduced
81
Closed
305

Top Buys

Rank Stock Value
1
EQNR icon
Equinor
EQNR
+$33.9M
2
APTV icon
Aptiv
APTV
+$21.7M
3
CTRA
Coterra Energy
CTRA
+$19.8M
4
EQT icon
EQT Corp
EQT
+$18.5M
5
OPTU
Optimum Communications Inc
OPTU
+$15.9M

Top Sells

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$38.6M
2
AAPL icon
Apple
AAPL
+$21.7M
3
GLD icon
SPDR Gold Trust
GLD
+$20.6M
4
AMZN icon
Amazon
AMZN
+$17M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$16.9M

Sector Composition

Rank Sector Weight
1 Energy 14.91%
2 Technology 9.97%
3 Consumer Discretionary 9.75%
4 Communication Services 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMTC icon
501
Semtech
SMTC
$12.2B
– –
-10,426
Closed -$544K
SPNS
502
DELISTED
Sapiens International
SPNS
– –
-31,133
Closed -$871K
SPR
503
DELISTED
Spirit AeroSystems
SPR
– –
-10,462
Closed -$250K
SRPT icon
504
Sarepta Therapeutics
SRPT
$1.81B
– –
-3,020
Closed -$484K
SSTK icon
505
Shutterstock
SSTK
$217M
– –
-14,823
Closed -$518K
STAA icon
506
STAAR Surgical
STAA
$1.25B
– –
-23,796
Closed -$1.46M
STAA icon
507
PUT
STAAR Surgical
STAA
$1.25B
– –
-35,000
Closed -$2.15M
SVC
508
Service Properties Trust
SVC
$1.05B
– –
-7,652
Closed -$271K
SWBI icon
509
Smith & Wesson
SWBI
$636M
– –
-24,631
Closed -$407K
TCPC icon
510
BlackRock TCP Capital
TCPC
$331M
– –
-17,294
Closed -$158K
TDOC icon
511
Teladoc Health
TDOC
$1.29B
– –
-2,803
Closed -$535K
THG icon
512
Hanover Insurance
THG
$7.86B
– –
-2,295
Closed -$233K
TPIC
513
DELISTED
TPI Composites
TPIC
– –
-127,100
Closed -$2.97M
TPR icon
514
Tapestry
TPR
$33.3B
– –
-26,458
Closed -$351K
TRIP icon
515
TripAdvisor
TRIP
$1.26B
– –
-20,607
Closed -$392K
TRTX
516
TPG RE Finance Trust
TRTX
$608M
– –
-23,994
Closed -$206K
TTWO icon
517
Take-Two Interactive
TTWO
$47.4B
– –
-6,731
Closed -$939K
UE icon
518
Urban Edge Properties
UE
$2.75B
– –
-17,601
Closed -$209K
UHS icon
519
Universal Health Services
UHS
$10.5B
– –
-5,732
Closed -$532K
USNA icon
520
Usana Health Sciences
USNA
$265M
– –
-3,742
Closed -$275K
UTHR icon
521
United Therapeutics
UTHR
$22.7B
– –
-7,013
Closed -$849K
UVE icon
522
Universal Insurance Holdings
UVE
$1.21B
– –
-12,871
Closed -$228K
VERU icon
523
Veru
VERU
$44.5M
– –
-10,368
Closed -$346K
VIPS icon
524
Vipshop
VIPS
$7.4B
– –
-17,804
Closed -$354K
VIRT icon
525
Virtu Financial
VIRT
$4.92B
– –
-8,660
Closed -$204K
19 20
21
22 23

Similar funds

BFM
Boston Financial Management Boston, Massachusetts $3.31B AUM 19.4% 1-Year Est. Return
MWM
Merriman Wealth Management Seattle, Washington $2.4B AUM 13.66% 1-Year Est. Return
CCM
Carlson Capital Management Northfield, Minnesota $2.29B AUM 7.48% 1-Year Est. Return
ECG
Edge Capital Group Atlanta, Georgia $2.24B AUM 19.7% 1-Year Est. Return
LSAG
Lake Street Advisors Group Portsmouth, New Hampshire $2.17B AUM 16.99% 1-Year Est. Return
KL
KGH Ltd Nassau, Bahamas $1.92B AUM 13.96% 1-Year Est. Return
WP
WMS Partners Towson, Maryland $1.78B AUM 11.82% 1-Year Est. Return
RDIA
RE Dickinson Investment Advisors Council Bluffs, Iowa $1.77B AUM 15.45% 1-Year Est. Return

Caxton Associates (New York)'s Q3 2020 Portfolio in Review

As of Q3 2020, Caxton Associates (New York) held 594 positions worth $950M, down 17% from $1.15B the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Caxton Associates (New York) withdrew a net $268M in Q3 2020, closing 305 positions and reducing 81 holdings. Its most notable exit was iShares Silver Trust, an estimated $38.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 15% of assets, up from 7.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Caxton Associates (New York) opened a new position in Equinor worth $30.9M.

  • Caxton Associates (New York)'s largest Q3 2020 buy was Equinor: 2,196,285 shares worth $30.9M.
  • Caxton Associates (New York) added most to Aptiv in Q3 2020, an estimated $21.7M increase.
  • Caxton Associates (New York)'s biggest Q3 2020 reduction was Apple, cutting an estimated $21.7M.
  • Caxton Associates (New York) fully exited iShares Silver Trust in Q3 2020, selling an estimated $38.6M.
  • Caxton Associates (New York)'s ten largest holdings make up 72% of its $950M portfolio in Q3 2020.
  • Caxton Associates (New York) opened 150 new positions and closed 305 in Q3 2020.
  • Caxton Associates (New York)'s portfolio value fell 17% quarter-over-quarter to $950M.

Based on Caxton Associates (New York)'s 13F filing for Q3 2020, filed 16 Nov 2020.