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CANY

Caxton Associates (New York) Portfolio holdings

AUM $3.18B
1-Year Est. Return 54.49%
This Fund
S&P 500
This Quarter Est. Return
+12.92%
1 Year Est. Return
+54.49%
3 Year Est. Return
+73.91%
5 Year Est. Return
+212.89%
10 Year Est. Return
+632.2%
AUM
$1.45B
AUM Growth
+$498M
Cap. Flow
+$399M
Cap. Flow %
27.57%
Top 10 Hldgs %
76.54%
Holding
380
New
91
Increased
20
Reduced
24
Closed
242

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$75.5M
2
AES icon
AES
AES
+$43.8M
3
GLD icon
SPDR Gold Trust
GLD
+$25.5M
4
SLV icon
iShares Silver Trust
SLV
+$22.9M
5
AAPL icon
Apple
AAPL
+$16.8M

Top Sells

Rank Stock Value
1
HES
Hess
HES
+$41.5M
2
CTRA
Coterra Energy
CTRA
+$36.3M
3
EQNR icon
Equinor
EQNR
+$30.9M
4
EQT icon
EQT Corp
EQT
+$29.6M
5
OPTU
Optimum Communications Inc
OPTU
+$19M

Sector Composition

Rank Sector Weight
1 Utilities 12.18%
2 Technology 9.77%
3 Consumer Discretionary 4.85%
4 Healthcare 0.76%
5 Communication Services 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP icon
26
CenterPoint Energy
CNP
$26.8B
$8.68M 0.6%
+400,990
New +$8.89M
EXC icon
27
Exelon
EXC
$47B
$8.64M 0.6%
+286,980
New +$8.47M
CWEN icon
28
Clearway Energy Class C
CWEN
$6.7B
$8.64M 0.6%
+270,601
New +$8.13M
D icon
29
Dominion Energy
D
$59.3B
$8.64M 0.6%
+114,847
New +$9.12M
DIS icon
30
Walt Disney
DIS
$181B
$8.21M 0.57%
+45,300
New +$6.5M
ZBRA icon
31
Zebra Technologies
ZBRA
$17.8B
$7.66M 0.53%
19,941
-1,865
-9% -$628K
AMZN icon
32
Amazon
AMZN
$2.96T
$6.97M 0.48%
42,800
-105,200
-71% -$16.8M
QQQ icon
33
CALL
Invesco QQQ Trust
QQQ
$481B
$6.9M 0.48%
+22,000
New +$6.46M
DOCU
34
DocuSign
DOCU
$11.5B
$6.73M 0.47%
30,292
+13,051
+76% +$2.93M
AMZN icon
35
CALL
Amazon
AMZN
$2.96T
$6.51M 0.45%
40,000
+32,000
+400% +$5.11M
MSFT icon
36
CALL
Microsoft
MSFT
$3.71T
$6.12M 0.42%
+27,500
New +$5.91M
UBER icon
37
Uber
UBER
$153B
$5.85M 0.4%
+114,738
New +$5.14M
SONY icon
38
Sony
SONY
$138B
$5.63M 0.39%
278,550
-45,245
-14% -$787K
SLV icon
39
CALL
iShares Silver Trust
SLV
$30.9B
$5.59M 0.39%
227,800
+52,800
+30% +$1.2M
V icon
40
Visa
V
$677B
$5.41M 0.37%
24,741
+21,486
+660% +$4.4M
ON icon
41
ON Semiconductor
ON
$31.6B
$5.35M 0.37%
163,500
-106,425
-39% -$2.97M
INTU icon
42
Intuit
INTU
$89B
$5.05M 0.35%
13,300
+11,758
+763% +$4.13M
AMD icon
43
Advanced Micro Devices
AMD
$789B
$4.81M 0.33%
52,428
-34,710
-40% -$3M
META icon
44
CALL
Meta Platforms (Facebook)
META
$1.51T
$4.08M 0.28%
+15,000
New +$4.11M
AMBA icon
45
Ambarella
AMBA
$3.81B
$3.54M 0.24%
+38,500
New +$2.7M
ADBE icon
46
Adobe
ADBE
$105B
$3.22M 0.22%
6,438
-4,673
-42% -$2.26M
TLT icon
47
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.15M 0.22%
+20,000
New +$3.18M
SHOP icon
48
Shopify
SHOP
$195B
$2.94M 0.2%
+26,000
New +$2.73M
AMAT icon
49
Applied Materials
AMAT
$428B
$2.93M 0.2%
33,900
+30,392
+866% +$2.25M
LRCX icon
50
Lam Research
LRCX
$390B
$2.91M 0.2%
61,590
+48,150
+358% +$2.03M
1
2
3 4 5

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Caxton Associates (New York)'s Q4 2020 Portfolio in Review

As of Q4 2020, Caxton Associates (New York) held 380 positions worth $1.45B, up 52% from $950M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Caxton Associates (New York) deployed $399M of net new capital in Q4 2020, opening 91 new positions and adding to 20 existing holdings. Its largest new stake was AES: 2,105,805 shares worth $49.5M.

By sector, the portfolio is most concentrated in Utilities at 12% of assets, up from 0.06% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Optimum Communications Inc, an estimated $19M trimmed.

  • Caxton Associates (New York)'s largest Q4 2020 buy was AES: 2,105,805 shares worth $49.5M.
  • Caxton Associates (New York) added most to iShares MSCI Emerging Markets ETF in Q4 2020, an estimated $75.5M increase.
  • Caxton Associates (New York)'s biggest Q4 2020 reduction was Optimum Communications Inc, cutting an estimated $19M.
  • Caxton Associates (New York) fully exited Hess in Q4 2020, selling an estimated $41.5M.
  • Caxton Associates (New York)'s ten largest holdings make up 77% of its $1.45B portfolio in Q4 2020.
  • Caxton Associates (New York) opened 91 new positions and closed 242 in Q4 2020.
  • Caxton Associates (New York)'s portfolio value rose 52% quarter-over-quarter to $1.45B.

Based on Caxton Associates (New York)'s 13F filing for Q4 2020, filed 16 Feb 2021.